Effect of Cyclodextrin on Amide Hydrolysis
J . Org. Chem., Vol. 66, No. 5, 2001 1551
catalyzed hydrolysis rate by inclusion in the cyclodextrin
cavity could be explained by a microsolvent effect;
however, in this case we would expect about the same
inhibition for all the substrates, and this is not the case.
The mechanism of the reaction involves several reac-
tion steps (Scheme 1). It is known that in maleamic acid
changing the substituents on the double bond has a
significant effect on the rate, and this was attributed to
modification of the equilibrium constant for the formation
of the tetrahedral intermediate.30 The largest acceleration
for intramolecular catalysis is observed when the groups
are held in close proximity in comformationally rigid
molecules as in the maleate system.1,3
To interpret the effect of cyclodextrin on the observed
rate, we have to consider that under the conditions used
in our study, the rate-determining step for the reactions
in water solution is the amine expulsion from the
tetrahedral intermediate.17 We think that it is not likely
that this rate is so much decreased for complexation by
cyclodextrin as to explain the inhibition observed. We
believe that the main effect must be due to a decrease in
the equilibrium constants for the intramolecular proton
transfer to form 4 and/or for the formation of the
tetrahedral intermediate 5 (Scheme 1). The formation of
the zwitterionic intermediate 4 is very important for the
catalysis because it is known that the carboxylate groups
do not catalyze the reaction,1,17 and it could be that the
hydrophobic cavity of cyclodextrin significantly decreases
this equilibrium constant due to changes in the dipolar
moment of the molecule. It is known that the contribution
of dipolar interactions to the formation of inclusion
complexes is minor,31 then we do not expect a great
difference in KZ for free and bound substrates. We suggest
that the inhibition is mainly due to a decrease in the
equilibrium constant for the formation of the tetrahedral
intermediate 5 due to a decrease in the rate of intra-
molecular ring closure. We also suggest that the inclusion
complex of the substrate with the cyclodextrin perturbs
the distribution of conformers in the ground-state, forcing
it to adopt an unfavorable orientation for the intramo-
lecular catalysis. The effectiveness of the inclusion to
modify the conformers distribution should depend on the
geometry of the fit. Compound 1c, having the adaman-
tane with a great affinity for the cavity and very tight
fit, leaves the rest of the molecule free to adopt the
adequate conformation for the reaction and exposed to
the solution. In the case of the other substrates the
complexes are looser so the structure of the complex may
adopt a geometry that maximizes the hydrogen bond
interaction with OH at the rim of the cavity at the
expenses of the conformation more appropriate for the
reaction. It is interesting to note that these reactions can
be considered as a simple model for noncompetitive
inhibition of enzymatic catalysis.
F igu r e 4. Plot of the reciprocal of the observed rate constant
for 1a (2) (right ordinate), 1b (b), and 2b (9) (left ordinate)
vs hydroxypropyl-â-cyclodextrin.
the value of kCDKass. is not negligible compared to the
value of ko. This may be due to the high value of Kass, to
a ratio kCD/ko higher than for the other substrates, or to
both effects. Besides, the data for this substrate could
not be adjusted to eq 3 using the value of Kass. determined
by the competition method. Nonlinear adjustment of the
data yield a value of kCD ) (2.6 ( 0.6) × 10-5 s-1 and
Kass. ) (1.4 ( 0.1) × 103 M-1 which is about 25 times
smaller than the spectrophotometric value. The difference
in the kinetic and spectrophotometric values can be due
to the difference in reaction conditions for the two
methods of determinations. The kinetic data were ob-
tained with acetonitrile as cosolvent in 4% volume
whereas the spectrophotometric data were obtained with
2% ACN.25 It was not possible to determine the equilib-
rium constant in 4% ACN because under these conditions
the spectrum of phenolphthalein changes only very little
with the addition of the amide. Besides, in the spectro-
photometric determination a buffer was used, and it is
known that buffers can significantly influence the as-
sociation equilibrium constants.26 Remarkable effects of
buffers were reported in the association of a â-CD
derivative with p-nitrophenyl phosphate.27 The values of
association equilibrium constant are 6 × 104 M-1, 2.1 ×
105 M-1, and 4.1 × 102 M-1 with 0.01 M Tris, imidazole,
and phosphate, respectively. Considering the good cor-
relation of the data through eq 4, we conclude that ko/
kCD must be 10-30 or higher for substrates 1a , 1b, and
2b, indicating a very strong inhibition. On the other
hand, for 1c this ratio is only 4.6.
The addition of dioxane to water produces a decrease
in the observed rate of hydrolysis of phthalanilic acids,17
and also the rate of hydrolysis of carboxylic esters
decrease and then increase when organic solvents are
added. The complex behavior was attributed to several
factors such as changes in the dielectric constants of the
reaction medium28 and the change from an ionic to polar
transition state.29 The inhibition of the intramolecularly
Exp er im en ta l Section
Aqueous solutions were made up from water purified in a
Millipore apparatus. Acetonitrile Merck HPLC grade was used
as received, and dioxane was purified as in previous work.32
â-Cyclodextrin and HPCD (average degree of substitution 5.9,
(25) We have determined the equillibrium constant for the associa-
tion of phenyl phthalate with HPCD in 2 and 4% ACN and the
corresponding values were 600 and 300 M-1
.
(26) Yi, Z. P.; Huang, Z. Z.; Yu, J . S.; Chen, H. L. Chem Lett. 1998,
1161-2.
(27) Ghosh M.; Zhang R.; Lawler, R. G.; Seto, C. T. J . Org. Chem.
2000, 65, 735.
(30) Aldersley, M. F.; Kirby, A. J .; Lancaster, P. W.; McDonals, R.
S.; Smith, C. R. J . Chem. Soc., Perkin 2 1974, 1487.
(31) Park J . H.; Nah T. H. J . Chem. Soc., Perkin Trans 2 1994,
1359-62.
(28) Laidler, K. J .; Landskrooener, C. A. Trans. Faraday Soc. 1956,
52, 200.
(29) Hyne, J . B. J . Am. Chem. Soc. 1960, 82, 5129.
(32) de Rossi, R. H.; de Vargas, E. B. J . Am. Soc. 1981, 103, 1533.