Irradiation of Imine-Group VI Carbene Complexes
SCHEME 2. P h otor ea ctivity of Ch r om iu m
Im in e-Ca r ben e Com p lexes w ith Alk yn es
At this point, one wonders whether the light effect is
only that of opening an empty coordination site by CO
dissociation or whether some of the subsequent steps
leading to the pyrrole derivative are also involved. Taking
into account that thermal reactions have been described
for some imine-carbene complexes,14 we carried out its
irradiation in the presence of alkynes. Since our results
seem analogous to those previously described, we assume
that after CO dissociation the reaction takes place on the
ground-state surface; that is, the light effect in this
reaction only consists of the activation of the carbene
complexes by creating an empty coordination site, which
can be filled by the alkyne. This suggests that all the
subsequent steps leading to the pyrrole formation should
take place on the ground state.
The value of this reaction as a synthetically useful way
to get 2H-pyrrole derivatives and as a Do¨tz-related
process prompted us to explore its mechanism. However,
due to the difficulties of experimental characterization
of the possible reaction intermediates as done in the case
of the reaction of imine-carbene complexes with al-
kenes,7 we decided to carry out the study of the cyclo-
pentannulation of imine-carbene complexes with alkynes
using theoretical tools.
Theoretical calculations of transition-metal complexes
are now a well-established tool for the study of organo-
metallic species.10 Especially important are density func-
tional theory (DFT) methods, due to their expediency,
which makes them viable for the study of large-size
molecules at a fraction of the time required for post-
Hartree-Fock (HF) calculations. An even more important
advantage is that in most cases the expectation values
derived from approximate DFT are in better agreement
with experiment than results obtained from HF calcula-
tions. In the particular case of group VI-carbene com-
plexes, DFT methods have shown remarkable agreement
with the experimental results.11 In particular, DFT
methods have achieved a number of successes over the
past few years in the field of group VI-carbene complex
chemistry, as they have been able to reproduce experi-
mental results with considerable accuracy.12 Encouraged
by these results, we tried to apply this methodology to
the study of the photochemical cyclopentannulation of
imine-carbene complexes with alkynes to make up for
the difficulties in the experimental characterization of
the intermediates involved.
Com p u ta tion Meth od s
The size of the imine-carbene complex under study
necessitated the use of (CO)5CrdCHNdCH2 and HCt
CH as models for the calculations. All calculations were
carried out using the Gaussian 98 program package.15
Since the DFT method combines the importance of
including electron correlation effects and the possibility
of dealing with large systems, ground-state molecular
geometries were optimized within the nonlocal density
approximation (NLDA), including Becke’s16 nonlocal
exchange corrections as well as Perdew’s17 inhomoge-
neous gradient corrections for correlation. For C, O, N,
and H, the standard split-valence 6-31G* basis set18 was
employed. For the chromium atom, we used the Hay-
Wadt effective core potential,19 with the minimal basis
set split to [341/2111/41].20 This basis set has proved its
ability to perform calculations on transition-metal com-
plexes with good accuracy.21 Geometry was fully opti-
(13) Details will be published elsewhere.
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1990, 9, 2867. (b) Dragisich, V.; Murray, C. K.; Warner, B. P.; Wulff,
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The general accepted mechanism4 for the photochemi-
cal reactions of Fischer carbene complexes with unsatur-
ated systems involves CO insertion into the CrdC bond
in the first step to form a coordinated ketene followed
by reaction with the substrate. This ketene-complex
participation determines the formation of benzannulation
or cyclobutannulation products. In contrast with this
result, we have recently reported the first example of the
photochemically induced [3 + 2] cyclopentannulation of
imine-group VI carbene complexes with alkynes, which
gives 2H-pyrrole derivatives (Scheme 2). In these cases,
the absence of the CO ligand on the pyrrole structure
could indicate an initial CO loss instead of ketene-
complex formation after irradiation of carbene complexes.
To test this hypothesis, we checked that irradiation of
carbene complexes in the presence of Ph3P leads to the
substitution of one CO by the phosphine ligand.13
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