Pharmaceutical Research, Vol. 21, No. 1, January 2004 (© 2004)
Research Paper
methylamino methacrylate) (pDMAEMA) or cationic lipids
such as DOTAP or DOPE (3–6). However, the current non-
viral carriers are less efficient in their transfection activity
than viral vectors. It is commonly accepted that polymer–
DNA complexes (also called polyplexes) are taken up by cells
by endocytosis (7). DNA has to be protected against degra-
dation inside the endosomes/lysosomes which is established
as long as the polyplexes stay intact in these cellular compart-
ments. Although some cationic polymers as such are thought
to be able to destabilize endosomes [e.g., pEI (8), polyami-
doamine dendrimers (9), or pDMAEMA (10)], endosomal
escape can be promoted using specific compounds [e.g., Gala-
(11) and INF-peptides (12,13) or poly(propylacrylic acid)
(14)]. Once escaped from the endosome, DNA has to disso-
ciate from the polymer and be transported into the nucleus
for transcription. Dissociation of polyplexes may occur by
anionic compounds (e.g., proteins or RNA) present in the
cytosol (5,15). Alternatively, dissociation of the DNA from
Polymer Side-Chain Degradation as a
Tool to Control the Destabilization
of Polyplexes
Arjen M. Funhoff,1 Cornelus F. van Nostrum,1
Adriënne P. C. A. Janssen,1 Marcel H. A. M. Fens,1
Daan J. A. Crommelin,1 and Wim E. Hennink1,2
Received July 30, 2003; accepted September 19, 2003
Purpose. We purposed to design a cationic polymer that binds to
pDNA to form polyplexes and that subsequently degrades within a
few days at physiological pH and temperature, releasing the DNA in
the cytosol of a cell.
Methods. We synthesized a new monomer carbonic acid 2-dimethyl-
amino-ethyl ester 1-methyl-2-(2-methacryloylamino)-ethyl ester (ab- the polymer can be achieved by polymer degradation. Poly(4-
breviated HPMA-DMAE) and the corresponding polymer. Hydro-
lysis of the carbonate ester of both the monomer and the polymer was
investigated at 37°C. The DNA condensing properties of the
pHPMA-DMAE was studied using dynamic light scattering (DLS)
and zeta potential measurements. Degradation of the polyplexes at
37°C and pH 7.4 was monitored with DLS and gel electrophoresis. In
vitro transfections were performed in COS-7 cell line.
hydroxy-L-proline ester) has been studied as one of the first
water-soluble, degrading gene delivery polymers (16,17). This
polymer showed a rapid degradation in the first 2 h at 37°C
and pH 7.0, after which degradation slowed down. Impor-
tantly, the degradation of the polymer was retarded when it
was complexed with DNA. A similar degradation behavior
was found for poly[␣-(4-aminobutyl)-L-glycolic acid]
Results. pHPMA-DMAE is able to condense DNA into small par-
ticles (110 nm) with a positive zeta potential. The half-life of the (PAGA) (18,19). Recently, degradable pEIs were designed
polymer and monomer at 37°C and pH 7.4 was around 10 h whereas
at pH 5, the half-life was 380 h. In line with this, due to hydrolysis of
the side groups, pHPMA-DMAE-based polyplexes dramatically in-
creased in size at 37°C and pH 7.4 whereas at pH 5.0, only a very
small increase was observed. Interestingly, intact DNA was released
from the polyplexes after 48 h at pH 7.4 whereas all DNA remained
bound to the polymer at pH 5.0. Polyplexes were able to transfect
cells with minimal cytotoxicity if the endosomal membrane-
disrupting peptide INF-7 was added to the polyplex formulation.
Conclusions. Degradation of the cationic side-chains of a polymer is
a new tool for time-controlled release of DNA from polyplexes, pref-
erably within the cytosol and/or nucleus.
by linking low-molecular-weight pEI blocks with oligo(L-
lactic acid-co-succinic acid) (20) or poly(ethylene glycol) (21)
via degradable bonds. However, the degradation time was
rather slow for the first polymer, taking weeks up to months,
and degradation of the PEG-containing copolymer is not re-
ported yet. Recently, Luten et al. reported on a new class of
cationic polymers for gene delivery: polyphosphazenes (22).
The half-lifes of the polymers were of the order weeks. Cel-
lular uptake of lipo/polyplexes and escape from the endosome
into the cytoplasm takes a number of hours (23). This means
that the polyplexes should be stable for a couple of hours
after administration and also at pH 5 (inside the endosome),
thereby protecting DNA against degradation by endosomal/
lysosomal DNases. Given the time between administration
and intracellular presence, the ideal degradable carrier is
stable at pH 5 but degrades after a few hours at pH 7.4. The
biodegradable polymers investigated so far rely on the (com-
plete) degradation of the polymer backbone, and the degra-
dation of these polymers is rather slow. The alternative ap-
proach we have chosen in this study is to design a polymer
with degradable cationic side groups, meaning that the back-
bone stays intact but the plasmid condensing side-chains are
removed in time. The condensing capacity of the polymer,
which relies on the multivalency of the interaction with the
plasmid, thereby decreases, and the plasmid will be released
and become available for intracellular transport. The polymer
that has been intensively studied for gene delivery in our
research group is pDMAEMA (10), which carries an ester
bond between the polymer backbone and each cationic side
group (Fig. 1). However, unlike the intrinsic hydrolytical sen-
sitivity of an ester group, it was demonstrated that this poly-
mer is completely stable at any tested pH, probably because
of the inability of water to access the ester bond, being too
KEY WORDS: biodegradation; gene delivery; polyplex.
INTRODUCTION
Gene therapy is considered to be a promising approach
to treat life-threatening diseases. In order to introduce suc-
cessfully foreign DNA into a cell, extracellular degradation of
DNA has to be prevented and cellular uptake has to occur.
To achieve this, both viral and nonviral carrier systems have
been developed over the years. Although viral systems (“vec-
tors”) are highly efficient in introducing DNA into cells (1,2),
they possess some serious disadvantages, such as the possible
induction of immune responses and problems with pharma-
ceutical-grade large-scale productions. Therefore, as an alter-
native for viral vectors, attention is focused on the design of
nonviral carriers. These include cationic polymers such as
poly-L-lysine (pLL), poly(ethylene imine) (pEI), and poly(di-
1 Department of Pharmaceutics, Utrecht Institute for Pharmaceutical
Sciences (UIPS), Utrecht University, Utrecht, The Netherlands.
2
To whom correspondence should be addressed. (e-mail:
W.E.Hennink@pharm.uu.nl)
0724-8741/04/0100-0170/0 © 2004 Plenum Publishing Corporation
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