1818
A. Nonoyama et al. / Tetrahedron Letters 57 (2016) 1815–1819
Given the lower cost of NdCl3 (11 euro/1 g-Nd) compared with
The Nd/Na heterobimetallic heterogeneous catalysts prepared
by the original (NdO1/5(OiPr)13/5/NaHMDS)7b and new
(NdCl3Á6H2O/NaOtBu) protocol were analyzed by powder XRD
analysis.16 As expected based on the comparable reaction out-
comes in the nitroaldol reaction, we observed nearly identical
diffraction patterns. Several unique peaks observed for the new
catalyst were assigned as peaks derived from NaCl. STEM and
EDS mapping images of the MWNT-confined catalyst confirmed
that the catalyst clusters were trapped in the fibrous network of
the MWNT (Fig. 1); characteristic X-ray areas of fluorine (derived
from ligand 1), chlorine, and Nd were superimposed with the cat-
alyst image. Chloride anions derived from NdCl3Á6H2O, which is
absent in the original method, located uniformly in the catalyst
and had no negative effect on the catalyst activity.
NdO1/5(OiPr)13/5 (239 euro/1 g-Nd),11 we directed our attention to
establishing a reliable and cost-effective protocol based on its
hydrate form, NdCl3Á6H2O (1.6 euro/1 g-Nd) (Table 2).11 Pre-incu-
bation of NdCl3 and 3-fold excess of NaHMDS could be omitted
for operational simplicity; mixing 6-fold excess of NaHMDS with
NdCl3/ligand 1 in THF gave a similar result (Table 1, entry 7 vs
Table 2, procedure A, entry 1). This simplified procedure was valid
for NdCl3Á6H2O, presumably due to the presence of ligand 1 upon
contact with Nd and Na salts, which reduced the negative effect
of the hydrates (entry 2). NaHMDS (35 euro/1 g-Na) was also
replaced with less expensive and more readily available NaOtBu
(0.6 euro/1 g-Na) under more concentrated conditions (40 mM in
ligand 1) at a higher temperature (60 °C),11 affording the nitroaldol
product 4a without any detrimental effects on the reaction out-
come (entry 3).13
The Nd/Na catalyst prepared via the new protocol was evalu-
ated using various substrates in comparison with the catalyst pre-
pared via the original protocol (Table 3). The results of the original
catalyst using the same catalyst loading (based on Nd) are shown
in parentheses,7b and almost identical reaction outcomes were
Formation of the Nd/Na heterogeneous catalyst under these
conditions is delineated in Scheme 3.14 Unexpectedly, pre-incuba-
tion of NdCl3Á6H2O and NaOtBu in the absence of ligand 1 under
otherwise identical conditions gave a solid material with almost
no catalytic activity (procedure B, entry 4), presumably because
NdCl3Á6H2O and NaOtBu produced an insoluble aggregate and
therefore no productive complexation with 1 proceeded. The
amount of base was also important; reducing NaOtBu to 4-fold
excess reduced the catalytic efficiency (entry 5).15 Other Na alkox-
ides under otherwise identical conditions produced similar reac-
tion outcomes (entries 6, 7). Under the optimized conditions for
catalyst preparation, mixing the MWNT before adding EtNO2 pro-
duced MWNT-confined catalyst for potential use in a flow reaction
(vide infra). The MWNT-confined catalyst had increased durability,
was easily filtered for recovery, and produced similar reaction out-
come in a batch system (entry 8). Replacing the Nd and Na salts
from NdO1/5(OiPr)13/5/NaHMDS to NdCl3Á6H2O/NaOtBu resulted in
a ca. 120-fold cost reduction.
obtained for
a series of aldehydes (entries 1–10). ortho-
Substituent, electron-donating and -withdrawing substituents at
para position were tolerated to afford the nitroaldol products in
high yields, anti-selectivity, and enantioselectivity (entries 2–5),
albeit with
nitrobenzaldehyde (2f) (entry 6). Although the reaction with
cinnamaldehyde (2g) as an archetypal ,b-unsaturated aldehyde
a
little erosion in stereoselectivity for 4-
a
afforded reasonable yields and stereoselectivity without forming
a 1,4-adduct (entry 7), lower diastereoselectivity was generally
observed for aliphatic aldehydes (entries 8–10).
