COMMUNICATION
Table 1. Effects of different factors on the coupling of 1a with 2a.[a]
To elucidate the reaction mechanism of this efficient cata-
lyst system, several key experimental results should be
noted. 1) Those aryl substrates having a halogen, which re-
acted with Pd catalysts[6a] (e.g., 3bd:ꢀ0%), also underwent
cross-coupling under the present conditions. Even the aryl
iodide remained intact upon the reaction of 2e (Table 2,
entry 7). Hence, Cu0 is unlikely to play an essential role as
the active species.[13] 2) Neither O2 nor air was needed for
reoxidation of such low-valent Cu species, if in fact any
were present, even though apparent oxidation of alcohol
Entry
Ligand
H2
[atm]
Total yield[%][b]
(3aa/4aa)
TON[c]
N
1
2
3
4
None
dppp
dppe
dppp
None
None
–
–
–
1
1
1
74 (62:38)
50 (74:26)
30 (70:30)
88 (93:7)
>99 (92:8)
69 (97:3)
370
250
150
440
500
1380
was involved throughout the overall process. 3) Na/air[14a]
[14b]
5
and NaOH (or KOH)/O2
were recently reported to pro-
6[d]
mote the oxidation and the Guerbet reaction of benzylic-
type alcohols, respectively, without any transition metals. In
our case, catalytic Na or NaH, in place of NaOH under oth-
erwise identical reaction conditions (Table 2, entry 1),
showed a similar reactivity (e.g., 3ba: ꢀ95%) with rigorous
exclusion of air from the reaction mixture.
[a] CuBr/ligand/base/1a/2a=1:1ACTHNUTRGNE(UNG or 0):20:500:500. Unless otherwise
specified, the reaction was performed in p-xylene at 1358C for 48 h
under H2 or Ar. Diastereoselectivity of 3aa=ꢀ1:1.2. [b] Total yield of
3aa and 4aa. [c] Turnover number, calculated as (yield(%) of 3aa+
4aa)/(CuBr mol%). [d] CuBr/dppp/NaOH/1a/2a=1:0:80:2000:2000 at
1458C for 96 h.
Given these experimental findings, several control experi-
ments were carried out using 1b or 2a (Table 3). The role of
CuBr/NaOH/(H2 or dppp) was to start the oxidation of 1b,
but also more slowly, that of 2a (Table 3, entries 1–3).[15] No
more than 5% of 1b underwent oxidation even after 24 h.
CuBr2 showed a similar ineffectiveness (Table 3, entry 4).
These results are in contrast to CuI- or CuII-initiated oxida-
tion of alcohols in the presence of O2.[13c] Without CuBr, H2,
and air, NaOH alone barely promoted the oxidation of both
1b and 2a (Table 3, entry 5). Hence, a major pathway for
the oxidation of 2a finally started presumably through a
Meerwein/Ponndorf/Verley/Oppenauer (MPVO)-type hy-
drogen transfer from 2a to 5b.
Next, we intended to doubly check such a primary role of
CuBr, and to clarify the mechanism of the reaction steps fol-
lowing the induction period of the catalysis. The cross-cou-
pling between 18 and 28 alcohols 1b and 2a was conducted
using different reaction conditions, which were monitored in
the absence of CuBr and H2, and instead by adding likely
carbonyl compound(s) that might be generated in situ (5b,
6a, 5b+6a, or 7ba) (Table 4). We observed a similarity and
significant difference in the influence of each additive on
the yield of 3ba. Among the four different additives
(Table 4, entries 1–5), 5b+6a (0.5 or 1 mol% each) led to
an excellent yield of 3ba (ꢀ90%) with a marginal amount
of 4ba (ꢀ3%; Table 4, entries 3 and 4). It was speculated
that under basic conditions with a reaction temperature of
1358C, 5b+6a underwent rapid cross-aldol condensation
leading to enone 7ba. However, when 7ba (1 mol%) was
used separately as an additive, the reaction rate was slightly
inferior to that obtained using 5b+6a (Table 4, entry 4 vs.
5). In any event, we were able to avoid using CuBr and H2
by taking advantage of the notable influence of 5b+6a as
an initiator of the reaction.
solvent screening with CuBr (0.2 mol%)/NaOH (4 mol%)
([CuBr]0 =1.6ꢀ10ꢁ3 m) suggested that polar solvents, includ-
ing DMSO, DMF and 1,4-dioxane were not promising (3aa:
<3%).
Given the optimal conditions (1 (100 mol%),
2
(100 mol%), CuBr (0.2 mol%), H2 (1 atm), NaOH
(4 mol%), and p-xylene at 1358C), various substrates were
investigated and the results are presented in Table 2. Some
characteristic features of the CuBr/H2/NaOH catalyst
system are as follows. 1) The reaction showed substrate gen-
erality with respect to both 18 and 28 alcohol components.
Under the optimal conditions, benzylic-type (hetero)aromat-
ic 18 and 28 alcohols were the most promising substrates,
both of which were joined into the respective products 3 in
high to quantitative yields. 2) The ratio 3/4 (the correspond-
ing ketone) obtained using aliphatic alcohols was uniformly
excellent (>12:1ꢀ >99:1) under H2 (Table 2, entries 15–17
and 21–24).[11] The capability of a catalytic amount of base
as co-catalyst, thus far underestimated in the cross-coupling
of aliphatic alcohols, was enhanced significantly. These re-
sults are in contrast to preceding Guerbet variants utilizing
sacrificial H2 acceptors.[3b,5a,f] 3) The procedure using H2 was
also beneficial for obtaining b-branched 28 alcohols 3da and
3ea (Table 2, entries 19 and 20). The reactivity of acyclic 28
alcohols such as 1d and 1e having an elongated carbon
chain (R2 ¼H) was overlooked in preceding attempts to
modify the Guerbet conditions.[12] 4) In some cases, the addi-
tion of dppp without purging H2 was enough to ensure the
smoothest conversion (Table 2, entries 4, 9, and 12).
A molar concentration of the aliphatic aldehydes, generat-
ed upon oxidation of the corresponding alcohols 2k and 2l,
would be kept at a minimum, so that neither the aldehydes
nor their self-condensation was detected at least by TLC
analysis. The cross-aldol condensation between aldehydes
and ketones should proceed more rapidly. These points are
consistent with the unique facets of Guerbet conditions in-
cluding the present system.
Additional control reactions in the absence of CuBr were
carried out to probe a reducing agent for the prospective in-
termediate 7ba (Table 5). The 28 alcohol 1b showed reduc-
ing capability superior to the 18 alcohol 2a for the transfer
hydrogenation (TH) of a carbonyl group (Table 5, entry 1
Chem. Eur. J. 2011, 17, 11146 – 11151
ꢁ 2011 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim
11147