proceeded, the product (()-N-Boc-4-hydroxy-2-pyrrolidinone
6 crystallized from the reaction mixture. Heptane was
charged to the suspension to maximize product recovery. This
one-pot three-step sequence provided 6 in 97% overall yield
in the laboratory and in 89% yield on 15-kg scale in the
pilot plant. After our work was completed, a communica-
tion10 describing the synthesis of (S)-(+)-N-Boc-4-hydroxy-
2-pyrrolidinone from N-Boc-2-pyrrolidinone by resting cells
of Sphingomonas sp. HNX-200 was published. This bio-
catalytic process can generate the desired product in 46%
yield and 92% ee.
The stable crystalline 6 was a convenient intermediate to
stockpile for ready access to TBSOP. To convert 6 to
TBSOP, the intermediate was dissolved in THF and the
dehydration was accomplished by treatment with methane-
sulfonyl chloride and triethylamine to give the N-Boc-∆3-
pyrrolidinone 7. After the reaction was complete shown by
HPLC analysis of starting material of less than 1%, it was
diluted with ethyl acetate (to precipitate byproduct triethyl-
ammonium hydrochloride) and filtered. The filtrate was
washed with brine solution and dried by azeotropic distil-
lation with heptane. To the mixture of 7 and heptane was
added triethylamine and a filter agent.11 The mixture was
chilled to 0 °C and treated with tert-butyldimethylsilyl
trifluoromethanesulfonate. The triethylammonium trifluo-
romethanesulfonate formed as a byproduct was absorbed onto
the filter agent as the reaction progressed. At the end of
reaction, the darkened filter agent was removed by filtration.
All other reaction byproducts were volatile and were removed
by concentration of the filtrate. For use in our process, the
residue was reconstituted in heptane and held for next step.
The HPLC assayed yield of TBSOP was 95-98%.
relative to tetramethylsilane (TMS) as an internal standard.
Melting points were determined on a Thomas-Hoover
capillary melting point apparatus and were uncorrected.
Elemental analyses were performed by Robertson Microlit
Laboratories. Column chromatography was carried out on
silica gel 60 (230-400 mesh). Thin-layer chromatography
(TLC) was performed using 250 mm silica gel 60 glass-
backed plates with F254 as indicator. Visualization of TLC
was done by UV light, KMnO4 or phosphomolybdic acid
spray reagent.
Preparation of (()-N-Boc-4-hydroxy-2-pyrrolidinone
(6). To a jacketed reactor were charged (()-4-amino-3-
hydroxy-n-butyric acid 1 (10.0 kg), pyridine (48.9 kg),
1,1,1,3,3,3-hexamethyldisilazane (21.9 kg) and xylenes (86.4
kg). The reaction mixture was stirred and heated to reflux
(118 °C) for 14 h (jacket temperature was set at 140 °C).
In-process analysis showed that the reaction was complete.
The reaction mixture was cooled and volatile solvents were
distilled under reduced pressure. The reaction mixture was
cooled to e+10 °C and a solution of DMAP (0.494 kg) in
isopropyl acetate (18.3 kg) was charged to the reaction
mixture, followed by another solution of di-tert-butyl dicar-
bonate (21.5 kg) in isopropyl acetate (27.9 kg). The reaction
mixture was stirred for 30 min at +15 °C and for 17 h at
+20 °C. When the in-process sample showed that the
reaction was complete, triethylamine trihydrofluoride (5.9
kg) was charged to the reaction mixture over a period of 15
min. The reaction mixture was stirred for 1 h when analysis
showed that the TMS cleavage was complete. The stirring
speed was slowly increased while heptane (111.2 kg) was
charged over a period of 2 h. Reaction mixture was cooled
to 0 °C and stirred for 2.5 h. The product 6 was collected
by filtration and washed with heptane (51 kg) that was first
used to rinse the reactor. 6 was initially dried in the filter
pot with nitrogen for 3 h, and then dried under vacuum at
40 °C for 8 h; yield 15 kg (89% yield), mp 150.4-151.4 °C
dec; 1H NMR (300 MHz, CDCl3) δ 4.50-4.46 (m, 1H), 3.90
(dd, 1H, J ) 12.1, 5.1 Hz), 3.78 (ddd, 1H, J ) 12.4, 2.03,
1.1 Hz), 2.79 (dd, 1H, J ) 17.8, 5.9 Hz), 2.54 (ddd, 1H, J
) 17.8, 2.4, 1.1 Hz), 2.21 (br. s, 1H), 1.53 (s, 9H). 13C NMR
(75 MHz, DMSO-d6) δ 172.4, 149.8, 81.6, 61.9, 55.2, 42.5,
27.7. MS (DCI/NH3): m/z 202 [M+H]+, 219 [M + NH4]+;
FAB-HRMS: Calcd m/z for [M + H]+, 202.1079, found:
202.1079, Anal. Calcd for C9H15NO4: C, 53.72; H, 7.51;
N, 6.96; found: C, 53.84; H, 7.74; N, 7.12.
