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ty of 1, and moderately Lewis acidic 1b (for aromatic ester 4b)
and/or 1c (for aliphatic ester 4a) afforded the best results. In-
terestingly, Lewis acidic cluster 1d had only limited catalytic
activity, which significantly decreased the product yield in all
combinations. For example, in the reactions of ester 4a with
alcohols 5a, acetate-bridged zinc cluster 1a gave product 6aa
in only 7% yield (Table 2, entry 1). The use of more Lewis
acidic zinc clusters 1b and 1c greatly improved the yield to 65
and 69% yield, respectively (Table 2, entries 3 and 4), whereas
Lewis acidic zinc cluster 1d gave product 6aa in only 29%
yield (Table 2, entry 5). Because 1d has longer alkyl chains than
the others, the steric effects were a concern. Thus, zinc cluster
1e, the carboxylate ligands of which have alkyl chains the
same length as those of 1d, but different electron-withdrawing
ability, was prepared and applied to the transesterification of
4a with 5a (Table 2, entry 2). The difference in catalytic activi-
ties between 1e (Table 2, entry 2, 38% yield) and 1d (Table 2,
entry 5, 29% yield) rules out the possibility that the lower cata-
lytic activity of 1d is due to steric effects.
In general, an increase in Lewis acidity improves the catalytic
activity of Lewis acid catalysts. In the zinc cluster system, how-
ever, either an increase or decrease in Lewis acidity from 1b
and 1c decreased the catalytic activity. These findings suggest-
ed that a balance between Lewis acidity and Brønsted basicity
of the catalyst was very important to achieve high catalyst ac-
tivity, consistent with the dual activation of the electrophile
(ester) and nucleophile (alcohol) by the cooperative zinc cen-
ters, similar to the alkoxide-bridged dinuclear cobalt complex
3[20j] and dinuclear metalloenzymes[24] (Scheme 1). Higher Lewis
Transesterification of b-Keto Esters
Based on our in-depth studies of the ligand effects, we next
examined the transesterification of b-keto esters.[1] Because of
their electrophilic and nucleophilic nature, b-keto esters are
highly useful for various transformations, such as condensation
reactions and alkylation,[21] and are thus used as organic build-
ing blocks for the synthesis of complex bioactive natural prod-
ucts, such as paclitaxel[26] and podophyllotoxin.[27] For the syn-
thesis of a wide variety of b-keto esters, the transesterification
of various combinations of b-keto esters (especially methyl and
ethyl esters) with alcohols has received considerable attention.
However, the transesterification reaction of b-keto esters was
sluggish and required a large excess of b-keto ester and high-
boiling alcohols.[1] In addition, unlike simple esters, the chela-
tion nature of b-keto esters suppresses the activity of metal
catalysts through the formation of a coordinate bond to metal
ions, and the acidic nature of b-keto esters (pKa ꢀ14 in DMSO)
suppresses the activity of the base catalyst. To date, several
acidic and basic catalysts, such as DMAP,[17,28] zeolites,[29] super
acid,[30] montmorillonite,[31] Zn/I2,[15a] amberlyst-15,[32] Nb2O5,[33]
N-bromosuccinimide (NBS),[34] Al(H2PO4)3,[35] and BiCl3,[36] have
been used for the transesterification of b-keto esters. The sub-
strate generality of b-keto esters, however, has much room for
improvement. Almost all of the substrates used for the reac-
tions were a-unsubstituted simple b-keto esters, and reactions
of sterically more congested a-substituted b-keto esters have
not been well studied.
First, under the optimized conditions for simple esters, the
reactions of methyl benzoacetate (7a) with representative al-
cohols 5a–c were performed (Table 3). As expected, transes-
terification of 7a with 5a and 5b proceeded efficiently in dii-
sopropyl ether at reflux without decomposition of 7a or side
reactions. Because the reaction with sterically congested alco-
hol 5c did not go to completion, even after 42 h (Table 3,
entry 3), higher temperature conditions in toluene as the sol-
vent were examined, and the yield of 8ac was greatly im-
proved to 95% (Table 3, entry 6).
Table 3. Transesterification of b-keto ester 7a in iPr2O and toluene at
reflux.
Scheme 1. Dual activation of ester and alcohol by zinc cluster 1.
acidity increases the electrophilicity of the coordinated carbon-
yl group of esters, thereby facilitating transesterification,
whereas the nucleophilicity of the zinc alkoxide moieties is re-
duced. In contrast to transesterification, the catalytic activity of
zinc cluster 1 in ester–amide exchange reactions had a some-
what opposite tendency; moderately Lewis acidic zinc clusters
1b and 1c afforded a lower yield, and less acidic 1a and more
acidic 1d afforded a higher yield;[25] this indicated that amida-
tion catalyzed by zinc cluster 1 proceeded through a reaction
mechanism that differed from the cooperative mechanism of
transesterification catalyzed by 1.
Entry[a]
Solvent
Alcohol 5
t
[h]
Yield[b]
[%]
1
2
3
4
5
6
iPr2O
iPr2O
iPr2O
toluene
toluene
toluene
5a (R2 =Bn)
42
48
42
45
48
45
88
88
65
89
86
95
5b (R2 =nHex)
5c (R2 =cHex)
5a (R2 =Bn)
5b (R2 =nHex)
5c (R2 =cHex)
[a] Reactions were performed on a 3.0 mmol scale. [b] Yield of product
isolated.
Chem. Asian J. 2016, 11, 1548 – 1554
1550
ꢀ 2016 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim