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detected. Therefore, the participation of 5 may be limited to
direct reaction with 10 (mechanism B) to give 7 and to act as
a reservoir of 1 and 3 (Scheme 2) depending upon the reaction
conditions. Evidence for the direct reaction of 5a and 10a was
obtained by conducting the reaction in the presence of
a second 1,3-dicarbonyl compound in which in the absence of
acid, transamination was minimal or did not occur and the
principal product was 4a. Aldehyde 2 seems also to be easily
converted into 21 in the presence of 1 and 3, but 21 acts as
a dead-end intermediate (Scheme 8). Monitoring of the neutral
reaction a suggests that 14 and 7 are key intermediates
whereas in the charge-tagged reactions b--d, ions 7(8), 9, 10,
11 and 12 were intercepted as the most important intermedi-
ates, but there was no sign of 6, 16 or 17. The combined data,
therefore, suggest the predominance of three convergent
paths B, C and D, and the formation of the final product 4 via
cyclization of 7 and dehydration of 8 (Scheme 8). As proposed
[30]
by Katritzky and co-workers from NMR measurements, the
Knoevenagel intermediate 10 seems indeed to participate in
the rate-limiting step of the Hantzsch reaction, being convert-
ed into the convergent intermediate 7 by reaction with 5, as
well as via 11 and possibly 14.
Therefore, the novel approach of alternate charge tagging
of reagents was successfully applied to investigate an intricate
multicomponent reaction mechanism with ESI(+)-MS, facilitat-
ing the interception of most if not all major intermediates.
There was no need for the addition of acidic or basic additives
to promote (de)protonation, and the absence of such additives
implies that the true ionic composition of the reaction under
its normal reaction conditions can be probed. ESI-MS with
charge-tagged reactants potentially offers a comprehensive
technique for reaction monitoring.
Figure 6. ESI(+)-MS for reaction solution d in the: A) m/z 196–204 range
after 120 min, and B) m/z 202–209 range after 48 h.
the presence of ethyl benzylidene cyanoacetate with and with-
out AcOH was also investigated. However, in both cases no re-
action was observed to occur, confirming the inertness of this
substrate type under the reaction conditions employed.
In principle, reaction d (Scheme 4) could seem ideal at first
in terms of charge tagging as two reactants are tagged, but
could be intrinsically challenging since it requires the interac-
+
+
tion of two positively charged ions: 2 and 1 . The reaction,
however, if properly assisted by counter-anions, could favor
detection of all intermediates displaying net charges varying
Experimental Section
+
+
from 1 to 3 (Scheme 2). Reaction d was indeed much slower
+
+
and the reactants 1 of m/z 235 and 2 of m/z 164 were
always detected as the predominant ions (Figure S8a–c in the
Supporting Information), but after 120 min (Figure 5, spec-
trum B) and particularly at 48 h (Figure S8c), two intermediates
ESI-MS(/MS) monitoring of the Hantzsch reaction
In all four experiments studied (a–d) the reactions were performed
as follows: in a flask (10 mL) with ethanol (2 mL), 0.1 mmol of each
reagent: aldehyde, acetoacetate (in the case of a and b) or aceto-
acetamide (in case of c and d) and ammonium acetate were mixed
and stirred at 608C for 48 h. Aliquots of the reaction medium
+
could be detected: 5d of m/z 234 and the dead-end inter-
2
+
3+
mediate 21d of m/z 181, as well as the final product 4 of
m/z 199. In addition, spectrum expansion around m/z 200 re-
(5.0 mL in the case of reaction a and 1.0 mL in the case of the ex-
2
+
periments with charged tags b–d) were taken, diluted in acetoni-
trile (1 mL) with formic acid (0.1%) in experiment a due to the lack
of charge in the reagents, or without additive in the case of all
other experiments (b–d). The aliquots were directly infused into
the ESI source using a syringe pump (Harvard Apparatus) at a flow
vealed the presence of 9d of m/z 199.63 at 120 min (Fig-
ure 6A). The key intermediate 7d of m/z 205.14 was also de-
3
+
tected at 48 h (Figure 6B).
ꢀ1
rate of 10 mLmin . In the case of the V-EASI experiments the reac-
tion solution was directly analyzed as the ionization method pro-
motes the self-pumping of the reaction solution by the Venturi
Conclusion
By using ESI(+)-MS(/MS) monitoring and the alternate charge-
tagging strategy most, if not all, relevant intermediates for the
Hantzsch DHP reaction were intercepted and characterized.
Combined with experimental data using preformed intermedi-
ates, the evidence supports the overall mechanistic view of
Scheme 8. The intermediate 5 was detected by ESI-MS, as has
[36]
effect. All experiments were performed on a tandem Q-Tof mass
spectrometer (Micromass, UK) equipped with an electrospray (ESI)
source in positive ion mode. The main ESI conditions were capillary
voltage: 3000 eV; cone voltage: 30 eV; source and desolvation
temperature: 1008C. The spectra were acquired along the 100–500
m/z range. ESI-MS/MS of the cationic species was performed by
mass selecting the ion of interest using the first quadrupole Q1.
The selected ion was in turn subjected to 4–40 eV collision-induced
[
30]
also been the case by NMR spectroscopy, but the intermedi-
ate 6 as well as the sequential intermediates 17–19 were not
Chem. Eur. J. 2014, 20, 12808 – 12816
12814
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