Macromolecules, Vol. 37, No. 13, 2004
Ring-Opening Metathesis Polymerization 4759
polymers were found to exhibit a Tg of 37 °C. After
cleavage, the Tg was found to decrease to 27 °C, which
Sh or ten in g a n d P u r ifica tion of SWNTs. A 250 mL flask
charged with SWNTs (100 mg) and a H SO /HNO (v/v: 3/1)
2 4 3
120 mL) solution was sonicated for 2 h. Then the suspension
was diluted in a 1000 mL beaker with distilled water (800 mL).
After cooling to room temperature, the dilute solution was
filtered through a 100-nm pore diameter polycarbonate mem-
brane. The black material collected on the membrane was
(
is very similar to previously reported literature values
for polynorbornene.25 The higher Tg observed for the
nanotube-bound polymers is due to their decreased
mobility as a result of nanotube attachment and is
consistent with our earlier observations with PMMA-
added to a 250 mL flask and stirred with H
/1, 50 mL) for 30 min at room temperature. Another 50 mL
of H SO /H O (v/v: 9/1) was added and the suspension was
2 4 2 2
SO /H O (v/v:
1
1
functionalized nanotubes, as well as other literature
9
reports of surface-bound polymers.26
2
4
2
2
sonicated for 5 min. After dilution using distilled water (800
mL) in a 1000 mL beaker, the suspension was filtered again.
The SWNT mat was washed thoroughly using NaOH solution
Con clu sion s
We have demonstrated that it is possible to function-
alize shortened SWNTs with ruthenium alkylidene
catalysts by utilizing the acid groups formed at the ends
and defect sites of nanotubes as a result of the shorten-
ing process. The catalyst-functionalized nanotubes are
effective initiators of norbornene polymerization. The
polymerizations were shown to result in the formation
of polynorbornene-functionalized nanotubes, which had
a slightly improved solubility in organic solvents. The
polymer molecular weights were shown to increase
linearly with time, and the polydispersities were found
to be consistent with expected values for the catalysts
used. Future work will involve the attachment of “third-
generation” ruthenium-based olefin metathesis cata-
lysts1 that will result in narrower polydispersities, and
will allow for the preparation of block copolymers.
Sidewall functionalization of SWNTs with ROMP cata-
lysts will also be investigated.
(10 mmol, 250 mL) and distilled water until the pH of the
filtrate was 7. Then the nanotubes were washed with an HCl
solution (2.0 M, 50 mL) before drying under vacuum overnight.
The product was obtained as a black solid (70.0 mg, 70% yield).
IR (KBr pellet): ν ) 1748 (m), 1632 (m).
Syn th esis of Tr iol-F u n ction a lized SWNTs (3). Short-
ened and purified SWNTs (44.0 mg) were added to thionyl
chloride (10.0 mL, 137 mmol) in a 25 mL flame dried flask.
The suspension was stirred under Ar at 70 °C for 48 h to
convert the acid groups to acid chlorides. The residual thionyl
chloride was evaporated in vacuo. Pentaerythritol (0.5 g, 3.7
mmol) and THF (10 mL) were then added into the flask. The
suspension was stirred at 70 °C for another 36 h. The reaction
mixture was then filtered through a 200-nm pore diameter
Teflon membrane, followed by washing with CH
2 2
Cl (300 mL),
7
THF (100 mL), and methanol (100 mL). The recovered residue
was finally dried under vacuum overnight, yielding 50 mg of
product. IR (KBr pellet): ν ) 3442 (s), 2929 (w), 2871 (w), 1752
(w), 1656 (m).
Syn th esis of Nor bor n en e-F u n ction a lized SWNTs (5).
The mixture of 5-norbornene-2-carboxylic acid (3.0 mL, 24.5
mmol) and thionyl chloride (8 mL, 109.7 mmol, 4.5 eq.) in a
flame-dried 25 mL flask was stirred at reflux under Ar for 24
h. It was then cooled, evaporated to dryness, and used directly.
Triol-functionalized SWNTs (3) (48 mg) were added to the
5-norbornene-2-carboxylic acid chloride along with 10 mL of
Exp er im en ta l Section
Gen er a l. Single-walled carbon nanotubes (SWNTs) were
purchased from Carbon Nanotechnologies, Inc. (Houston, TX).
N-(4-Hydroxyphenyl)glycine was purchased from Aldrich and
2
purified by recrystallization in distilled H O. Pentaerythritol,
octyl aldehyde, 5-norbornene-2-carboxylic acid, acryloyl chlo-
ride, thionyl chloride, 18-crown-6, triethylamine, benzylidene-
bis(tricyclohexylphosphine)dichlororuthenium (Grubbs cata-
lyst, 1st generation), and norbornene were all purchased from
Aldrich and used without further purification. All other
reagents and solvents were purchased from commercial sup-
pliers and used as received. FTIR was performed on a Bio-
Rad FTS-40 instrument. All samples were prepared as pellets
using spectroscopic grade KBr in a Carver press at 15 000 psi.
