M. Gohain et al. / Tetrahedron Letters 54 (2013) 3773–3776
3775
entries 11 and 17–21), which showed that 2.5 mol % was the opti-
The reaction of an
a,b-unsaturated ketone containing an aro-
mum catalyst concentration (Table 1, entry 17). A decrease in the
catalyst loading to 1.0 mol % resulted in a significant reduction in
the rate of the reaction leading to completion after ca. 12 h (Table 1,
entry 17 vs 18). Catalyst loadings above 2.5 mol % did not lead to a
significant effect on the rate of the reaction, but reflected nega-
tively on the yield which might be due to decomposition of the fi-
nal or intermediate product brought about by side reactions as a
result of the increase in the acid catalyst (Table 1, entry 11 and
19 vs entry 17). The reliance of the conversion on temperature
was also observed and completion of the reaction was not achieved
after 15 h at a lower temperature (Table 1, entry 20 vs 11).
Although a slight increase in the rate of the reaction was observed
at temperatures above 100 °C, a lower isolated yield and discolour-
ation of the reaction mixture again indicated product or intermedi-
ate decomposition at the increased temperature (entries 21 vs 17).
Due to the shorter reaction time and high product selectivity the
optimum conditions for further reactions were chosen as sol-
vent-free with 2.5 mol % of Bi(OTf)3 and heating to 100 °C.
The scope of the reaction was investigated next by introducing
electron-withdrawing and electron-donating substituents on both
the 4-hydroxycoumarins as well as the chalcone substrates. All
coumarins substituted with either electron-withdrawing (Table 2,
entry 2) or electron-donating (Table 2, entries 3 and 4) substituents
reacted smoothly with chalcone 2a to produce the annulated prod-
ucts in >90% yield. High yields were obtained on modification of
the chalcone substrate as well. A slight increase in the reaction rate
was observed when an electron-donating p-methoxy group was
introduced on the B-ring (Table 2, entry 6 vs entry 1), whereas
the chloro analog (Table 2, entry 5) exhibited a lower reaction rate.
The additional electron density would assist the dehydration in
the final step, which might account for the higher rate of product
formation. The latter is supported with a further increase in the
reaction rate upon shifting the methoxy substituent to the 2-posi-
tion, which is expected to have a greater influence on the conjuga-
tion in the enone system (Table 2, entry 15).
matic thienyl functionality (Table 2, entry 16) also proceeded well
under the same reaction conditions and gave the corresponding
product in good yield (80%), although lower than that of the phenyl
A-ring counterparts, which is probably due to the high electron
density of the thienyl group which deactivates the b-position to-
ward nucleophilic attack.
It was observed that when the phenyl A-ring of the chalcone
was removed (vinyl phenyl ketone, 2o), the desired annulated
product could still be obtained within the specified time (Table 2,
entry 18). Similarly, when the aryl A-ring was replaced with a
methyl group, as in 2p, the annulated product was still isolated
in very good yield (Table 2, entry 19). Both these reactions oc-
curred much better when solvated in DCE compared to solvent-
free conditions. Although the latter proceeded faster, larger
amounts of impurities were observed (monitored by 1H NMR and
TLC), so it was decided to report the DCE results instead. Surpris-
ingly, only the intermediate compound,9 3aq, could be obtained
upon removal of both aromatic rings (methyl vinyl ketone, 2q;
Table 2, entry 20). Prolonged heating of the intermediate product
induced decomposition (monitored by 1H NMR and TLC), which
suggests that the presence of the aromatic B-ring is essential in or-
der to smoothly perform the annulation under these conditions.
The mechanism of the reaction can be envisaged to entail
Bi(OTf)3 activation of the chalcone carbonyl group allowing 1,4-
A significant drop in product yield was, however, observed
when the B-ring was substituted with a methyl group (Table 2,
entry 17). The decrease in yield might be due to a low reaction rate
since full conversion could not be achieved even after 15 h. In this
regard, a contributing factor is believed to be the equilibrium
between the keto and enol tautomers of the intermediate, which,
in the absence of the aromatic B-ring, is shifted toward the enol
form, which would then be less prone to attack by the coumarin
hydroxy function to initiate formation of the second heterocyclic
ring. The extended reaction time might then induce unexpected
side reactions consuming the intermediate prior to final annula-
tion. This would suggest that an aryl function on the B-ring assists
in the cyclization by favouring the keto tautomer to produce the
pyrano-coumarin product.
Substitution at the ortho- or para positions of the A-ring with
either electron-donating or electron-withdrawing groups did not
influence the course of the reaction significantly (Table 2, entries
7, 8, 13, and 14). Introduction of a p-chloro group on the B-ring
in conjunction with a p-methoxy moiety on the A-ring of the chal-
cone resulted in a slight decrease in yield in addition to a lower
reaction rate (Table 2, entry 9). In contrast, the chalcone containing
an inverted substituted pattern gave the opposite result, that is, the
rate of the reaction increased along with an increase in yield (entry
10). Similar results were obtained for both di-p-methoxy and di-p-
chloro substituted chalcones (Table 2, entries 11 and 12). It was
observed that electron-donating substituents on the B-ring in-
creased the rate of the reaction producing excellent isolated yields,
while, on the other hand, an electron-withdrawing substituent on
the B-ring decreased the reaction rate and also had a negative im-
pact on the yield of the reaction.
Figure 1. ORTEP drawings of the X-ray crystal structures of compounds 4ag and 4aj.