J. Am. Chem. Soc. 2001, 123, 4609-4610
4609
Table 1. Development of the Sequential Rhodium-Catalyzed
Allylic Alkylation/Pauson-Khand Annulation
Regio- and Diastereoselective Tandem
Rhodium-Catalyzed Allylic Alkylation/
Pauson-Khand Annulation Reactions
P. Andrew Evans*,† and John. E. Robinson†
Department of Chemistry, Indiana UniVersity
Bloomington, Indiana 47405
ReceiVed January 10, 2001
The construction of complex polycyclic systems using transition
metal-catalyzed annulation reactions provides a powerful strategy
for target directed synthesis.1 The Pauson-Khand (PK) annulation
is representative of this class of transformations in which a
tethered eneyne undergoes a formal [2 + 2 + 1] reaction to
furnish a bicyclic cyclopentenone.2,3 A significant limitation with
this process is the necessity for intramolecularity in order to
suppress competitive intermolecular metal-catalyzed reactions.
However, a recent study provided a new approach to this problem,
which utilized a dual catalytic system to facilitate a one-pot
palladium-catalyzed allylic alkylation followed by a rhodium-
catalyzed PK annulation reaction.4
We envisioned an alternative approach to this problem that
utilized a single metal-catalyst to facilitate both transformations
in a tandem sequence, using only the reaction temperature to
modulate the catalytic activity. The obvious advantage of this
strategy was the ability to significantly increase the molecular
complexity of the bicyclic adduct through the introduction of a
stereogenic center at C-2, which we anticipated would control
diastereoselectivity in the PK annulation.5 Herein, we now
describe the development of the regio- and diastereoselective
rhodium-catalyzed tandem allylic alkylation/Pauson-Khand an-
nulation reaction using stabilized carbon and heteroatom nucleo-
philes (eq 1).
2°:1° yield ds yield
entry
catalysta
additive solvent 4:5b,c (%)d 2:3e (%)d
1
2
3
4
5
6
7
8
9
[RhCl(CO)dppp]2 None
THF
toluene 12:1 47
AgOTf THF 16:1 58
AgOTf toluene 15:1 59
31:1 86
3:1 40
5:1 80
5:1 63
5:1 35
1:1 57
"
"
"
"
"
"
"
None
DMSO 18:1 57
DME
MeCN 37:1 88
"
"
"
"
"
17:1 36 10:1 34
7:1 87
3:1 12
4:1 18
5:1 20
RhCl(CO)(PPh3)2
RhCl(CO)dppe
"
"
"
3:1 72
8:1 36
8:1 62
10 [RhCl(CO)dppb]2
a All reactions were carried out on a 0.25 mmol reaction scale using
10 mol% rhodium and 1.2 equiv of the propargyllic nucleophile.
b Ratios of regioisomers were determined by capillary GLC on aliquots
of the crude reaction mixture. c The primary product 5a was prepared
independently Via Pd(0) catalysis.8 d GLC yields. e Ratios of diaste-
reoisomers were determined by capillary GLC.
modified Wilkinson’s catalyst (Rh(PPh3)3Cl) that had proven
effective for the allylic substitution reactions6 furnished only trace
amounts of the annulation adducts 2a/3a. Hence, we decided to
reexamine the allylic alkylation with rhodium catalysts that had
proven effective for the PK reaction. Interestingly, although the
PK catalysts were significantly different, we reasoned the strong
π-acidity of a carbon monoxide ligand may be sufficient to attain
high regioselectivity in the allylic substitution.6a Treatment of the
allylic carbonate 1 with the sodium salt of the R-branched
malonate and [RhCl(CO)dppp]2, in tetrahydrofuran and toluene
respectively, furnished alkylation products 4a/5a with g12:1
regioselectivity (entries 1-2). The corresponding PK reaction with
4a furnished the bicyclic adducts 2a/3a with modest diastereo-
selectivity, favoring the cis-adduct 2a.
