J . Org. Chem. 2000, 65, 3947-3951
3947
UV-vis a n d IR Sp ectr a l Ch a r a cter iza tion of P er sisten t Ca r ben iu m
Ion s, Gen er a ted u p on In cor p or a tion of Cin n a m yl Alcoh ols in th e
Acid Zeolites HZSM-5 a n d HMor
Waldemar Adam,*,† Isabel Casades,‡ Vicente Forne´s,‡ Hermenegildo Garc´ıa,*,‡ and
Oliver Weichold†
Institute fu¨r Organische Chemie, University of Wu¨rzburg, Am Hubland, 97074 Wu¨rzburg, Germany, and
Instituto de Tecnologı´a Quı´mica CSIC-UPV, Universidad Polite´cnica de Valencia, Apartado 22012,
46071 Valencia, Spain
Received November 22, 1999
Cinnamyl alcohol (1) and two derivatives 2 and 3 have been incorporated in dehydrated HMor and
HZSM-5 zeolites with the aim to characterize spectroscopically the corresponding carbocations
generated within the solids. Product studies of the supernatant liquid phase combined with diffuse
reflectance UV-vis and IR spectroscopy provide unequivocal evidence for the carbocations. Thus,
cinnamyl alcohol (1) affords the 1,5-diphenylpentadienyl cation in HMor and HZSM-5 as a persistent
species. In the case of HMor with larger pore dimensions the bulkier 1-(2′-cinnamyl)-3-phenylpro-
penyl cation was also spectroscopically detected. No persistent carbocation was observed when the
R-methylcinnamyl alcohol (2) was incorporated in the acid zeolites, wherein a complete cyclization
to 2-methylindene takes place. Finally, incorporation of 2-methyl-4-tolyl-3-buten-2-ol (3) in HZSM-5
allowed detection of the gem-dimethyl-subsituted p-methylcinnamyl cation, with a lifetime of hours.
This cation is not persistent enough in HMor to be characterized. The present study illustrates
how structurally related allylic substrates may give distinct carbenium ions whose persistence
depends on the host-guest fit in the interior of the acid zeolites.
In tr od u ction
is related to the acid strength of the medium. By
attempting the generation of a series of carbocations of
different thermodynamic stability, it has been possible
to correlate the acid strength of solid acids with that of
homogeneous mixtures of acids and superacids. The
quintessence of this research is that the strongest acidic
zeolites compare either to the acidity of a 70% aqueous
solution of sulfuric acid13 or to pure sulfuric acid;15 thus,
zeolites cannot be considered as superacid solids.
The previous studies on the acid strength of zeolites
have not paid attention to the fact that geometrical
factors can also contribute to the stabilization of embed-
ded carbenium ions. Thus, when one deals with micro-
porous solids with definitely restricted reaction cavities,
besides the intrinsic nucleophilicity of the framework,
spatial considerations have to be taken into account.11,12
Of particular importance are the geometrical restrictions
imposed on the approaching external nucleophiles to the
carbocationic center such that an effective overlap be-
tween the HOMO of the nucleophile and the LUMO on
the carbenium ion center can occur. When the transition
states or products are larger in size than the available
space provided by the pores, the rigid zeolite framework
may impede the reaction for steric reasons.16
Generation and characterization of carbenium ions
inside zeolites has attracted renewed attention in recent
years.1-11 This interest arises from two different points
of view: first, zeolites are a convenient heterogeneous
medium to stabilize and protect elusive positively charged
reaction intermediates such as carbenium ions and
radical cations, which allows their spectroscopic charac-
terization and study of their chemical reactivity;12 and
second, generation of persistent carbenium ions has made
possible the calibration of the acid strength of the H+
form of zeolites, a pertinent property since zeolites are
the most used solid acids for catalytic hydrocarbon
cracking.13-15 The leading idea behind the latter studies
is that the reactivity and persistence of carbenium ions
† University of Wu¨rzburg.
‡ Universidad Polite´cnica de Valencia.
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10.1021/jo991801r CCC: $19.00 © 2000 American Chemical Society
Published on Web 06/02/2000