11970
J. Am. Chem. Soc. 1996, 118, 11970-11971
Scheme 1
Tandem Asymmetric Transformations: An
Asymmetric 1,2-Migration from a Higher Order
Zincate Coupled with a Stereoselective Homoaldol
Reaction
J. Christopher McWilliams,* Joseph D. Armstrong, III,*
Nan Zheng, M. Bhupathy, R. P. Volante, and Paul J. Reider
Department of Process Research
Merck Research Laboratories, Box 2000
Mail Drop R80Y-360, Rahway, New Jersey 07065
ReceiVed June 24, 1996
Scheme 2
Scheme 3
The preparation of organic compounds of high optical purity
is becoming an increasingly important objective. To this end,
numerous examples of methods involving chiral catalysts (both
natural and unnatural) and covalently-bonded chiral auxiliaries
can be cited.1 Although often highly stereoselective, these
methods typically embrace a single event in which bond-forming
or bond-breaking takes place on a given substrate. For
molecules with multiple stereocenters it would be desirable to
couple several distinct asymmetric transformations in a single-
vessel reaction sequence. In this paper we describe the
development of such a tandem asymmetric process, which
couples a 1,2-migration with a homoaldol reaction.
The reaction of the titanium homoenolate derived from 3 with
N-(tert-butoxycarbonyl)phenylalaninal (6) is known to yield the
homoaldol product 4a as a single isomer (Scheme 1).2 The
overall conversion of 1 to 4a requires four individual steps,
including two stereodefining steps.3 The recent development
of one-carbon, organozinc homologation reagents prompted an
exploration into the possibility of streamlining the overall
transformation of 1 to 4a.4 The success of such a process would
require two distinct asymmetric transformations: an asymmetric
homologation and an asymmetric homoaldol.
Initial attempts to homologate the preformed lithium enolate
7 with bis(iodomethyl)zinc (8) were met with limited success,
producing moderate yields of the methyl and ethyl derivatives
9 and 10, respectively (Scheme 2).5 The following experimental
observations suggested the reactivity of the lithium enolate 7
was attenuated by 8: The conversions to 9 and 10 were
established rapidly upon addition of 8 to 7 at -70 °C, with no
change over time. If 7 was added to 1.1 equiv of 8 (“inverse
addition”), only 3% of 9 was formed at -70 °C. However, if
7 was added to a solution containing 0.6 equiv of 8, a 60%
conversion to 9 was observed. The deep yellow color indicative
of 7 rapidly dissipated upon addition of approximately 0.5
equivalents of 8. Finally, in situ IR spectroscopy clearly
indicated the disappearance of the lithium enolate 7 upon
addition to 8, with concurrent formation of a new species.6 We
believe these results are consistent with the formation of carbon-
bound enolate zincate 11 (Scheme 3).7
Having established 11 was unreactive, a mechanism proceed-
ing through another species must account for the observed
reactivity under conditions in which 8 is added to 7. Since that
reaction pathway is only available in the early phases of the
addition, we propose that the higher order zincate 12a is
responsible for the formation of 9.8 Presumably, this species
increases the electron density at the zinc center, driving the 1,2-
migration to 13a.9 This mechanistic scheme is fully consistent
with the observed results. During the initial stages of the
addition of 8 to 7, the presence of a large excess of free lithium
enolate 7 can either drive the 1,2-migration through the higher
order zincate 12a or can react with ethyl iodide to produce 10.5
As the addition of 8 continues, all lithium enolate 7 has been
effectively “quenched” as the zincate species 11 or 13a. A
combined maximum yield of 50% for 9 and 10 would be
expected with this order of addition. In contrast, inverse
(1) (a) Noyori, R. Asymmetric Catalysis in Organic Synthesis; John Wiley
& Sons, Inc.: New York, 1994. (b) Wong, C.-H; Whitesides, G. M. Enzymes
in Synthetic Organic Chemistry; Tetrahedron Organic Chemistry Series;
Pergamon Press: Tarrytown, NY, 1994; Vol. 12.
(2) (a) Armstrong, J. D., III; Hartner, F. W., Jr.; DeCamp, A. E.; Volante,
R. P.; Shinkai, I. Tetrahedron Lett. 1992, 33, 6599. See also: (b) DeCamp,
A. E.; Kawaguchi, A. T.; Volante, R. P.; Shinkai, I. Tetrahedron Lett. 1991,
32, 1867. (c) Reetz, M. R.; Karin, R.; Griebenow, N. Tetrahedron Lett.
1994, 35, 1969. (d) Reetz, T. R.; Fox, D. N. A.; Tetrahedron Lett. 1993,
34, 1119. (e) Reetz, M. R. Angew. Chem., Int. Ed. Engl. 1991, 30, 1531.
(f) Kano, S.; Yokomatsu, T.; Shibuya, S. Tetrahedron Lett. 1991, 32, 233.
(3) The first step in the sequence is a non-stereoselective aldol between
7 and formaldehyde.
(4) (a) Sidduri, A.; Rozema, M. J.; Knochel, P. J. Org. Chem. 1993, 58,
2694 and references cited therein. (b) Knochel, P.; Singer, R. D. Chem.
ReV. 1993, 93, 2117. For an early example of the use of a zinc carbenoid
with a lithium enolate, see: (c) Whitlick, H. W., Jr.; Overman, L. E. J.
Org. Chem. 1969, 34, 1962.
(6) The lithium enolate 7 is identified by IR absobances at 1595 and
1575 cm-1. Upon addition to diethylzinc or 8, new absorbances (1536 and
1567 cm-1, respectively) are observed with the disappearance of the lithium
enolate absorbances.
(7) The assignment of a carbon-bound (as opposed to oxygen-bound)
zincate species for 11 is based upon low-temperature NMR observations.
Enolate zincate 11 is drawn as a monomer for clarity. Prior stuctural studies
on zinc enolates suggest 11 may exist in aggregate forms through dative
Zn-C or Zn-O bonding. For related examples, see: (a) Bolm, C.; Mu¨ller,
J.; Zehnder, M.; Neuburger, M. A. Chem. Eur. J. 1995, 1, 312 and references
sited therein. (b) Fabicao, R. M.; Pajerski, A. D.; Richey, G. H., Jr.; J. Am.
Chem. Soc. 1991, 113, 6680.
(8) The involvement of higher order zincates in 1,2-migrations has been
previously implicated: Harada, T.; Katsuhira, T.; Hattori, K.; Oku, A. J.
Org. Chem. 1993, 58, 2958.
(9) Although implied as a short-lived intermediate in Scheme 3, 12a may
exist only as a transition state structure.
(5) The formation of 10 may arise from alkylation of ethyl iodide, which
is a byproduct of the in situ generation of 8: 2CH2I2 + Et2Zn f 7 + 2EtI.
For preparation of 8, see ref 4a and Supporting Information.
S0002-7863(96)02123-3 CCC: $12.00 © 1996 American Chemical Society