3292 J. Am. Chem. Soc., Vol. 122, No. 14, 2000
Frantz and Singleton
reactions,29 further calculations involving solvated reactants may
resolve these problems.
methylation of acrolein, are all slightly inverse (Figure 1a,b).
This supports the qualitative argument that rate-limiting sily-
lation of the starting enone cannot account for the observed
KIEs.
A major point of confusion in TMSCl-mediated reactions has
been the identity of the initial product. Many workers have used
workup conditions which would hydrolyze silyl enol ethers such
as 9, and most others have not attempted to distinguish between
direct formation of a silyl enol ether and silylation of an initially
formed enolate. Nonetheless, it has often been assumed that
silyl enol ethers or related intermediates are the initial products
in these reactions. It was therefore surprising when it was
reported that the reaction of Bu2CuLi‚LiI with cyclohexenone
in THF in the presence of 6 equiv of TMSCl afforded 10 as the
major product (after quenching of a presumed initial enolate)
with only 27% of silyl enol ether 9 found at the shortest reaction
time.9 Recent workers have found that TMSI-mediated reactions
of Bu2CuLi‚LiI with cyclohexenone afford predominately 9,30
and a footnote in that paper reports a private communication
from one of the previous workers stating that the use of only
1-2 equiv of TMSCl affords “mainly TMS enol ether”.
Apparently the use of 6 equiv of TMSCl and aqueous quenching
resulted in the hydrolysis of some of the initially formed 9. In
our experiments using only 1 equiv of TMSCl and cuprate
derived from CuBr‚SMe2, the silyl enol ether 9 is virtually the
exclusive product present at very short reaction times in THF.
However, the observation of silyl enol ether at short reaction
times does not in itself conclusively establish whether silylation
is an integral part of the reaction mechanism or occurs “after
the fact”, i.e., after the rate-limiting step by silylation of an
enolate. In this regard the 17O KIEs observed in these reactions
are telling. The substantial 17O KIE observed in THF is
indicative of the carbonyl oxygen undergoing a major bonding
change in the rate-limiting step. The 17O KIE in THF is much
larger than would be expected from a 1,4-addition to the
enone: very small 18O KIEs are observed in carbonyl addition
reactions.31 In contrast, the 17O KIE in ether, where there is no
significant formation of silylated product (consistent with
previous observations9), is within experimental error of unity.
Taken together, these results strongly implicate rate-limiting
silylation of the carbonyl oxygen in THF.
The involvement of silylation in the rate-limiting step in THF
places significant constraints on the mechanism. If TMSCl were
simply acting as a Lewis acid as proposed by Kuwajima, then
the coordination of TMSCl with cyclohexenone to form 5 would
have to be rate limiting and (surprisingly!) irreversible under
the reaction conditions. The cyclohexenone 13C isotope effects
would reflect this silylation step, and would be expected to be
approximately unity at the olefinic carbons. The small but
significant positive deviation from unity of the 13C KIEs at both
the R and â carbons argues against this mechanism. This
conclusion is supported by the theoretically predicted isotope
effects for model reactions. The equilibrium 13C KIEs for the
formation of 12 were calculated as a rough model for the
secondary KIEs expected if silylation of the starting enone is
rate limiting, since the carbons are not being transferred in this
step.32 The predicted equilibrium isotope effects for the forma-
tion of 12, as well as the predicted kinetic isotope effects for
An important basis for the Corey proposal of silylation of a
d,π*-complex was the observation that acyclic enones underwent
cis-trans isomerization in the absence of TMSCl but not in
the presence of TMSCl in THF.3 It was proposed that the cis-
trans isomerization without TMSCl is the result of reversible
formation of a “CuIII” â-adduct before the rate-limiting step,
and this proposition has recently been strongly supported in KIE
studies.11 The lack of isomerization with TMSCl would then
be consistent with a switch to an earlier rate-limiting step, but
does not by itself distinguish between rate-limiting silylation
of a π complex, rate-limiting formation of the Cu â-adduct with
rapid silylation, or rate-limiting formation of the π complex.
The last of these has often been assumed in stereochemical
arguments6,5g (misleadingly! vide infra), but the latter two
possibilities are both excluded here by the requirement for a
rate-limiting silylation step.
The remaining possibility of rate-limiting silylation of a π
complex is supported by the theoretically predicted isotope
effects. From Figure 1c,d, small normal kinetic 13C isotope
effects are predicted at both the R and â enone carbons. These
predictions involve ad hoc assumptions regarding the kinetic
isotope effects for the silylation step and the equilibrium constant
for formation of the π complex, as well as a simplistic modeling
of a likely more complex enone-π complex structure. Nonethe-
less the striking agreement between the predicted and experi-
mental KIEs demonstrates that the observed R and â enone 13
C
KIEs are consistent with rate-limiting silylation of a π complex.
Rate-limiting silylation of the π complex also provides an
explanation for the enigmatic stereochemical results of Kuwa-
jima which had led to the proposal of an initial Lewis acid
complex.6 The key observation was that while the cis π complex
20 was expected to be most stable in additions to 6-tert-butyl-
2-methylcyclohexenone, the trans product was predominant in
the presence of TMSCl. However, the stereoelectronically
enforced approach of TMSCl in the plane of the carbonyl group
(toward the lone pairs of the carbonyl oxygen) would be highly
sterically hindered, blocking the formation of the cis product.
The trans product can be formed by the less disadvantageous
silylation of conformation 21 that places the tert-butyl group
in a pseudoaxial position.33
The stereochemistry of the TMSCl-mediated addition of
Bu2CuLi-LiBr-SMe2 to 5-methylcyclohexenone in THF may
also be rationalized by rate-limiting silylation of a π complex.
Based on the theoretical predictions for 15 and 16, the trans π
complex 22 would be expected to be preferred over the cis
(29) (a) Kingsbury, C. L.; Smith, R. A. J. J. Org. Chem. 1997, 62, 7637.
(b) Kingsbury, C. L.; Smith, R. A. J. J. Org. Chem. 1997, 62, 4629.
(30) Eriksson, M.; Johansson, A.; Nilsson, M.; Olsson, T. J. Am. Chem.
Soc. 1996, 118, 10904. See especially footnote 20. In addition, a recent
paper by one of the original authors in ref 9 also states that with the use of
a large excess of TMSCl, hydrolysis of the initially formed silyl enol ether
occurs upon workup. See: Bertz, S. H.; Chopra, A.; Eriksson, M.; Ogle,
C. A.; Seagle, P. Chem. Eur. J. 1999, 5, 2680.
(32) (a) It is commonly assumed that equilibrium secondary hydrogen
isotope effects are an upper bound for the kinetic isotope effect, though
exceptions have been noted. See: Glad, S. S.; Jensen, F. J. Org. Chem.
1997, 62, 253. (b) Modeling of the secondary KIEs using equilibrium isotope
effects is bolstered by the expectation that the endothermic silylation step
should have a late transition state.
(33) Molecular mechanics calculations (MM2) predict that having the
tert-butyl group axial in 6-tert-butylcyclohexenone is disfavored by only
0.8 kcal/mol.
(31) Marlier, J. F. J. Am. Chem. Soc. 1993, 115, 5953. O’Leary, M. H.;
Marlier, J. F. J. Am. Chem. Soc. 1979, 101, 3300.