Reactive Intermediates in Olefin Oxidations
Inorganic Chemistry, Vol. 38, No. 9, 1999 2115
over the singlet states. Further, the π* character of both SOMOs
in such complexes is not distinct, so that the rather strong
CrdO bond (compare ν(CrdO) of 1009 cm-1) is only slightly
weakened by the partial occupation of these orbitals. This
destabilizing effect is even less pronounced, if the orbital of
lower energy, which is less antibonding in comparison to the
one of higher energy, accommodates both electrons (i.e., in a
singlet state). This manifests in the IR spectra of 11 and 31, for
which, as an example, a ∆ν(CrdO) value of 70 cm-1 was
calculated. It was found that the deviations of the band positions
in the spectrum calculated for 31 from those in the experimental
spectrum are much smaller than in the case of 11, thereby
supporting the assignment of all spectra to the triplet molecules.
Reaction in the matrix occurs on photoexcitation at 411 nm
(mainly a ClfCr CT transition49), yielding an excited singlet
state initially, which may well be the state showing the reaction
with the olefins. However, as ethylene is a singlet molecule,
too, somewhere along the reaction coordinate certain transient
configurations have to change their spin state to yield the triplet
complexes. Although the selection rule forbids such intersystem
crossings, spin-orbit coupling occurring in transition metal
complexes can enhance the probability that a change of spin
state occurs at or near the crossover point of the two different
energy surfaces50 (note that the thermal oxidation of olefins by
CrO2Cl2 resulting in paramagnetic Cr(III/IV) species48 is forbid-
den, too). Absorption, emission, and excitation spectra have
further shown that CrO2Cl2 possesses a low-lying triplet
state51-53 and that it shows phosphorescence from this state on
excitation at 436 nm.54 Consequently, this state is accessible in
our experiments, too, and if this was responsible for product
formation a forbidden spin crossover would not even have to
be considered. In any case, after excitation the reactions appear
to be very fast, so that there must be two low-barrier reaction
paths (probably involving intermediate geometries such as the
ones depicted in Scheme 2) producing either complexes of
epoxides or carbonyl compounds. The probability of the excited
collisional complexes reacting via one route or the other should
depend on the electronic conditions of the olefins employed,
explaining the effects of methylation. The possibility that the
two different products are formed due to a “two-state reactivity”
cannot be excluded, but such an explanation seems to be
inconsistent with the relative product yields observed in the
series of olefins from ethylene to TME and the constancy of
these yields, implying that both paths have a common outset.
tions is probably different from the one the system moves on
when the reactions are induced thermally. Light of the wave-
length 411 nm is far below the CrdO dissociation threshold so
that CrO2Cl2, which shows a visible absorption band nearby,
takes up energy via this transition to reach an excited state
capable of reacting with olefins under matrix conditions.
Consequently the first transition states and intermediate geom-
etries which have to be passed will be different from the thermal
ones. However, as outlined above, in order to account for the
products of the thermal reactions a spin crossover has to occur
somewhere along the reaction coordinate, so that the thermal
and photochemical PES’s will meet at some stage. We consider
it as being very likely that the products isolated in the present
matrix study represent such touching points. This conclusion
can be deduced from our experimental study in combination
with the theoretical investigation by Ziegler et al., both of which,
for the case of ethylene, yielded the same intermediate species
8. This finding in turn suggests that the OdCrCl2‚‚‚OdCRR′
complexes we have identified are in fact intermediates during
thermal reactions, too. At least their incorporation into the Etard
complex would explain the frequent observation of carbonyl
compounds as products of such oxidations more nicely than
subsequent reactions of certain endproducts during workup.
Furthermore this statement is supported by the results of H.
Schwarz et al., who were able to show that, analogously to CrO2-
Cl2 in low-temperature matrixes, CrO2+ reacts with ethylene in
the gas phase55 (i.e., under thermal conditions) in a metal-
assisted oxidation linked to a 1,2-hydrogen migration to yield
acetaldehyde (OdCr+‚‚‚OdCHCH3 has been identified among
the products in the gas phase, while 1 was the matrix product).
After the formation of the aforementioned intermediates, of
course, other barriers, which are too high for matrix experiments,
can be crossed thermally, as for instance the one for the
isomerization of epoxides to carbonyl compounds catalyzed by
Lewis acidic centers.
In summary, the characterization of species isolated in such
matrix experiments is instructive for revealing the mechanism
of oxidation reactions with chromyl chloride, even if allowance
is made for different formation paths under photolytical and
thermal conditions. Proving the existence and intermediate
stability of compounds such as 1-8 provides strong evidence
that they are likely intermediates also in the “real” oxidation
processes. A very recent investigation44 by B. S. Ault concerning
the reaction of chromyl chloride with MeOH has proved, that
indeed the products generated via photolytic reaction in the
matrix are identical with those formed in the primary steps
thermally. Further support also comes from the fact that the
main features observed in the thermal reactions do correspond
quite well to the matrix results: as mentioned in the Introduction,
previous reports had claimed that olefin oxidation by CrO2Cl2
can be directed toward selective formation of carbonyl com-
pounds by reductive workup, for instance, in the cases of TME
and 2,4,4-trimethyl-1-pentene which are oxidized to pinakolon
and 2,4,4-trimethyl-1-pentanal in 50 and 78% yields, respec-
tively.7-11 However, in our hands these carbonyl compounds
were obtained in good yields without reductive workup. In the
case of TME the main side product was TMEO (eq 5) and it
follows, that oxidation of TME, as just one example, can in
principle yield both epoxide and ketone, the latter being favored
under the typical preparative conditions, but this might be
different for other olefins. This is exactly what we have found
studying the intermediates in our matrix experiments. It can
In our opinion, therefore, the results obtained in the present
matrix study are explained best by a reaction of triplet CrO2Cl2
with olefins in close proximity producing either epoxides via
route i or carbonyl compounds via path ii. Besides being
reasonable chemically as outlined above, this mechanism
accounts for retention of stereochemistry in epoxide formation,
the regioselectivity found for the generation of the carbonyl
compounds, and does not require a forbidden change of spin to
yield the most stable products.
Implications on the Thermal Oxidation of Olefins by
Chromyl Chloride. According to arguments above the PES
investigated in the matrix experiments under photolytic condi-
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