Laser Raman spectroscopy was performed on a Bruker RFS
2 2
CH Cl , 1 mL of anhydrous DMF, and 1 mL of triethylamine.
The suspension was stirred at 50 °C under Ar for 48 h. The
product was isolated by filtration through a 200 nm-pore
diameter Teflon membrane, followed by washing with metha-
2 2
nol (300 mL), THF (100 mL), and CH Cl (200 mL). The
recovered residue was then dried under vacuum overnight,
yielding 53 mg of product. IR (KBr pellet): ν ) 2968 (m), 2883
(w), 1737 (s), 1660-1530 (br, m), 1451 (w).
Syn th esis of Ca ta lyst-F u n ction a lized SWNTs (7). The
norbornene-functionalized SWNTs (5) (51 mg), benzylidene-
bis(tricyclohexylphosphine)dichlororuthenium catalyst (6) (20.0
1
00 instrument equipped with a YAG laser and a Ge high-
sensitivity detector. AFM was done using a Digital Instru-
ments NanoScope IIIa Multimode AFM, with samples pre-
pared by spin casting (4000 rpm) sample solutions or
suspensions on freshly cleaved mica substrates. The images
were recorded with standard tips in tapping mode at a scan
rate of 0.5 Hz. TEM analysis was performed using a Philips
CM12 operating at 120 keV. NMR was performed on a Bruker
-2
mg, 2.4 × 10 mmol), and heptane (10.0 mL) were added into
a 25 mL flask. The suspension was sonicated for 5 min and
then stirred at room temperature for 12 h. The product was
isolated by filtration through a 200-nm pore diameter Teflon
membrane, followed by washing with methanol (200 mL), CH
2
-
2
Cl (200 mL), and hexanes (200 mL). The recovered residue
2
00 MHz instrument in CDCl
3
. Differential scanning calorim-
was then dried under vacuum overnight. The resulting SWNT
macroinitiator was isolated as a black powder (54 mg). IR (KBr
pellet): ν ) 2937 (s), 2860 (m), 1741 (m), 1660 (w), 1451 (w),
1204 (w).
Gen er a l P r oced u r e for Rin g-Op en in g Meta th esis P o-
lym er iza tion u sin g th e SWNT Ma cr oin itia tor . Approxi-
mately 3.0 mg of the SWNT macroinitiator (7) was dispersed
etry (DSC) was performed on a TA 2100 Modulated Dif-
ferential Scanning Calorimeter with a temperature gradient
of 15°/min. Ultrasonication was done in a Banson Ultrasonics
B1510 bath sonicator. Filtration was done through either a
1
00-nm pore diameter polycarbonate membrane (Millipore),
or a 200-nm pore diameter Teflon membrane (Millipore).
Polymer molecular weight and polydispersity index (PDI) were
estimated by gel permeation chromatography (GPC) using a
Waters 2695 Separations Module equipped with a Waters 2996
Photodiode Array Detector, a Waters 2414 Refractive Index
Detector, a Waters 2475 Multi λ Fluorescence Detector, and
four Polymer Labs PLgel individual pore size columns. Poly-
styrene standards were used for calibration, and tetrahydro-
furan (THF) was used as the eluent at a flow rate of 1.0 mL/
min. The concentrations of the soluble polymer functionalized
SWNTs were calculated from UV/vis absorption results ob-
tained using a Varian Cary 50 Bio UV-visible spectropho-
tometer.
in 10 mL of CHCl
was degassed by bubbling with nitrogen for 5 min, and a
3
by sonication for 5 min. The suspension
-
3
solution of norbornene (0.5 g, 5.3 × 10 mol) in 5 mL of CHCl
3
was added. The suspension was then stirred at room temper-
ature for 5-180 min. The product was filtered through a 200
nm-pore diameter Teflon membrane, and washed with CH -
2
Cl (300 mL), THF (300 mL), and methanol (100 mL). The
2
recovered residue was then dried under vacuum overnight. IR
(KBr pellet): ν ) 2926 (s), 2856 (m), 1741 (m), 1648 (w), 1467
1
(w), 969 (w). H NMR (200 MHz, CDCl
3
): δ 0.91-1.19 (br),
1.19-1.48 (br), 1.64-1.97 (br), 2.20-2.55 (br), 2.70-2.90 (br),
5.12-5.40 (m).