Advantages of this process are the high overall yield and
the operational efficiency that avoids any chromatographic
purification. There is only one isolation step, and the
intermediate 6 is a stable crystalline solid that can be stored
prior to facile conversion to TBSOP. The process is very
robust and has been demonstrated on different scales.
Experimental Section
General Procedure. Starting materials, reagents, and
solvents were purchased from commercial suppliers and were
1
used without further purification. H NMR spectra were
recorded at 300 or 500 MHz and 13C NMR spectra were
recorded at 75 MHz with chemical shifts (δ ppm) reported
Preparation of N-Boc-2-tert-butyldimethylsiloxypyr-
role (TBSOP). To a 100-L reactor equipped with an addition
funnel, a nitrogen inlet, and a temperature probe was charged
6 (3.20 kg, 15.6 mole). THF (31.3 kg) and triethylamine
(4.425 kg) were added. The reaction mixture was cooled to
0 °C. Methanesulfonyl chloride (2.319 kg) was charged to
the reaction mixture over a period of 2 h while maintaining
the temperature of reaction mixture below 5 °C. The reaction
mixture was stirred at 5 °C for 30 min and at ambient
temperature for 2 h. Analysis of an in-process sample showed
that the reaction was complete. Ethyl acetate (40 L) was
charged and the reaction mixture was stirred for 30 min.
Triethylammonium chloride was removed by filtration and
(8) (()-N-tert-Butyloxycarbonyl-4-(trimethylsiloxy)-2-pyrrolidinone (5) was
prepared and characterized: mp 65.5-66.5 °C; 1H NMR (300 MHz, CDCl3)
δ 4.40-4.35 (m, 1H), 3.87 (dd, 1H, J ) 11.6, 5.7 Hz), 3.63 (ddd, 1H, J )
11.6, 2.9, 0.9 Hz), 2.72 (dd, 1H, J ) 17.3, 6.3 Hz), 2.46 (ddd, 1H, J )
17.3, 2.9, 0.9 Hz), 1.53 (s, 9H); 13C NMR (75 MHz, CDCl3) δ 172.0, 149.8,
82.7, 63.3, 55.2, 42.9, 27.8, -0.3; MS [ESI (+) ion]: m/z 274 [M + H]+,
291 [M + NH4]+, 296 [M + Na]+, 564 [2M + NH4]+, 564 [2M+ NH4]+,
569 [2M + Na]+; FAB-HRMS: Calcd m/z for [M + H]+ C12H24NO4Si:
274.1475, found: 274.1468; Anal. Calcd for C12H23NO4Si: C, 52.72; H,
8.48; N, 5.12; found: C, 52.45; H, 8.33; N, 5.12.
(9) We do not have quantitative data of triethylamine trihydrofluoride (Et3N‚
3HF) on glass etching, but we did take the precaution of using a stainless
steel reactor rather than a glass-lined reactor for this step of the reaction.
Triethylamine trihydrofluoride (Et3N‚3HF) is a liquid and easy to handle
in operation. Its high concentration of fluoride ion makes the reaction
volume small, which benefits process scale-up.
(10) Chang, D.; Witholt, B.; Li, Z. Org. Lett. 2000, 2, 3949.
(11) A filter agent such as Celite or diatomaceous earth is suitable.
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