A. Mariconda, et al.
Molecular Catalysis 480 (2020) 110570
Table 3
backbone (1a’ and 2a’). Indeed, it is not surprising that electron
withdrawing groups on the NHC backbone decrease electron density on
the metal.
Mulliken charge on the metal and bond-dissociation energies (BDE) of NHC and
halogen for 1a’, 1b’, 2a’ and 2b’. Values obtained with DFT calculations using
the PBE0/6–311 G(d,p) basis set.
Mulliken charge
BDE(NHC)a
BDE(halogen)
3
.3.2. BDE analysis
BDE of NHCs for 1b’ and 2b’ are lower than BDE of the corre-
NHC(H)-Ag-I (1a’)
NHC(Cl)-Ag-I (1b’)
NHC(H)-Au-Cl (2a’)
NHC(Cl)-Au-Cl (2b’)
+0.151
+0.158
+0.279
+0.314
55.2
51.3
82.4
78.1
116.0
119.8
142.0
146.2
sponding hydrogen substituted complexes (1a’ and 2a’), indicating a
weaker bond among the metal center and chlorine substituted NHC
ligands (Table 3). In addition, BDE of halogen in trans position with
respect to NHC ligand gives indication on the nature of NHC-metal
bond. More in detail, the higher halogen BDE, shown by complexes
with chlorine substituted NHCs, indicates a weaker σ donation of these
NHC ligands toward the metal.
a
Bond-dissociation energies (BDE) referred to the metal–NHC bond.
Benzaldehyde showed to be the least reactive, whereas cyclohex-
anecarboxaldehyde was completely converted by all catalysts.
Formaldehyde in aqueous solution was moderately reactive in the
presence of silver complexes (run 1 and 9), while good reactivity was
observed with gold-based complexes (run 5 and 13). Finally, paraf-
ormaldehyde showed to be very reactive in the presence of all com-
plexes except 1a.
In summary, according to DFT calculations, higher activity of
chlorine substituted NHC complexes could be attributed to a more
electrophile metal center, possibly able to easily coordinate nucleo-
philes such as alkynes at the very beginning of the catalytic cycle.
It is worth noting that the catalytic systems described in this paper,
especially those gold-based, are among the most active reported in the
literature [45–47].
The high conversions, observed in most of the runs, prevent a full
comprehension of catalytic behavior differences among these com-
plexes. Thus, the same reactions were performed in solution using di-
oxane as solvent, because as already reported in literature, [34,36] due
to the lower concentration of the reagents, the activity in dioxane de-
creases, making any differences more evident. The results are reported
in Table 2.
4
. Conclusions
Silver and gold complexes with N-methyl-N’-(2-hydroxy-2-phenyl)
ethyl substituted NHC ligands, bearing either hydrogen or chlorine at 4
and 5 positions of the imidazolium ring, were synthetized and their
According to results of Table 2, it is possible to depict a trend of
reactivity as 2b > 2a > 1b > 1a, where gold complexes (2a and 2b)
show to be generally more performing than silver ones, and complexes
bearing chlorines on NHC backbone (1b and 2b) are more active than
their analogous with backbone unsubstituted NHC.
3
catalytic activities in A -coupling (aldehyde–alkyne–amine) reactions
3
were compared. A -coupling reactions were conducted by reacting pi-
peridine, phenylacetylene with four different aldehydes: formaldehyde,
paraformaldehyde, cyclohexanecarboxaldehyde and benzaldehyde. All
tested complexes gave complete conversion of cyclohexanecarbox-
aldehyde, while benzaldehyde showed to be the lowest reactive sub-
strate. The catalyst activity was observed to be dependent on the metal
as well as on the NHC backbone substituents. The gold complexes, in
fact, exhibit higher activity than the corresponding silver ones and
chlorine backbone substituents showed to have beneficial effects on
catalysts performances. According to experimental results, it is possible
to report the following trend of reactivity: 2b > 2a > 1b > 1a. To
identify the main reason of the different catalytic behavior, steric and
electronic properties of the supposed active species M(NHC)X were
assessed for the four catalysts by DFT studies. Calculation of the percent
buried volumes and extraction of steric maps showed that no significant
differences can be appreciated for steric properties. On the other hand,
Mulliken analysis disclosed a higher positive density charge for com-
plexes with chlorine NHC substituted backbone (1b’ and 2b’) with re-
spect to the analogous complexes presenting hydrogen substituted
backbone (1a’ and 2a’), and BDE analysis indicates a weaker σ donation
of chlorine substituted NHCs toward the metal.
3.3. DFT analysis
It is generally well accepted in literature, that the active species
involved in the catalytic cycle are of the type M(NHC)X (Scheme 7)
[
31]. Reactivity and stability of NHC-metal complexes are often related
to the steric and electronic properties of the NHC ligands, that can be
fine tuned to optimize the catalytic behavior (see for example refs
[
37–41]). As a consequence, to give a preliminary overview on factors
influencing the catalytic activity of 1a, 1b, 2a and 2b, electronic and
steric properties of NHCs presenting chlorine or hydrogen on the
backbone were investigated by DFT calculations on M(NHC)X species
1
a’, 1b’, 2a’ and 2b’ at the PBE0/6–311 G(d,p) level of theory (see
supporting information for computational details and Cartesian co-
ordinates). Minimum energy structures are reported in Fig. 2.
In order to compare steric parameters of NHC ligands with hydro-
gens or chlorine substituted backbone the percent buried volumes (%
V
Bur) were calculated and steric maps (Fig. 3) were obtained from the
minimum energy structures relative to NHC-Ag-I complexes [42]. %
In this light, the higher activity, observed for chlorine substituted
NHC complexes, could be attributed to a more electrophile metal
center, that possibly promotes the alkyne coordination at the beginning
of the catalytic cycle.
V
Bur is a parameter, able to quantify the steric hindrance of NHC li-
gands, defined as the fraction of the total volume of a sphere centered
on the metal occupied by a given ligand [43,44]. Both NHCs present %
V
Bur = 30.4 and anisotropic hindrance that is more pronounced in the
SE quadrant of the steric maps due to the presence of the phenyl group
oriented toward the catalytic task. No meaningful differences could be
appreciated among the chlorine substituted and hydrogen substituted
NHCs.
Acknowledgments
The authors are grateful to Dr. Patrizia Oliva and Dr. Patrizia
Iannece for the technical assistance. Financial support from the
Ministero dell’Università e della Ricerca Scientifica e Tecnologica is
gratefully acknowledged.
Electronic properties were assessed by Mulliken charge and BDE
analysis.
3
.3.1. Mulliken analysis
According to Mulliken charges on the metal reported in Table 3, a
Appendix A. Supplementary data
more pronounced positive density charge were calculated for com-
plexes with chlorine NHC substituted backbone (1b’ and 2b’) with re-
spect to the analogous complexes presenting hydrogen substituted
7