Ruthenium- and Enzyme-Catalyzed Dynamic Kinetic Asymmetric
Transformation of 1,4-Diols: Synthesis of γ-Hydroxy Ketones
Bele´n Mart´ın-Matute and Jan-E. Ba¨ckvall*
Department of Organic Chemistry, Arrhenius Laboratory, Stockholm University,
SE-106 91 Stockholm, Sweden
Received August 25, 2004
Enzymatic kinetic resolution of unsymmetrical 1,4-diols in combination with a ruthenium-catalyzed
hydrogen transfer process led to a dynamic kinetic asymmetric transformation (DYKAT) of the
least hindered alcohol. Oxidation of the second hydroxy group takes place under the reaction
conditions leading to the formation of γ-acetoxy ketones in high enantiomeric purity.
Introduction
dihydrofurans,8 is well established. These compounds are
also useful in biodegradable polymers and perfumes.9
During the last two decades, the synthesis of enantio-
merically pure, or enriched, compounds has emerged into
one of the most important fields of organic chemistry.1
In particular, the resolution of racemic compounds by
enzyme-catalyzed reactions has become a powerful tool
in organic chemistry.2 However, for the production of a
single enantiomer, kinetic resolution has a maximum
theoretical yield of 50%. By applying dynamic kinetic
resolution (DKR)3,4 this limitation can be overcome since
the unreactive enantiomer is continuously racemized and
the product can be obtained in 100% yield. In the past
few years we3a-c,5 and others3d,e,g,6 have applied DKR to
the preparation of different functionalized alcohols that
are important building blocks for the synthesis of high-
value compounds.
Some approaches for the preparation of enantiopure
γ-hydroxy ketones have been reported. These procedures
include the use of chiral catalysts,9,10 the use of chiral
epoxides,11 and the kinetic resolution of γ-hydroxy ke-
tones.11 To the best of our knowledge, only one study
dealing with the lipase-catalyzed kinetic resolution of
γ-hydroxy ketones has been reported.11 The efficiency of
the kinetic resolution for acyclic γ-hydroxy ketones is
rather low, and the highest ee value obtained was 42%.
The low efficiency of the kinetic resolution of γ-hydroxy
ketones prompted us to develop an alternative dynamic
process for the preparation of enantioenriched γ-hydroxy
ketones. As part of our ongoing program on the combined
enzyme- and transition metal-catalyzed DKR some pro-
cedures for diols have been recently reported.12,13 All diols
tested were transformed into diacetates in excellent
enantiomeric excess. We have now taken advantage of
the very efficient enzymatic resolution of 1,4-diols and
combined it with a Ru-catalyzed hydrogen transfer
process leading to a dynamic kinetic asymmetric trans-
formation (DYKAT)13,14 providing chiral γ-acetoxy ke-
tones. In this process, 1,4-diols, containing one large (RL)
and one small (RS) group, are transformed to enantio-
merically enriched γ-acetoxy ketones (Scheme 1).
The synthesis of γ-hydroxy ketones as precursors of
versatile building blocks, such as tetrahydrofurans7 and
(1) (a) Noyori, R. Asymmetric Catalysis in Organic Synthesis; John
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Org. Chem. 2004, 69, 1972-1977.
10.1021/jo048511h CCC: $27.50 © 2004 American Chemical Society
Published on Web 11/11/2004
J. Org. Chem. 2004, 69, 9191-9195
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