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in formation of the deuterated allyl products indicates that a metal
-allyl species must be present somewhere in the catalytic cycle.
The dissociation of a phosphine moiety is also believed to play
a key role in the mechanism: a strong ligand-structure effect is
not form kinetically stable chelates on Pd(II), in this case dppb
and monodentate triphenylphosphine, results in lower selectiv-
ity for O-allylation. In analogy with the Ru-based catalytic system
O–CH moiety of the phenolate by the allyl fragment, and thus
for C-allylation to occur. The proposed catalytic cycle is shown in
Scheme 2.
After formation of the Pd(0) species by means of phosphine oxi-
dation, allyl alcohol coordinates to form species A. It is thought
that despite the use of excess of (di-)phosphine over Pd, the active
organo-Pd species will contain one chelating di-phoshine ligand.
Although bis-(bidentate phosphine) Pd(0) complexes will certainly
exist as resting states, the pseudo zero-order kinetics in ligand con-
centration suggests that in the applied ligand to Pd ratio of 1–4
and large excess of the allylic substrate, one diphosphine is eas-
ily displaced by the allylic substrate, thus reflecting the relatively
high “back donation” binding energy of olefin (relative to that of a
phosphine moiety) to Pd(0) species. Dissociation of the first diphos-
phine ligand is expected to be much less energy demanding than
dissociation of the single remaining diphosphine ligand at Pd.
Oxidative addition takes place to initially form the -allyl Pd(II)
species B, which is in equilibrium with the isomeric -allyl inter-
mediates C and D. Due to exchange of the anion via an acid–base
reaction, the phenolate Pd(II) species E, F and G are formed. The
reductive elimination towards O-allylated products is believed to
take place from intermediate G, in agreement with the Tsuji–Trost
mechanism, in which it is proposed that hard nucleophiles, such as
phenolate, coordinate to the metal centre prior to reductive elimi-
nation [6]. After this step, an intermediate in which the allyl phenyl
ether product is bound to Pd(0), (H) is formed. As indicated, C-
allylated products are most likely formed via a (mono)phosphine
dissociation step (F). Finally, the product is replaced with a
molecule of allyl alcohol to complete the catalytic cycle.
The catalysts with the highest selectivity have ligands with
C3-based bridging groups, being dppp, dppdmp and dppdep, for
which stable chelation is expected in the Pd(II) intermediates E
and G. This is most likely caused by the fact that the natural
bite angle of these ligands is close to 90◦, which is also the opti-
mal angle required for cis-coordination in a square-planar Pd(II)
complex, making the chelate ring free of strain and relatively
stable under the reaction conditions. The introduction of alkyl
substituents at C2 of the C3-bridging group of the ligand is less
important for selectivity, as the unsubstituted dppp ligand already
gives highly selective O-allylation. Note, however that bulkier di-
Et C2-backbone substituents yield a small but measurably higher
selectivity for O-allylation. However, more distinctly, the stabil-
ity of the complex improves by the use of gem-dialkyl substituted
ligands. Deactivation via plating to Pd-black will be related to phos-
phine dissociation of the ligand and thus due to a more stable
chelation, catalyst deactivation is prevented. The ligands which cre-
ate a large P–Pd–P angle (>90◦), such as dppb or two monodentate
PPh3 ligands, result in a catalyst with a relatively low selectivity.
Since the P–Pd–P angle deviates from the preferred 90◦, chelation
of this type of ligands is weaker than that of ligands with C3-based
bridging groups. Intermediate F most likely is lower in energy and
will be more abundant. C-allylation requires sufficient coordina-
tion space on the Pd(II)(allyl) intermediate in order to activate the
ortho-position of the phenolate-anion and in species F this space is
provided.
Scheme 1. Reaction of 1 with deuterated allyl alcohol 12 in the presence of a Pd(PP)
catalyst.
ous reactions have been reported to be catalyzed by heterogeneous
nanoparticles, such as hydrogenation [32], Heck-reactions [33,34]
as well as allylic alkylations [33,34].
The strong effect of the ligand on the activity and selectivity of
the palladium catalysts as described above indicates that a homo-
geneous complex is responsible for catalytic activity, although
ligand-dependent nanoparticle formation cannot be excluded. The
use of heterogeneous Pd(0) on carbon as the catalyst does not
result in conversion of allyl alcohol, giving another indication that
a homogeneous complex is the active catalyst. Finally, when mer-
cury is added to the reaction mixture after 1 h, the catalytic system
remains active, indicating that truly a homogeneous catalyst is
responsible for the observed catalytic activity. The addition of mer-
cury is often used to indicate the presence of active heterogeneous
Pd(0) particles, as it leads to the formation of an amalgam with the
surface of a heterogeneous catalyst, thereby blocking any catalytic
activity [35].
3.5. Mechanistic considerations
The excess of bidentate phosphine ligand (4 equivalents on Pd;
8 equivalents of P on Pd) added to the reaction mixture is neces-
sary to prevent plating of metallic palladium, which leads to loss
and therefore deactivation of the catalyst. One equivalent of biden-
tate phosphine ligand is consumed in the reduction of Pd(II)(OAc)2
to the active Pd(0) species and one bidentate ligand is present on
the Pd centre throughout the catalytic cycle. This means that the
remaining two equivalents of bidentate ligand will assist in keep-
ing the Pd(0) species in the homogeneous phase when allyl alcohol,
diallyl ether or allyl phenyl ether is not coordinated, forming most
likely a tetrakisphosphine palladium(0) compound. Allylation of
the phosphine groups can occur, but it has been reported to be
a reversible process in the presence of Pd(0) catalysts [36,37]. For
the reactions with Pd(dba)2 as catalyst precursor, a Pd(0) species
is already present and consumption of a phosphine ligand for acti-
vation does not take place. The phosphine ligands replace the dba
ligands, and one phosphine ligand then needs to be replaced by
allyl alcohol to form the active Pd(0) catalyst.
Several mechanisms have been proposed for allylation reac-
tions with allyl alcohol as the allylating agent [7–9]. We propose
the formation of an initial Pd(II)(-allyl) species immediately after
oxidative addition of allyl alcohol, which rapidly isomerises to
a -allyl species with either phosphine or anion dissociation to
maintain a stable 16 e Pd(II) species, depending on the chelate sta-
bility of the bidentate phosphine ligand. It has been reported that
-allyl species are indeed formed in the presence of phosphines
tion of 1 was performed with allyl-1,1-d2 alcohol 17 (Scheme 1).
This resulted in an approximate 1/1 mixture of allyl-1,1-d2 4-
tert-butylphenyl ether and allyl-3,3-d2 4-tert-butylphenyl ether
(Scheme 1; products 18 and 19). The observation of scrambling