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Angewandte
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the b sp3-carbon atom of an ester as the crucial step. Key to
the success of this reaction cascade is the suppression of
several possible side reactions, including amide formation of
the NHC-bound ester intermediate I, reaction of the a-carbon
atom of the enolate intermediate II, and undesired cascade
reaction of the intermediate III. Specifically, the decreased
nucleophilicity of the tosyl-protected amine in the o-tosyla-
mino enone 2 was predicted to suppress the possible
intermolecular amide (I-a) formation between the amino
group of 2 and I. The use of a strong base (DBU) could
promote deprotonation at the b-carbon atom and suppress
reaction at the a-carbon atom (to form II-a). And the
formation of a six-membered lactam (3) is more favorable
than that of the four-membered lactone III-a.
product, and no clear side products were identified. A
benzoylamino enone gave less than 10% yield of the desired
cascade product, and the major side-product was III-a (iso-
lated from formation of cyclopentene after decarboxylation
of III-a; Figure 1). We next evaluated chiral triazolium NHC
catalysts. The aminoindanol-derived triazolium pre-catalysts
C and D, which are excellent carbene catalysts in asymmetric
reactions of aldehydes, were not effective for our ester
activation (entry 3). Lastly, the triazolium salt E, derived from
l-neopentylglycine and having a bulky tert-butyl substituent,
was found to be effective in this cascade reaction, thus
affording 3a in 80% yield, 15:1 d.r., and 96:4 e.r. (entry 4).
The use of toluene as solvent (entry 5) gave similar results
(83% yield, 10:1 d.r., 97:3 e.r.). Other common organic
solvents (e.g., CH3CN, CH2Cl2, 1,4-dioxane, and ethyl ace-
tate) also worked fine for this reaction (see the Supporting
Information).
Key results of our initial study and optimization of the
reaction conditions using 1a as a model ester substrate are
summarized in Table 1. The enone substrate 2a, bearing an
With acceptable reaction conditions in hand (Table 1,
entry 5), we next evaluated the scope with respect to the
saturated ester substrates by using 2a (Table 2, 3a–j). When
esters with a b-aryl substituent were used, both electron-rich
and electron-deficient moieties were tolerated on the aryl
group (3b–f). Esters bearing a b-naphthyl (3g) or hetero(aryl)
(3h) substituent worked effectively as well. Remarkably,
esters with a b-alkyl substituent (3i and 3j) reacted with 2a to
afford the corresponding cascade products with excellent d.r.
and e.r. values, albeit with moderate yields. The scope of the
o-tosylamino enones 2 was then studied by using 1a as
a model ester substrate (3k–v). When chalcone-type o-
tosylamino enone substrates [e.g., R’ = (hetero)aryl group in
3k–t] were used, all the reactions gave the corresponding
products with good to excellent yields, and excellent d.r. and
e.r. values (3k–t). The o-tosylamino enone substrate with R’
as an alkenyl unit was also tolerated, thus affording 3u in
93% yield, 14:1 d.r., and 96:4 e.r. In our reaction sequence,
the use of an enone with an alkyl unit (R’ as a propyl group)
afforded the desired product with 40% yield and excellent d.r.
and e.r. values (3v). In this case, the major side reaction
(accounting for about 40% consumption of the amino enone
substrate) was an intramolecular Michael addition of the
amine to the enone. The cascade products were nearly
undetectable when R or R’ = H. The cascade reactions can be
readily scaled up without obvious loss in yield and selectivity.
For example, gram-scale preparation (1.03 gram scale) of 3a
was achieved with similar yield and e.r. value as obtained
from the small-scale reaction presented in Tables 1 and 2.
The proposed pathway for the formation of the cascade
product 3 is further illustrated in Scheme 1. Addition of the
NHC to the ester 1 could give the NHC-bounded ester
intermediate I, which undergoes a-CH deprotonation to form
the ester enolate intermediate II. b-CH deprotonation of II
affords III which bears a nucleophilic b-carbon atom. A
formal Michael addition of the nucleophilic b-carbon atom of
III to 2 generates the intermediate IV. Subsequent proton
transfer followed by intramolecular aldol reaction and lactam
formation leads to VIII, which undergoes dehydration[14] to
form 3.
Table 1: Screening of reaction conditions for the reaction of 1a with 2a.[a]
Entry
NHC
Solvent
Yield [%][b]
d.r.[c]
e.r.[d]
1
2
3
4
5
A
B
THF
THF
THF
THF
0
90
trace
80
–
20:1
–
15:1
10:1
–
–
–
96:4
97:3
C or D
E
E
toluene
83
[a] Standard reaction conditions: NHC precursor (20 mol%), 1a
(2.0 equiv), 2a (0.2 mmol), DBU (1.5 equiv), solvent (0.5 mL), 4 ꢀ M.S.,
RT, 24 h. [b] Yield of products after column chromatography. [c] Diaste-
reomeric ratio of 3a, determined by 1H NMR analysis of unpurified
reaction mixtures. Absolute configuration of product was determined by
X-ray analysis of 3m (Table 2). [d] Determined by HPLC analysis using
a chiral stationary phase. DBU=1,8-diazabicyclo[5.4.0]undec-7-ene,
Mes=2,4,6-trimethylphenyl, THF=tetrahydrofuran.
arylamino moiety, was chosen as the other model reactant and
the tosyl moiety was identified as a suitable protecting group.
An imidazolium carbene pre-catalyst (A) was not effective
for this reaction (Table 1, entry 1). When the achiral triazo-
lium NHC pre-catalyst B was used with DBU as a base in
THF, the desired cascade product 3a was obtained with 90%
yield and 20:1 d.r. (entry 2). Possible side products such as
those illustrated in Figure 1b (e.g., amide formation or
reaction at the a-carbon atom) were nearly undetectable.
Notably, the protecting group on the amine moiety was
important for the success of this reaction. For example, the
free amino enone could not provide the desired cascade
Lastly, we demonstrated additional synthetic transforma-
tions of the multicyclic domino reaction products by using 3a
2
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Angew. Chem. Int. Ed. 2014, 53, 1 – 6
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