How Is Chemical Interesterification Initiated:
Nucleophilic Substitution or α-Proton Abstraction?
Linsen Liu*
The Oklahoma Food and Agricultural Products Center, Oklahoma State University, Stillwater, Oklahoma 74078
ABSTRACT: Esters of carboxylic acids including 2-methylhexa- the art, experimental evidence revealing the identity or struc-
noic, 2-methylbutyric, 2,2-dimethyl-4-pentenoic, palmitic, and ture of the catalytic species is still lacking. Once the real cata-
oleic acids were tested as substrates in methoxide-catalyzed in-
teresterification and transesterification. The aliphatic acid esters
participated in the ester–ester interchange upon addition of cat-
alytic sodium methoxide. Their isopropyl esters also produced
methyl esters on heating with sodium methoxide. The esters of α-
methyl-substituted acids did not participate in the ester–ester in-
terchange. Their isopropyl esters did not react with methoxide to
produce methyl esters. However, upon addition of methanol with
sodium methoxide, their methyl esters were produced. These re-
lyst is formed, the interchange period of the reaction begins.
Acyl groups continue to interchange until thermodynamic
equilibrium is reached and no further net change in the distri-
bution of FA occurs. At this point, the reaction reaches the third
period, completion, which is usually terminated out by quench-
ing with water to destroy the real catalyst.
Two reaction mechanisms have been proposed for inter-
esterification. Weiss et al. (4) suggested that interesterification
sults indicate that the first step in interesterification is possibly that was initiated when methoxide abstracted the α-hydrogen of an
methoxide abstracts the α-hydrogen of an ester to form a carban- ester to form an enolate anion (α-carbanion ester) that then
ion. Interesterification is then likely completed via a Claisen con- formed a β-keto ester via Claisen condensation (5). Interesteri-
densation mechanism involving the β-keto ester anion as the ac-
tive intermediate. The β-keto ester anion contains positively
charged ketone and acyl carbons that are active sites for nucle-
ophilic attack by anions such as methoxide and glycerinate,
which would produce a methyl ester or rearrange acyls randomly.
On the other hand, transesterification is a nucleophilic substitu-
tion by methoxide at the acyl carbon in the presence of methanol.
Paper no. J10726 in JAOCS 81, 331–337 (April 2004).
fication was then understood to occur by repetitive nucleophilic
substitution of β-keto esters by glyceride anions (diglycerinate)
on the ketone carbon or acyl carbon until thermodynamic equi-
librium was reached. This β-keto ester mechanism was sup-
ported by the detection of an IR absorption peak at 6.4 µm
−
1
(
1562.5 cm ) in the oil and water phases of sodium methox-
ide-catalyzed interesterification reactions (4). This evidence
has been challenged because this absorption is also characteris-
KEY WORDS: Carbanion, Claisen condensation, decarboxyla- tic of the ionized carboxyl group of soap that is commonly
tion, enolate, interesterification, β-keto ester anion, laurone, formed as a by-product in sodium methoxide-catalyzed inter-
mechanism, palmitone, transesterification.
esterification (1,6). Coenen (7) proposed that interesterification
was initiated by a direct nucleophilic addition and substitution
of methoxide on the acyl carbon of a glycerol ester to form a
Chemical interesterification rearranges the distribution of FA diglycerinate. Interesterification was achieved by repetitive nu-
in TG. This rearrangement changes the TG composition, and cleophilic substitution of diglycerinate moieties at the acyl car-
therefore the physical properties of the oils, and does not lead bons of TG. So far, no additional experimental research to sup-
to the formation of trans FA.
port either mechanism has been published.
Interesterification can occur without catalysts at very high
In this research, the reaction between sodium methoxide and
temperatures, such as 250°C, or catalytically under milder con- a series of acid esters with and without α-methyl branching was
ditions, such as 60°C. Many compounds have been patented as studied to further elucidate the mechanism of chemical inter-
interesterification catalysts including metal salts, alkali hydrox- esterification.
ide, alkoxide (alkylates), and alkali metals (1–3). Sodium
methoxide is the most commonly used catalyst for chemical in-
teresterification. The reaction is commonly divided into three
EXPERIMENTAL PROCEDURES
periods: induction, interchange, and completion. During the in- Chemicals. Sodium methoxide was purchased from Aldrich
duction period (ranging from seconds to minutes), sodium (Milwaukee, WI) as a 30% solution in methanol and the
methoxide reacts with glycerides to produce an intermediate sodium methoxide powder was prepared by evaporating the
commonly referred to as the “real catalyst” (1); no interchange methanol at about 90°C just prior to use. 2-Methylhexanoic
of acyl groups takes place during this period. Although the ex- acid (99% purity by GC), 2-methylbutyric acid (98%), 2,2-
istence of this real catalyst is not doubted by those skilled in dimethyl-4-pentenoic acid (95%), palmitic acid (99%), and
oleic acid (99%) were purchased from Sigma Chemical Co. (St.
Louis, MO). The acids were converted into methyl and iso-
propyl esters by the following acid-catalyzed esterification.
*
Address correspondence at 3353 Michelson Dr., Irvine, CA 92612.
E-mail: linsen.liu@conagrafoods.com
Copyright © 2004 by AOCS Press
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JAOCS, Vol. 81, no. 4 (2004)