However, ketenes are usually not reactive enough to trap
efficiently most carbonyl compounds. Hence, a Lewis acid
catalyst is typically required to enhance the reactivity
of the carbonyl partner.6 Intriguingly, Lewis base cata-
lysts can also be utilized and, in pioneering work by
Wynberg,7 the cinchona alkaloid quinine and its pseu-
doenantiomer quinidine catalyzed enantioselective reac-
tions between ketene and aldehydes or ketones. This
method utilizes the enhanced nucleophilicity of the
enolate-like ketene-amine adduct to promote reaction
with the carbonyl partner (eq 2). However, additional
activation of the carbonyl reactant was found to be
extremely important since multiple electron withdrawing
groups, as in trichloroacetaldehyde, were required at the
R-position for productive reaction. Romo and co-workers
recently investigated intramolecular ketene-aldehyde
cyclizations in the hope that minimization of the entropic
barriers might aid the reaction.8 Using cinchona alkaloid
derived amines, chiral â-lactones were prepared with
enantiomeric excesses near or above 90%, but with
modest yields. In general, limitations on the carbonyl
reaction partner make this Lewis base methodology less
attractive than the Lewis acid-catalyzed versions.
Am in e-Ca ta lyzed Cou p lin g of Ald eh yd es
a n d Keten es Der ived fr om F isch er Ca r ben e
Com p lexes: F or m a tion of â-La cton es a n d
En ol Eth er s
Craig A. Merlic* and Brandon C. Doroh
Department of Chemistry and Biochemistry, University of
California, Los Angeles, 607 Charles Young Drive,
Los Angeles, California 90095-1569
merlic@chem.ucla.edu
Received April 15, 2003
Abstr a ct: Aldehydes react with ketenes generated from
photolysis of Fischer chromium carbene complexes to gener-
ate either â-lactones or enol ethers resulting from decar-
boxylation of â-lactones. The reaction is catalyzed by tertiary
amines and can occur with diastereoselectivity greater than
20:1 with DMAP as the catalyst.
Considerable effort has recently been directed toward
the diastereo- and enantioselective synthesis of â-lactones
(2-oxetanones).1,2 This is due in part to their presence in
biologically active natural products,3 but more impor-
tantly, the 2-oxetanone moiety displays a rich pattern of
reactivity. Apart from more common ester-type reactivity,
these species undergo several interesting reactions that
are atypical of esters and lactones.1 Also, â-lactones con-
tain a “masked aldol” connectivity. Therefore, diastereo-
selective â-lactone synthesis effectively constitutes a
means for producing either syn or anti aldol products
while at the same time obviating the necessity for enolate
or enol ether formation that is required in many current
selective aldol reactions.4 Despite their synthetic utility,
few effective diastereoselective methods exist for forma-
tion of â-lactones, and even fewer of these are enantiose-
lective.1b,2
The most versatile route to â-lactones is the [2 + 2]
cycloaddition between ketenes and carbonyl compounds,
which has been known for more than 90 years (eq 1).5
Fischer chromium carbene complexes are extremely
useful in organic synthesis owing to their versatile
reactivity.9 A particularly useful reactivity pattern is
direct insertion of a chromium-bound CO ligand into the
carbene moiety yielding a chromium-bound ketene spe-
cies (eq 3).10 Hegedus employed this reactivity advanta-
geously in â-lactam syntheses via the photoreaction of
Fischer chromium carbene complexes and imines.11 He-
gedus also reported that â-lactones can be prepared via
photolysis of Fischer carbene complexes and aldehydes
in the presence of a Lewis acid catalyst.12 The yields
obtained in the intermolecular reactions were low (<30%),
* Corresponding author.
(1) For reviews, see: (a) Pommier, A.; Pons, J .-M. Synthesis 1993,
441. (b) Yang, H.; Romo, D. Tetrahedron 1999, 55, 6403. (c) Orr, R.
K.; Calter, M. A. Tetrahedron 2003, 59, 3545.
(2) For recent syntheses of â-lactones, see: (a) Bodkin, J . A.;
Humphries, E. J .; McLeod, M. D. Tetrahedron Lett. 2003, 44, 2869.
