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yl, tert-butoxycarbonyl, and acetyl groups could all be success-
fully employed to afford the Diels–Alder adduct with excellent
enantioselectivity (entries 1–3). Alkyl substituents such as dime-
thoxymethyl and benzoyloxymethyl could also be used as
a suitable substituent, affording the Diels–Alder product with
excellent enantioselectivity (entries 4 and 5). Low to moderate
levels of diastereoselectivity were generally observed for for-
mation of the exo and endo isomers. Even though the E/Z ratio
of the starting dienophile was low in the reaction of dime-
thoxymethyl substituent, excellent enantioselectivity was ob-
tained, which indicates that facile isomerization of the dieno-
phile occurred (entry 4).[17] In contrast to these successful re-
sults, almost no reaction took place with dienophiles possess-
ing an aromatic and aliphatic groups at the b-position, such as
3-phenyl-2-butenal, 3-(p-bromophenyl)-2-butenal, and 3-
methyl-5-phenylpent-2-enal. This would be because LUMO of
these dienophiles is not low enough to react with diene. In-
stead of cyclopentadiene, we employed 2,3-dimethyl-1,3-buta-
diene as a diene, and the reaction with ethyl 2-methyl-4-oxo-
butenoate was investigated, but the reaction did not proceed.
Next, a,b-disubstituted a,b-unsaturated aldehyde was exam-
ined as a dienoplile. But it was found that no reaction proceed-
ed in the case of 2-methylbut-2-enal and cyclopentadiene in
the presence of 4 using water as a reaction medium.
Table 3. The effect of catalyst and solvent in the Diels–Alder reaction of
ethyl 2-methyl-4-oxobutenoate and cyclopentadiene.[a]
Entry
Catalyst
Solvent
Time
[h]
Yield
[%][b]
exo/endo[c]
ee [%][d]
exo, endo
1
2
3
4
1+TFA
1+TFA
1+TFA
1+TFA
3
3
3
4
MeCN
THF
CH2Cl2
toluene
H2O
H2O
H2O
H2O
34
48
10
7.5
1.5
2.5
12
6
55
21
59
40
73
78
75
92
48:52
25:75
65:35
56:44
62:38
63:37
65:35
74:26
48, 52
<5, <5
58, 72
70, 86
98, 88
97, 91
98, 90
98, 95
5
6[e]
7[e,f]
8[e]
[a] Unless shown otherwise, the reaction was performed by employing alde-
hyde (0.7 mmol), cyclopentadiene (2.1 mmol), and catalyst (0.07 mmol) with
or without TFA (0.14 mmol) in the indicated solvent (organic solvent:
1.4 mL, H2O: 0.35 mL) at room temperature for the indicated time. Cyclo-
pentadiene was freshly distilled just before use. [b] Isolated yield. [c] Deter-
mined by 1H NMR of crude materials. [d] ee=Enantiomeric excess. Deter-
mined by HPLC analysis on chiral phase. [e] The catalyst (5 mol%) was em-
ployed. [f] The reaction was performed at 08C.
and CH2Cl2 were also not suitable (entries 2 and 3). A better
enantioselectivity was obtained when the reaction was con-
ducted in toluene, but the yield was not satisfactory (entry 4).
Water was then used as solvent. Given that we previously re-
ported that the perchloric salt of diarylprolinol silyl ether 1 in
the presence of water[16] was effective in the reaction of the b-
mono-substituted a,b-unsaturated aldehyde,[12] we applied this
catalytic system for the reaction with the b,b-disubstituted a,b-
unsaturated aldehyde. The reaction proceeded faster com-
pared with the reaction in organic solvent, and provided the
Diels–Alder adduct in good yield with excellent enantioselec-
tivity but with low diastereoselectivity (entry 5). The use of
5 mol% catalyst was sufficient to promote the reaction within
2.5 h, which proceeded with good enantioselectivity (entry 6).
Lowering the temperature from room temperature to 08C did
not increase the selectivity (entry 7). When a mixture of E- and
Z-isomers of ethyl 2-methyl-4-oxobutenoate (E/Z=95:5) was
employed in organic solvent, the Diels–Alder adduct derived
from the minor Z-isomer was generated in a small amount (ca.
5%). However, this diastereomer was not detected at all in the
reaction conducted in water as the solvent. This result would
indicate that the isomerization of E- and Z-isomers of the dien-
ophile is fast in the presence of water, because of the Michael
and retro-Michael reactions of nucleophilic water and a,b-un-
saturated aldehydes activated by the organocatalyst.[17] Fur-
thermore, when the bulky triisopropylsilyl ether of diphenyl-
prolinol 4 was employed, the diastereoselectivity of the reac-
tion improved (entry 8).
Relative and absolute configuration
For a-substituted acrolein, the Diels–Alder adducts of entries
1,[18] 6,[8a] 8,[8a] 9,[8a] and 10[8a] in Table 2 were known. Thus, the
relative and absolute configurations of these Diels–Alder prod-
ucts were determined by comparison with the reported data.
A transition-state model is indicated in Figure 2A, in which
Figure 2. The approach of cyclopentadiene toward iminium ion of a-substi-
tuted acrolein (A) and b,b-disubstituted a,b-unsaturated aldehyde (B).
the reaction proceeds via an s-trans iminium ion intermedi-
ate,[15] and cyclopentadiene reacts from the opposite side of
the bulky diphenylsiloxymethyl substituent through the exo
mode.[19]
In the case of b,b-disubstituted a,b-unsaturated aldehyde,
we determined the relative and absolute configurations as fol-
lows (Scheme 1): Diels–Alder products 11-exo and 11-endo of
3-ethoxycarbonyl-2-butenal and cyclopentadiene (Table 4,
entry 1) were reduced with NaBH4 to afford a mixture of alco-
hols 12-exo and 12-endo, which was treated with I2. From the
exo-isomer, iodo-lactonization proceeded to provide iodo lac-
tone 13 in 60% yield, whereas iodo-etherification proceeded
from the endo-isomer to afford iodo ether 14 in 20% yield. Io-
Having determined the optimum reaction conditions, the
generality of the reaction with respect to b,b-disubstituted
a,b-unsaturated aldehyde as a dienophile was investigated
(Table 4). One of the b-substituents was fixed as a methyl
group and the second b-substituent was varied. Ethoxycarbon-
&
&
Chem. Eur. J. 2016, 22, 1 – 8
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