Preliminary studies examined the feasibility of the metal-
catalyzed multicomponent annulation reaction (Table 1). We
anticipated that the tandem process would evolve from the
combination of the rhodium-catalyzed allylic substitution6 with
the PK annulation.3c,4 Initial efforts with the trimethyl phosphite
Initial efforts to improve catalyst turnover and selectivity,
through an in situ counterion exchange with AgOTf, resulted in
reduced turnover and similar selectivity irrespective of the solvent
(entries 3-4). The disparity between the solvents prompted the
examination of alternatives that could potentially facilitate both
transformations with improved turnover and selectivity. This study
provided acetonitrile as the potential medium to facilitate the
tandem reaction (entries 5-7). Finally, a series of electronically
similar rhodium catalysts, in which the steric environment of
phosphine was systematically altered, were examined to determine
the optimum catalyst (entries 8-10).
The ability to catalyze both transformations with [RhCl(CO)-
dppp]2 in acetonitrile, albeit at different reaction temperatures,
allowed the development of the tandem process (Table 2).
Treatment of the allylic carbonate 1 with the sodium salt of the
R-branched dimethyl malonate derivative and [RhCl(CO)dppp]2
† This work was initiated at the Department of Chemistry and Biochemistry,
University of Delaware, Newark, DE 19716.
(1) Ojima, I.; Tzamarioudaki, M.; Li, Z.; Donavan, R. J. Chem. ReV. 1996,
96, 635.
(2) For recent reviews on the Pauson-Khand reaction, see: (a) Schore, N.
E. In ComprehensiVe Organometallic Chemistry II; Hegedus, L. S., Ed.;
Pergamon: Oxford, 1995, p 703. (b) Geis, O.; Schmalz, H. G.; Angew. Chem.,
Int. Ed. 1998, 37, 911. (c) Jeong, N. In Transition Metals in Organic Synthesis;
Beller, M., Bolm, C., Eds.; Wiley-VCH: Weinheim, 1998; Vol. 1, p 560. (d)
Buchwald, S. L.; Hicks, F. A. In ComprehensiVe Asymmetric Catalysis;
Jacobsen, E. N., Pfalz, A., Yamamoto, H., Eds.; Springer: Berlin, 1999; Vol.
2, p 491. (e) Brummond, K. M.; Kent, J. L. Tetrahedron 2000, 56, 3263.
(3) (a) Co: Pagenkopf, B. L.; Livinghouse, T. J. Am. Chem. Soc. 1998,
120, 2285. (b) Ir: Shibata, T.; Takagi, K. J. Am. Chem. Soc. 2000, 122, 9852.
(c) Rh: Koga, Y.; Kobayashi, T.; Narasaka, K. Chem. Lett. 1998, 249. Jeong,
N.; Lee, S.; Sung, B. K. Organometallics 1998, 17, 3642. Jeong, N.; Sung,
B. K.; Choi, Y. K. J. Am. Chem. Soc. 2000, 122, 6771. (d) Ru: Morimoto,
T.; Chatani, N.; Fukumoto, Y.; Murai, S. J. Org. Chem. 1997, 62, 3762. Kondo,
T.; Suzuki, N.; Okada, T.; Mitsudo, T. J. Am. Chem. Soc. 1997, 119, 6187.
(e) Ti: Hicks, F. A.; Buchwald, S. L. J. Am. Chem. Soc. 1996, 118, 11688
and references therein.
(4) Jeong, N.; Seo, S.-D.; Shin, J.-Y. J. Am. Chem. Soc. 2000, 122, 10220.
(5) For a related diastereoselective Pauson-Khand reaction using cobalt,
see: Breczinski, P. M.; Stumpf, A.; Hope, H.; Krafft, M. E.; Casalnuovo, J.
A.; Shore, N. E. Tetrahedron 1999, 55, 6797.
(6) (a) Evans, P. A.; Nelson, J. D. J. Am. Chem. Soc. 1998, 120, 5581. (b)
Evans, P. A.; Robinson, J. E.; Nelson, J. D. J. Am. Chem. Soc. 1999, 121,
6761. (c) Evans, P. A.; Leahy, D. K. J. Am. Chem. Soc. 2000, 122, 5012. (d)
Evans, P. A.; Kennedy, L. J. J. Am. Chem. Soc. 2001, 123, 1234.
10.1021/ja015531h CCC: $20.00 © 2001 American Chemical Society
Published on Web 04/19/2001