P.-H. Wei et al. / Tetrahedron Letters 51 (2010) 6690–6694
6693
prepared 3c in quantitative fashion, as before, through the reaction
of PBu3 (1 equiv) with diphenylketene (1 equiv). The resulting rel-
atively stable enolate 3c was then added to a solution of ethyl-
phenylketene. The dimerization of ethylphenylketene was
observed to proceed efficiently (yield of 2c = 95%). 31P NMR moni-
toring indicated that 3c was present in high concentration for
much of the reaction, while another species (5, 31P NMR d
34 ppm) was gradually formed. While such a result supports the
notion of 3 being the true dimerization catalyst (mechanism B),
we cannot rule out the possibility that PBu3 is being formed in a
reversible fashion from 3 or 5, and that PBu3 itself is actually the
active catalyst.
Surprisingly given the highly reactive nature of ethylphenylke-
tene, the first phosphonium enolate 3d was formed with good con-
version through the quick addition of 1 equiv of PBu3 to 1 equiv of
ethylphenylketene at À78 °C (Scheme 6). In this way a tetravalent
phosphonium enolate species, which gave a 31P NMR (CD2Cl2) d at
13.4 ppm, was generated. Phosphonium enolate 3d was trapped
cleanly through reaction with TMSCl at À78 °C to give the corre-
sponding silyl enol ether 10d quantitatively with an olefin isomer
ratio = 95:5. The major olefin is presumed to be the E-isomer by
analogy with the stereochemical outcome of the addition of nucle-
ophiles to disubstituted ketenes reported by Tidwell and co-work-
ers.6 Compound 10d gave a 31P NMR (CD2Cl2) d at 32.6 ppm (major
isomer).13 Alternatively 3d, generated quantitatively, could be en-
gaged in a formal [2 + 2] cycloaddition with 4-chlorobenzaldehyde
to give 11d (65%, dr = 88:12), with the trans-isomer being the ma-
jor isomer.14 Therefore, this stoichiometric method of phospho-
nium enolate generation represents a promising new avenue for
ketene reaction development, given the lack of a stoichiometric
variant available to other catalytic systems, for example, alkaloid
and ferrocenylamine catalytic systems.2,15
izations involve tetravalent phosphonium enolate intermediates,
which enable catalytic turnover in our system, even under mild
conditions (0 °C or À25 °C). No evidence was observed for the
involvement of pentacovalent phosphorus intermediates in the
PBu3-catalyzed reaction. Knowledge of the structures of the inter-
mediates is expected to have implications for the design of chiral
phosphine catalysts suitable for imparting asymmetric induction
in reactions of ketenes. Furthermore, we have shown that phos-
phonium enolate intermediates involved in PBu3-catalyzed ketene
dimerizations may be trapped through reaction with various elec-
trophiles, hinting at the potential of these enolates for the develop-
ment of new synthetic methodologies. Future work will focus on a
kinetics investigation of the catalytic system, and on the applica-
tion of the catalytic system to complex molecule synthesis.16
Acknowledgments
We thank the National Science Foundation (Grant Nos. CHE-
0911483 to N.J.K., CHE-0722547 to K.A.W., and CHE-0821487 for
NMR facilities at Oakland University), and Oakland University
(N.J.K.) for financial support of this work.
Supplementary data
Supplementary data (characterization data and procedures for
the preparation of 2a, 2f, 3c, 8c, 8d, 9d, 10d, and 11d, and X-ray
crystal structure data for methylphenylketene dimer 2g) associ-
ated with this article can be found, in the online version, at
References and notes
Phosphonium enolate intermediates were also observed when
the PBu3-catalyzed dimerization of other ketenes, such as iso-
butylphenylketene and dimethylketene, were monitored using
31P NMR analysis (Table 2, entry 5 and 7). Indeed, pentacovalent
phosphorane intermediates were only ever detected when trial-
kylphosphites were used as reaction promoters (Table 2, entries
4 and 8). Dialkylketenes gave the b-lactone or 1,3-cyclobutanedi-
one regioisomer when exposed to PBu3 catalysis, depending upon
the alkyl substituents chosen. Dimethylketene was efficiently
dimerized to give the b-lactone when tri-n-butylphosphine was
used as the catalytic system. On the other hand, cyclohexylethylke-
tene was dimerized to give 1,3-cyclobutanedione exclusively,
rather than the b-lactone regioisomer (Table 2, entry 6). The switch
in regioselectivity may be due to the higher reactivity of cyclo-
hexylethylketene-derived enolate 6f at C, compared to the lower
reactivity of dimethylketene- or alkylarylketene-derived enolates
6 at C.
The major olefin isomer of the ketoketene dimer b-lactones
was determined to be the Z-isomer by an X-ray crystal structure
analysis of methylphenylketene dimer 2g (see Supplementary
data). This is the isomer that would be expected based on an
analysis of the reaction mechanism. A nucleophile would be
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hindered in order to minimize steric interactions in the transi-
tion state leading to 3, 5, and 6 (Scheme 4). Arising from this
situation A1,3 strain would be minimized in product 2. Diastere-
oselectivity (Z-isomer: E-isomer >16:1 in most cases) in ketene
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9. Selected characterization data for 3c: 1H NMR (200 MHz, CD2Cl2): d 7.76–6.85
(m, 10H), 1.70–1.26 (m, 18H), 0.88 (t, J = 7.1 Hz, 9H); 13C NMR (50 MHz,
CD2Cl2): d 151.1 (d, J = 47.3 Hz), 143.3, 143.0, 141.6, 135.2, 128.9, 127.8, 126.5,
123.0, 115.1 (d, J = 65.7 Hz), 25.1, 24.5 (d, J = 13.9 Hz), 20.4 (d, J = 40.8 Hz), 13.7;
31P NMR (81 MHz, CD2Cl2): d 13.5.
10. Characterization data for 8c: IR
t ;
max (thin film): 1765, 1718 cmÀ1 1H NMR
In conclusion, we have carried out mechanistic investigations of
the PBu3-catalyzed homodimerization of ketoketenes, and this has
led us to consider mechanism B as the most likely mechanism. We
have demonstrated that trialkylphosphine-catalyzed homodimer-
(400 MHz, CDCl3, TMS): d 7.80–7.12 (m, 15H), 3.32 (t, J = 7.6 Hz, 1H), 2.21–1.18
(m, 20H), 0.92 (t, J = 7.2 Hz, 3H), 0.86 (t, J = 7.3 Hz, 9H); 13C NMR (100 MHz,
CDCl3): d 170.0, 156.6 (d, J = 17 Hz), 136.9, 136.9, 135.1, 130.9, 129.8, 129.3,
129.1 (d, J = 7 Hz), 128.7, 128.6, 128.4, 128.1, 128.0, 127.5, 53.1, 25.7, 23.8 (d,