(b) Castle, K.; Hau, C.-S.; Sweeney, J . B.; Tindall, C. Org. Lett. 2003,
5, 757. (c) Molnar, F.; Luinstra, G. A.; Allmendinger, M.; Rieger, B.
Chem.sEur. J . 2003, 9, 1273. (d) Schneider, C. Angew. Chem., Int.
Ed. 2002, 41, 744. (e) Cortez, G. S.; Oh, S. H.; Romo, D. Synthesis,
2001, 11, 1731. (f) Cortez, G. S.; Tennyson, R. L.; Romo, D. J . Am.
Chem. Soc 2001, 123, 7945. (g) Doyle, M. P.; May, E. J . Synlett, 2001,
967. (h) Evans, D. A.; J aney, J . M. Org. Lett. 2001, 3, 2125. (i) Nelson,
S. G.; Wan, Z. Org. Lett. 2000, 2, 1883. (j) Nelson, S. G.; Peelen, T. J .;
Wan, Z. J . J . Am. Chem. Soc. 1999, 121, 9742. (k) Caldwell, J . J .; Kerr,
W. J .; McKendry, S. Tetrahedron Lett. 1999, 40, 3485. (l) Yang, H. W.;
Romo, D. Tetrahedron Lett. 1998, 39, 2877. (m) Yang, H. W.; Romo,
D. J . Org. Chem. 1998, 63, 1344.
(3) Lowe, C.; Vederas, J . C. Org. Prep. Proced. Int. 1995, 27, 305.
(4) For selected reviews, see: (a) Machajewski, T. D.; Wong, C.-H.
Angew. Chem., Int. Ed. 2000, 39, 1352. (b) Nelson, S. G. Tetrahedron:
Asymmetry 1998, 9, 357. (c) Franklin, A. S.; Paterson, I. Cont. Org.
Synth. 1994, 1, 317. (d) Heathcock, C. H. In Comprehensive Organic
Synthesis; Trost, B. M., Fleming, I., Eds.; Pergamon: Oxford, 1991;
Vol. 2, Chapter 1.6, pp 181-238. (e) Kim, B. M.; Williams, S. F.;
Masamune, S. In Comprehensive Organic Synthesis, Trost, B. M.,
Fleming, I., Eds.; Pergamon: Oxford, 1991; Vol. 2, Chapter 1.7, pp
239-276. (f) Paterson, I. In Comprehensive Organic Synthesis; Trost,
B. M., Fleming, I., Eds.; Pergamon: Oxford, 1991; Vol. 2, Chapter 1.9,
pp 301-320.
(5) Staudinger, H.; Bereza, S. Ann. 1911, 380, 243.
(6) (a) Kung, F. E. U.S. Patent 2 356 459, 1944. (b) Zaugg, H. E.
Org. React. 1954, 8, 314.
(7) Wynberg, H.; Staring, E. G. J . J . Org. Chem. 1985, 50, 1977.
(8) Cortez, G. S.; Tennyson, R. L.; Romo, D. J . Am. Chem. Soc. 2001,
123, 7945.
(9) For reviews, see: (a) de Meijere, A.; Schirmer, H.; Duetsch, M.
Angew. Chem., Int. Ed. 2000, 39, 3964. (b) Herndon, J . W. Coord.
Chem. Rev. 2000, 206, 237. (c) Do¨rwald, F. Z. Metal Carbenes in
Organic Synthesis; Wiley-VCH: New York, 1999. (d) Do¨tz, K. H.;
Tomuschat, P. Chem. Soc. Rev. 1999, 28, 187-198.
(10) Hegedus, L. S.; de Weck, G.; D’Andrea, S. J . Am. Chem. Soc.
1988, 110, 2122.
(11) Hegedus, L. S.; McGuire, M. A.; Schultze, L. M.; Yijun, C.;
Anderson, O. P. J . Am. Chem. Soc. 1984, 106, 2680.
(12) Colson, P.-J .; Hegedus, L. S. J . Org. Chem. 1994, 59, 4972.
10.1021/jo034476n CCC: $25.00 © 2003 American Chemical Society
Published on Web 06/26/2003
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J . Org. Chem. 2003, 68, 6056-6059