1470 J . Org. Chem., Vol. 63, No. 5, 1998
Ta ble 2. NMR Da ta of Dim er s 5a -d a n d 9
Katritzky et al.
1H NMR
13C NMR
others
compd
H-1, H-7, H-10
others
C-11 C-12
5a
8.02-8.10 (m, 2H),
7.00-7.42 (m, 25H)
66.6 78.7 110.5, 113.5, 120.0, 123.7, 123.9, 126.7, 127.4, 127.6,
128.0, 128.2, 128.6, 128.8, 129.9, 130.8, 133.0,
134.2, 137.2, 137.3, 140.9, 142.0, 146.2, 146.4
65.7 78.1 110.0, 113.2, 120.1, 120.2, 123.8, 124.0, 127.0,
127.6, 127.7, 128.0, 128.1, 128.3, 129.0, 129.6,
130.5, 131.4, 132.8, 133.9, 134.1, 134.5, 135.7,
137.2, 139.6, 139.7, 140.2, 141.7, 146.1, 146.4
66.5 78.5 21.0, 21.1, 110.6, 113.6, 120.0, 120.1, 123.6,
123.8, 126.7, 127.3, 127.5, 127.9, 238.0, 128.2,
128.6, 129.5, 129.9, 130.6, 132.9, 134.2, 134.3,
137.5, 137.9, 138.0, 138.1, 138.4, 141.1, 142.0,
146.2, 146.4
6.39 (d, J ) 8.4 Hz, 1H)
5b
5c
8.02-8.10 (m, 2H),
6.40 (d, J ) 8.4 Hz, 1H)
7.05-7.40 (m, 23H)
8.04-8.10 (m, 2H),
6.41 (d, J ) 8.4 Hz, 1H)
7.00-7.33 (m, 22H),
7.35 (s, 1H), 2.33 (s, 6H)
5d
9
8.04-8.08 (m, 2H),
6.89-7.35 (m, 22H),
7.55 (s, 1H), 2.17 (s, 3H),
1.47 (d, J ) 3.9 Hz, 3H)
64.2 79.0 19.3, 21.7, 110.4, 113.0, 119.9, 120.1, 123.6, 123.8,
125.7, 126.3, 126.8, 127.3, 127.4, 127.8, 127.9,
128.1, 128.2, 128.7, 128.8, 129.4, 130.2, 131.0,
131.1, 132.8, 133.1, 134.5, 135.5, 136.6, 136.9,
139.1, 139.4, 139.5, 141.0, 141.7, 146.2, 146.3
70.7 78.5 31.6, 32.3, 34.4, 111.3, 114.2, 119.9, 120.0,
123.7, 123.8, 125.8, 126.6, 126.8, 127.1, 128.4,
128.6, 129.5, 130.1, 130.9, 131.1, 131.2, 133.1,
133.2, 134.1, 134.2, 134.8, 139.0, 140.1, 140.6,
141.3, 143.2, 146.3, 146.5
6.26 (d, J ) 8.5 Hz, 1H)
8.00-8.03 (m, 1H),
8.10 (d, J ) 8.4 Hz, 1H),
6.35 (d, J ) 8.4 Hz, 1H)
7.52 (d, J ) 7.1 Hz, 1H),
7.41 (d, J ) 8.0 Hz, 1H),
7.06-7.36 (m, 10H),
6.89-6.95 (m, 3H),
6.85 (s, 1H), 6.72-6.77 (m, 2H),
6.15 (d, J ) 8.4 Hz, 2H),
2.60-3.18 (m, 8H)
Ta ble 3. Meltin g P oin ts a n d HRMS of Dim er s 5a -d
Sch em e 3
a n d 9
compd mol formula mp (°C)
HRMS found (calcd) (M+)
225-227 450.2014 (450.1970) (M+ - Bt)
38H26Cl2N6 136-139 518.1019 (518.1190) (M+ - Bt)
5a
5b
5c
5d
9
C
C
C
C
C
38H28N6
40H32N6
40H32N6
42H32N6
139-141 596.2727 (596.2688)
143-145 596.2713 (596.2688)
180-183 620.2694 (620.2688)
4-position of the two benzotriazol-1-yl groups produce
signals at 8.10 and 8.00-8.03 ppm, respectively. In the
13C NMR spectrum of 9, there are two groups of benzo-
triazol-1-yl signals, 146.3, 133.1, 126.6, 123.7, 119.9,
113.3 and 146.5, 133.2, 126.8, 123.8, 120.0, 114.2 ppm.
At the high field, the signals at 78.5 and 70.7 ppm belong
to the quaternary carbon and the tertiary carbon, re-
spectively. These assignments were confirmed by 2D and
APT spectra. In comparison to the structure of the trityl
radical dimer 1, which has a large conjugated system,
the protons on the central phenyl group (protons 2, 3, 5,
and 6) are in the range of 6.01-6.40 ppm and the proton
1
Rea ction Mech a n ism . The proposed mechanism for
formation of phenanthridines 4 and 8 and dimers 5 and
9 is given in Scheme 2. Carbanion 10 (formed by
lithiation of diaryl(benzotriazol-1-yl)methane) reacts with
iodine to generate radical 11. The unpaired electron in
radical 11 is delocalized as indicated by the canonical
forms to the ortho (cf. 11b) or para positions (cf. 11c).
Dimerization involving forms 11a and 11c gives, after a
[1,5]-proton shift, a dimer of type 5. The unpaired
electron of radical 11 can also reside on the triazole ring
which opens to form 12 and looses nitrogen to give 13
which undergoes intramolecular cyclization to generate
phenanthridine. Whether 4 or 5 is formed is probably
controlled by the relative rates of the irreversible steps
12 f 13 and 14 f 5.
at position 4 is at 5.09 ppm in the H NMR spectrum. In
the 13C NMR spectrum, the carbon at position 4 is at
about 42 ppm.21 It is clear that the structures of our
dimers 5 and 9 are different from the structures of trityl
radical dimers.
In the MS spectra of compounds 5 and 9, the molecular
ion and molecular fragments are observed. The base
peak at M+ - 118 reflects the ease of loss of a benzotri-
azolyl group from the crowded molecule (Table 3).
As is well-known, the dimers of trityl radicals undergo
reversible dissociation to the corresponding radicals in
solution.3 A crossover experiment was conducted to
investigate possible dissociation of the present dimers in
solution. Dimers 5a and 5b were mixed and dissolved
in THF, but refluxing for 10 h led to the recovery of start-
ing materials, 5a and 5b, and no new dimers were gener-
ated. This also indicates that the structures of dimers 5
are different from those of the trityl radical dimer.
Rea ctivity of th e Dim er s 5. Treatment of dimer 5a
with hydrochloric acid in methylene chloride at room
temperature for 4 h gave the chloride derivative 15a with
the loss of one benzotriazol-1-yl group (Scheme 3). In
1
the H NMR spectrum of 15a , the low-field signal (8.02-
(21) Neumann, W. P.; Penenory, A.; Stewen, U.; Lehnig, M. J . Am.
Chem. Soc. 1989, 111, 5845.
8.08 ppm) integrated for one proton only existing instead