DOWNFIELD CHEMICAL SHIFTS IN ˇ-PROPIOTHIOLACTONES
469
show chemical shifts larger than 65 and 72 ppm, respec-
tively. The largest 13C chemical shift is observed with
13 that has two deshielding substituents. In view of
these results, the 13C chemical shifts reported by earlier
workers4b,c should be interchanged between the ˛- and
ˇ-carbons. Indeed, ˇ, ˇ-dimethyl-ˇ-propiothiolactone (14)
prepared by us has chemical shifts of 67.3 and 40.7 ppm
for its ˛- and ˇ-carbon, respectively, which was sup-
ported by an ab initio calculation (see Scheme 3 and
below).
The unexpected deshielding at the ˛-protons and ˛-
carbons of ˇ-propiothiolactones might be rationalized
by two main factors. One is the less efficient overlap
between the C O ꢁ and S 3p orbitals, resulting in a
stronger deshielding effect by the carbonyl group. The
other involves a through-space interaction between the
occupied orbital of the ˛-carbon and the vacant orbital
of sulfur. For example, a fairly extensive overlap between
the back lobe of the ˛-C bonding orbital and the empty
S d orbital can be assumed to be due to the almost pla-
nar tetragonal geometry of the ˇ-propiothiolactone rings
(we thank a referee for suggesting the back-lobe over-
lap mechanism as an alternative to our rationale of the
through-space interaction between the occupied pseudo-
ꢁ-orbital of ˛-CH2 and the vacant orbital of S7).
An ab initio calculation of the isotropic shielding con-
stants (ꢀ) was carried out to test the latter proposition
using the individual gauge atoms in molecules (IGAIM)
method8 with the HF/6-31CCGŁŁ basis set implemented
in Gaussian 94 (Revision A.1) program (Gaussian, Pitts-
burgh, PA, USA) (Table 2). The geometries used for
the IGAIM calculations were fully optimized at the
B3LYP/6-31CCGŁŁ level in order to consider the electron-
correlation effect. In fact, a significant difference in the
shielding constants (ꢀ) of a saturated system is observed
in the contribution from the direction perpendicular to the
molecular plane of thietane (ꢀzz). The difference becomes
much larger in the unsaturated system, thiolactone. The
nearly planar geometry of ˇ-propiothiolactone makes the
orbitals overlap more effectively, resulting in a greater
deshielding effect.
RESULTS AND DISCUSSION
First, the structure of 1 was confirmed by both spectral
and chemical means. A 2-D INADEQUATE experiment
together with the DEPT and proton non-decoupling spec-
tra established that the tertiary carbon was connected to
the other three carbons. The IR spectrum and the exact
mass data indicated a four-membered ring structure.
The ring-opening reactions of 1 in acidic aqueous solu-
tion or with benzylamine gave back the starting mercapto
acid or its N-benzylamide, respectively. A product iden-
tical with 1 was also produced by treatment of 4-methyl-
1,2-dithiolan-3-one, obtained via an independent route,6
with triphenylphosphine, as shown in Scheme 4.
Scheme 4. Structural correlation studies.
Various ˇ-propiothiolactones were then synthesized to
identify their spectral characteristics. The substituted ˇ-
propiothiolactones were prepared using various adapta-
tions of methods reported in the literature (Scheme 5). As
a result, ˇ-propiothiolactones 3–7 and 14 were prepared
by the cyclization of the corresponding 3-mercapto acids
in 17–42% yield, while 2 and 8–13 were obtained by
the substitution reactions of 6 or 1 with the corresponding
electrophiles in 30–55% yield. All ˇ-propiothiolactones
prepared in the present study showed satisfactory spectro-
scopic (NMR, Mass, IR) data.
In conclusion, a unique deshielding effect has been
observed at the ˛-protons and carbons of ˇ-propiothiolac-
tones that can be mainly attributed to the through-space
interaction between the occupied orbital of the ˛-carbon
and the vacant orbital of sulfur.
EXPERIMENTAL
Scheme 5. Structure of the ˇ-propiothiolactones pre-
pared in the present study.
NMR measurements
All the NMR spectra in CDCl3 were recorded on a JEOL
JNM-LA 300 or 400 spectrometer. In all cases, a 5 mm
o.d. tube was used at room temperature. All proton and
carbon spectra, except for the 2-D INADEQUATE spec-
trum, were recorded at 300.40 and 75.45 MHz, respec-
tively. The chemical shifts were referenced from TMS at
The spectral data for the ˇ-propiothiolactones are
summarized in Table 1. These data clearly exhibit a
downfield resonance trend for the ˛-protons and car-
1
bons. All of the H chemical shifts at the ˛-position of
ˇ-propiothiolactones are larger than 3.5 ppm, and the ˛-
protons of 6 are deshielded further by ca 1 ppm than those
of cyclobutanone. Mono- and disubstituted ˛-carbons
1
0.00 ppm for the H spectra and from the central solvent
peak at 77.0 ppm for the 13C spectra.
Copyright 2000 John Wiley & Sons, Ltd.
Magn. Reson. Chem. 2000; 38: 468–471