F. Diwischek et al. / Tetrahedron 61 (2005) 6993–7001
6999
equilibrium of trans-1,2,6-trimethyl-4-piperidone could be
obtained (Fig. 3a). Quantum chemical calculations were
carried out to obtain energy differences between both chair
conformers of cis- and trans-isomers and to obtain
information about the activation barrier and the energy
pathway of the ring inversion process of trans-1,2,6-
trimethyl-4-piperidone. The activation barrier of this
equilibrium of trans-1,2,6-trimethyl-4-piperidone was
verified by low temperature NMR experiments.
employed with the BLYP10,11 functional, the SVP12 basis
set and the RI15 approximation performed with the
TURBOMOLE21 program package. Furthermore, a semi-
empirical AM113 optimization was used for comparison.
Single point calculations for the energy difference were
carried out with the TZVP16 basis set and the RI-BLYP,10,11,15
B3LYP11,17 and RIMP218 method on the BLYP/SVP10,11,12
geometry.
To obtain the energy pathway of trans-1,2,6-trimethyl-4-
piperidone a conformational search22 applying the
MMFF94s23 force field in the MacroModel 8.024 program
was executed to locate the minima on the energy surface of
trans-1,2,6-trimethyl-4-piperidone. The obtained structures
were reoptimized by DFT calculations employing the RI-
BLYP10,11,15 functional in combination with the SVP12
basis set. Single point calculations were done with the
BLYP10,11 and B3LYP11,17 functional and the TZVP16 basis
set. These stationary points were verified as local minima by
the absence of imaginary frequencies (AOFORCE21).
Transition states were obtained by Gaussian 0325 QST2
calculations applying the BLYP/SVP10,11,12 level of theory
and were also confirmed by AOFORCE21 calculations as
transition states (imag. freq.Z1). Reoptimizations of
the calculated transition states were executed with
TURBOMOLE21 and the RI-BLYP/SVP10,11,12,15 method
(STATPT), single point calculations with the BLYP10,11 and
B3LYP11,17 functional and the TZVP16 basis set. To connect
the so far obtained minima and transition states, further
quantum chemical calculations were performed between
boat-boat and twist-twist conditions, that were calculated as
transition states as above. Thus, the whole energy pathway
of the equilibration process of trans-1,2,6-trimethyl-4-
piperidone with the required activation energy barrier
(Fig. 6) was obtained.
The quantum chemically calculated values show good
agreement to those determined by low temperature NMR
spectroscopy and confirm the equilibrium (Fig. 3a) of the
conformers of trans-1,2,6-trimethyl-4-piperidone at room
temperature. Therefore, both theory and experiment prove
that a cis/trans isomeric mixture is present at room
temperature in the spectrum of 1,2,6-trimethyl-4-piperidone
(Fig. 2a) when synthesised as in Figure 1. Considering the
pharmacological aspects, the affinity to a corresponding
receptor should not be influenced by the different con-
formers (Fig. 3a) of trans-1,2,6-trimethyl-4-piperidone,
because they can be easily converted into each other due
to their low energy difference. However, a cis-/trans-
mixture should be avoided for pharmacological evaluation,
because a conversion is impossible due to a bond cleavage
being necessary to transform one into another. Isolation of a
mixture with the cis-isomer predominating can only be
achieved by a different synthetic pathway (Fig. 4).
4. Experimental
4.1. NMR investigations
1
All synthesised compounds were characterized by H and
1
13C NMR spectroscopy. H NMR spectra were performed
on a Bruker DRX 300 (300.13 MHz) and Bruker Avance
400 (400.13 MHz), respectively. The temperatures of the
probe were calibrated by a low temperature calibration with
4% methanol in [D4] methanol.20 13C NMR spectra were
4.2.1. 1,2,6-Trimethylpiperidin-4-one (1) via 1,2,6-tri-
methyl-4-piperidone-3,5-dimethyldicarboxylate. Syn-
thesis was executed by a modified instruction of Langlois
et al.6 5.22 g (30.0 mmol) of 1,3-acetone dicarboxylate
(97%) was added to an ice-cold mixture of 2.02 g
(30.0 mmol) methylamine hydrochloride in 10 ml of water
and 2.73 g (62.0 mmol) acetaldehyde. After warming to
room temperature, the solution was stirred for additional
16 h, the solvent was completely removed in vacuo and a
small amount of acetone was added to precipitate 6.25 g
(21.3 mmol) of 1,2,6-trimethyl-4-piperidone-3,5-dimethyl-
dicarboxylate after cooling. 1,2,6-Trimethyl-4-piperidone-
3,5-dimethyldicarboxylate (2.00 g (6.81 mmol)) were dis-
solved in 20 ml 6 M HCl and stirred for 20 h at 80 8C. After
neutralisation with a saturated KOH solution, the reaction
mixture was extracted three times with 20 ml CH2Cl2,
organic phases were dried with Na2SO4 and the solvent was
removed in vacuo. The oily, orange residue was distilled by
vacuum distillation and 0.69 g (4.89 mmol) of 1 was
obtained as a colourless oil (bp 30 8C (0.1!10K2 mbar)).
1
performed on a Bruker Avance 400 (100.62 MHz). For H
NMR spectra with the Bruker Avance 400 (T1,
400.13 MHz) [DRX 300 (T2, 300.13 MHz)], 32 [16] scans
were collected into 64 K [72 K] data points giving a digital
resolution of 0.25 Hz [0.16 Hz] per point. The spectral
width was 8278 Hz [6188 Hz], the transmitter offset
6.18 ppm [6.18 ppm]. Using an acquisition time of 3.96 s
[5.99 s] and an additional delay of 1 s [1 s], a pulse
repetition period of 4.96 s [6.99 s] results. An appropriate
window function was applied before Fourier transformation
in order to enhance the spectral resolution. For 13C NMR
spectra 512 scans were collected into 64 K data points,
giving a digital resolution of 0.73 Hz per point. The spectral
width was 23981 Hz and the transmitter offset 100 ppm.
Using an acquisition time of 1.37 s and an additional delay
of 2 s, a pulse repetition period of 3.37 s results. An
appropriate window function was applied before Fourier
transformation in order to enhance the spectral resolution.
1H NMR (400 MHz, CDCl3, dZppm, JZHz): Isomer A:
3.03–3.12 (m, 2H, H2,6), 2.42 (dd, 2H, overlapping with
H2,6 Isomer B, JZ13.9, 4.54 Hz, H3,5eq), 2.33 (s, 3H, H9),
2.11 (dd, 2H, JZ13.9, 6.68 Hz, H3,5ax), 0.97 (d, 6H, JZ
6.56 Hz, H7,8); Isomer B: 2.39–2.45 (m, overlapping with
H3,5 Isomer A, H2,6), 2.18–2.29 (m, overlapping with H3,5
4.2. Quantum chemical calculations
For the geometry optimizations of the two chair confor-
mations density functional theory (DFT) calculations were