except entry 9, in which only 16% ee was obtained.
Prolonged reaction times did not improve the yields in all
cases.
to formation of biaryls with Ra and Sa configurations,
respectively. The computed free energy of activation for the
Diels-Alder cycloaddition (TS1) is about 10 kcal/mol higher
than TS2 for the retro-Diels-Alder reaction which re-
leases the 2-methyl-1,3-butadiene, indicating that the first
step is rate-determining. Calculations indicate that, in both
reactions of entries 4 and 9, TS1 (Ra) is ca. 2 kcal/mol
higher than TS1 (Sa), suggesting that formation of intermedi-
ate with Sa configuration is favored in the first step. How-
ever, before going forward to the final product, the Sa
configuration intermediate would shift to more stable Ra
configuration due to relatively lower transition barrier. This
is consistent with our early analysis. Therefore, formation
of biaryls with Ra configuration is dominant. This preference
of TS1 (Sa) over TS1 (Ra) is due to the steric repulsion
between R1 and the dienophile in TS1 for the Ra pathway,
as shown in Figure 2. The fact that Int (Ra) is more stable
than Int(Sa) can be understood by the early analysis of
Scheme 1.
We then carried out the reactions at 80 °C, for 1 h, which
gave relatively lower yields (56-80%) as compared with
those obtained at 140 °C. However, the atroposelectivity
improved (64-80% ee) at the lower temperature, especially
in the case of entry 9, for which the ee value increased from
16% to 71%. We speculated that the lower atroposelectivity
at the higher temperature might be caused by biaryl rotation.
In order to clarify the observation, product 2i with 71%
ee was heated at 140 °C for 10 min under MW irraditation;
as expected, the ee value of 2i dropped to ca. 3%, indicating
that biaryl compound 2i, with a methoxy group at its ortho
position, easily rotated to cause the racemization.
To understand the outcome of enantioselectivity in the
present cascade reactions, DFT calculations (B3LYP/
6-31G)10 were performed to elucidate the mechanistic details
of reactions in entries 4 and 9 (Figure 1).
Figure 2. Computed transition-state structures of Ra and Sa
pathways for the Diels-Alder cycloaddition step of entry 9
(distances in Å). The steric interaction between the substituent R1
and the dienophile is indicated by the double arrows.
Rotation of biaryls leads to racemization, which would
reduce enantioselectivity. Therefore, it is critical to know
the rotation barrier for the products. For the small substituent,
R1 ) MeO, the calculated barrier between Ra and Sa products
is 32.8 kcal/mol, which is close to that of TS1; therefore,
the rotation/racemization would occur at high temperature,
as observed in our experiment. For the large substituent, R1
) Cl, the calculated rotation barrier between Ra and Sa
Figure 1. Mechanistic elucidation. The schematic free energy
profile and the transition state structures and intermediates for the
Diels-Alder/retro-Diels-Alder cascade reactions of entries 4 and
9. The inset is the transition barrier for the interconversion between
the intermediates.
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