CarbonylatiVe Ring Opening of Terminal Epoxides
SCHEME 1
shown that zinc Lewis acids such as ZnBr2(NC5H5) accelerate
the carbonylative ring opening of ethylene oxide with Co2-
(CO)8.18 Finally, Coates has developed a highly efficient
bimetallic catalyst that allows the carbonylative ring expansion
of epoxides under atmospheric pressure of CO and at room
temperature.19
Although high-pressure reactions often provide interesting
products, the need for specialized equipment represents a
limitation for synthetic organic chemists. Thus, we have
embarked on a program to develop novel Lewis bases to
efficiently catalyze the formation of reactive HNIP’s that are
effective at opening epoxides and aziridines under mild condi-
tions (1 atm of CO and room temperature). We targeted the
carbonylation of epoxides because the â-hydroxy ester products
are useful intermediates in organic and polymer chemistry4e,20
and thus initiated studies on the carbonylative ring opening of
propylene oxide (1a) in methanol as the test reaction. Much to
our surprise we observed through preliminary control experi-
ments that this reaction proceeded readily at atmospheric
pressure of CO and room temperature in the absence of a Lewis
basic catalyst! Because this unexpected observation contradicted
the general practice for this important process we have
extensively investigated the reaction and describe our results
in full below.
for carbonylative carbon-carbon bond forming reactions, set a
milestone in carbonylation chemistry. Mechanistic studies by
Marko and Faschinetti showed that HNIP’s are generated from
the disproportionation of Co2(CO)8 by Lewis bases.13 The
preparative advantages of HNIP’s are clear, as this catalyst
system requires only one metal. Upon interaction with a Lewis
base the Co2(CO)8 disproportionates into an ionic species,
[LB2Co(CO)3]+ [Co(CO)4]-. The Lewis acidic cationic portion
[LB2Co(CO)3]+ is known to coordinate and activate the epoxide
and the anionic [Co(CO)4]- will attack the epoxide to make an
organocobalt ate complex. Insertion of carbon monoxide to this
cobalt ate species results in a cobalt acyl complex, which is
intercepted by nucleophiles to give â-lactones or â-hydroxy
esters and amides. In the early 1990s Drent and Kragtwijk
reported an efficient HNIP catalytic system based on Co2(CO)8
and 3-hydroxypyridine (3) for the carbonylative ring opening
of terminal aliphatic epoxides.14 Hinterding and Jacobsen7a
successfully exploited this transformation in the production of
enantiopure â-hydroxy esters starting from enantiopure epoxides
that are, in turn, easily prepared by hydrolytic kinetic resolu-
tion.15 Although the reported carbonylation conditions are milder
than those reported by Eisenmann,16 they still required 40 bar
of carbon monoxide and 65-70 °C.17
Results and Discussion
1. Initial Discovery. The carbonylation of 1a in MeOH/THF
under CO pressure was selected as the model system. Initial
studies involved a survey of CO pressure, temperature, time,
solvent, and catalyst. Orienting experiments employed the
conditions developed by Drent: 5 mol % of Co2(CO)8, 10 mol
% of 3 in a 1:1 mixture of MeOH and THF under 41 bar of CO
at 72 °C for 12 h. Under these conditions an 85% yield of
methyl-3-hydroxybutyrate (2a) was obtained (Table 1, entry 1).
As part of a series of standard, systematic control experiments,
we performed the carbonylation of 1a, in MeOH/THF (1:1),
with 10 mol % of Co2(CO)8 and 20 mol % of 3 under
atmospheric pressure of CO and at room temperature. Much to
our surprise, 2a was isolated in 40% yield (Table 1, entry 2).
2. Optimization and Control Experiments. This striking
observation encouraged further investigation of this reaction.
Remarkably, by lowering the loading of both Co2(CO)8 (to 5
mol %) and 3 (to 10 mol %) at atmospheric pressure of CO
and room temperature, the yield of 2a improved from 40% to
80% (Table 1, entries 2 and 3).21 The next two controls showed
that no reaction occurs without Co2(CO)8, but surprisingly, an
85% yield of 2a was obtained in an experiment without 3 (Table
1, entries 4 and 5). Apparently, methanol alone is able to
The disproportionation of Co2(CO)8 with other nucleophiles,
for example, silyl amides, has been used for the carbonylative
ring opening of epoxides to produce â-hydroxy amides under
atmospheric pressure of carbon monoxide.6 Moreover, Kim has
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J. Org. Chem, Vol. 72, No. 25, 2007 9631