containing a seven-membered ring utilizing a novel [5 + 2]
cycloaddition reaction of tungsten-containing vinyl-azo-
methine ylide species.7
Scheme 2. Initial Attempt for the [5 + 2] Cycloaddition
Reaction
Our basic strategy is as follows: treatment of o-(alk-3-
en-1-ynyl)phenylbenzaldimine 1 with W(CO)5(L) gives the
tungsten-containing vinylazomethine ylide 2 through nu-
cleophilic attack of the imino nitrogen onto the W(CO)5-
activated alkyne moiety. This ylide has the ability to react
with alkenes as a 1,3-dipole or a 1,5-dipole in a [3 + 2] or
a [5 + 2] manner giving tricyclic indoles containing a
5-membered ring or a 7-membered ring, respectively (Scheme
1). Additionally, it might also give a tricyclic indole through
Scheme 1
obtained in 84% yield (Scheme 2). The product 6a was
formed by deprotonation of the R,â-unsaturated carbene
complex intermediate 3a produced by the expected [5 + 2]
cycloaddition of the tungsten-containing vinylazomethine
ylide 2a (R1 ) H) and the ketene silyl acetal 4, followed by
protonation of the generated dienyltungsten anion 5a.
Furthermore, the reaction proceeded smoothly only slightly
lowering the yield even with a catalytic amount (10 mol %)
of W(CO)6. It should be noted that, in the present reaction,
1,5-electrocyclization of the tungsten-containing vinylazo-
methine ylide intermediate 2 is inhibited probably due to its
rigid planar structure fused with the indole nucleus, in which
the two reacting sites are located far from each other.
As the novel [5 + 2] cycloaddition reaction of tungsten-
containing vinylazomethine ylide was found to proceed as
expected, we next examined the generality of this reaction
(Table 1). As a dipolarophile, ketene acetals also gave good
results. For example, diethyl ketene acetal or diisopropyl
ketene acetal reacted smoothly with o-(but-3-en-1-ynyl)-
phenylbenzaldimine 1a to give the same product 6a in good
yield after mild acid hydrolysis (entries 1 and 2). Further-
more, methyl- or methoxy-substituted ketene silyl acetal also
reacted smoothly under catalytic conditions to give the
corresponding substituted tricyclic indoles as a mixture of
diastereomers in good yield (entries 3 and 5). More interest-
ingly, when sterically less demanding cyclic ketene acetal 7
was employed, [3 + 2] cycloaddition followed by 1,2-vinyl
migration7a,b,g proceeded to give a dioxolane-protected
derivative of tricyclic indole 8a (R1 ) R2 ) H) containing
a five-membered ring selectively in good yield (entry 6).
Thus, [5 + 2] cycloadditions are favored over [3 + 2]
cycloadditions with bulkier dipolarophiles, probably due to
too strong steric repulsions between reacting centers in the
latter case. Concerning the generality of the imine counter-
part, the reaction of pent-3-en-1-ynyl derivative 1b (R1 )
Me) proceeded smoothly to give the desired [5 + 2]
cycloaddition product 6b (R1 ) Me, R2 ) H) in good yield
by using ketene diisopropyl acetal as dipolarophile (entries
7 and 8). Here again, use of a less bulky diethyl ketene acetal
gave the [3 + 2] cycloadduct 8b selectively in good yield
(entry 9). The terminal methyl substituent of 1b increases
the steric repulsion in the [5 + 2] cycloaddition pathway,
allowing the [3 + 2] cycloaddition reaction to proceed even
1,5-electrocyclization. We expected the mode of cyclo-
addition to be controlled by the appropriate choice of the
reactants.
After several attempts, it was found that when o-(but-3-
en-1-ynyl)phenylbenzaldimine 1a was treated with an equimo-
lar amount of W(CO)6 and 2 molar equiv of ketene isopropyl
triisopropylsilyl acetal 4 in the presence of MS4A and Et3N
under photoirradiation in toluene at ambient temperature,
followed by mild acid treatment of the crude product, the
desired azepino[1,2-a]indole derivative 6a was eventually
(5) For reviews on 1,5-electrocyclization of 1,5-dipoles, see; (a) Taylor,
E. C.; Turchi, I. J. Chem. ReV. 1979, 79, 181. (b) Huisgen, R. Angew. Chem.,
Int. Ed. Engl. 1980, 19, 947. Some recent examples for 1,5-electrocyclization
of vinylogous azomethine ylides, see: (c) Nyerges, M.; Pinte´r, AÄ .; Vira´nyi,
A.; Blasko´, G.; To´ke, L. Tetrahedron 2005, 61, 8199. (d) Voznyi, I. V.;
Novikov, M. S.; Khlebnikov, A. F. Synlett 2005, 1006. (e) Wu, P.-L.; Chung,
T.-H.; Chou, Y. J. Org. Chem. 2001, 66, 6585.
(6) (a) Epperson, M. T.; Gin, D. Y. Angew. Chem., Int. Ed. 2002, 41,
1778. (b) De Boeck, B.; Viehe, H. G. Tetrahedron 1998, 54, 513. (c)
Coldham, I.; Collis, A. J.; Mould, R. J.; Robinson, D. E. Synthesis 1995,
1147. (d) Bourhis, M.; Vercauteren, J. Tetrahedron Lett. 1994, 35, 1981.
(e) Chen, S.-F.; Ullrich, J. W.; Mariano, P. S. J. Am. Chem. Soc. 1983,
105, 6160.
(7) For generation and reaction of tungsten-containing azomethine ylides,
see: (a) Kusama, H.; Takaya, J.; Iwasawa, N. J. Am. Chem. Soc. 2002,
124, 11592. (b) Takaya, J.; Kusama, H.; Iwasawa, N. Chem. Lett. 2004,
33, 16. For generation and reaction of tungsten-containing carbonyl ylides,
see: (c) Kusama, H.; Funami, H.; Shido, M.; Hara, Y.; Takaya, J.; Iwasawa,
N. J. Am. Chem. Soc. 2005, 127, 2709. (d) Iwasawa, N.; Shido, M.; Kusama,
H. J. Am. Chem. Soc. 2001, 123, 5814. See also: (e) Shin, S.; Gupta, A.
K.; Rhim, C. Y.; Oh, C. H. Chem. Commun. 2005, 4429. (f) Kim, N.; Kim,
Y.; Park, W.; Sung, D.; Gupta, A. K.; Oh, C. H. Org. Lett. 2005, 7, 5289.
For generation of platinum-containing carbonyl ylides, see: (g) Kusama,
H.; Funami, H.; Takaya, J.; Iwasawa, N. Org. Lett. 2004, 6, 605.
896
Org. Lett., Vol. 8, No. 5, 2006