A branched
aldehyde, e.g., cyclohexanecarboxaldehyde (2h) exhibited better
stereoselectivity (entry 8) and self-condensation of aliphatic
aldehydes was barely detected (entries 8–10).
The MWNT-confined Nd/Na heterobimetallic catalyst prepared
via the new protocol was applied to a continuous-flow reaction
(Scheme 4).17 The MWNT-confined catalyst was suspended in
THF with dried Celite and packed in a stainless steel column with
end-capping disk frits (2 lm) (62.2 lmol based on Nd). Benzalde-
Table 3
hyde (2a) (0.1 M/THF) and EtNO2 (3) (1.0 M/THF) were introduced
in separate streams at 4.2 mL/h using syringe pumps and 2a was
passed through an MS3A column and a NaHCO3 column to remove
trace amounts of water and acidic impurities. The two streams
merged in a mixer and the resulting substrate mixture was pre-
cooled to À40 °C before entering the catalyst column. The flow sys-
tem was operated for 24 h with high conversion and
stereoselectivity to afford 1.63 g of product 4a (90% yield, anti/
syn = 20/1, 90% ee, TON = 145). The flow system is advantageous
because (1) the heterogeneous catalyst was prepared by simple
Substrate generality of the nitroaldol reaction promoted by the Nd/Na heterobimetal-
lic catalyst via new protocol (NdCl3Á6H2O/NaOtBu)a
NdCl3•6H2O 3 mol%
1
ligand
3 mol%
NaOtBu
18 mol%
3
EtNO2 ( ) 300 mol%
precipitate
OH
O
R1
+
THF, –40 °C, 20 h
R1
H
NO2
NO2
2
3
4
Entry
Aldehyde 2
4
Yieldb,c (%)
anti/synb,d
eeb,e (%)
R1=
Ph
1
2
3
2a
2b
2c
2d
2e
2f
2g
2h
2i
4a
4b
4c
4d
4e
4f
4g
4h
4i
96 (99)
95 (99)
87 (89)
91 (88)
92 (99)
92 (99)
95 (96)
90 (92)
94 (99)
90 (93)
>20/1 (>20/1)
>20/1 (>20/1)
>20/1 (>20/1)
19/1 (15/1)
>20/1 (>20/1)
6.5/1 (5.7/1)
>20/1 (>20/1)
6.8/1 (8.3/1)
4.4/1 (4.9/1)
3.3/1 (3.4/1)
93 (92)
99 (98)
99 (97)
97 (94)
96 (96)
88 (86)
98 (97)
94 (95)
82 (77)
85 (87)
2,4-Me2C6H3
4-BnOC6H4
4-NCC6H4
4-MeO2CC6H4
4-NO2C6H4
(E)-PhCH@CH
cHex
4
5f
6
7
8g,h
9g
10g
PhCH2CH2
nC8H17
2j
4j
a
2a: 0.4 mmol, 3a: 4.0 mmol.
Data in parentheses are obtained from the catalyst prepared from the original
b
protocol (NdO1/5(OiPr)13/5/NaHMDS).7b
c
Isolated yield of diastereomixture.
d
Determined by 1H NMR analysis of the crude mixture.
e
Ee of anti diastereomer. Determined by chiral stationary-phase HPLC analysis.
Run for 14 h.
DME was used as solvent with 6 mol% of catalyst.
Run for 22 h.
f
g
Scheme 4. Nitroaldol reaction in a continuous-flow platform with MWNT-confined
Nd/Na heterogeneous catalyst prepared via new protocol.
h