Angewandte
Chemie
Table 3: Application of PTC 9g to other substrates.
tion. Moreover, PTC 9a exhibited a remarkable rate accel-
eration in the spirocyclization and afforded complete con-
version at only 1 mol% loading in 1 h (92% ee). Complete
conversion was not observed with the other catalysts even at
20 mol% loading after 19 h.
Owing to the improved reactivity and enantioselectivity
observed with the N,N’-doubly quaternized cinchona-alka-
loid-based catalyst 9a, a collection of similar catalysts was
prepared with different substituents at N and N’, and each was
examined in the spirocyclization of 4 (Table 2).[10] In every
case, N’-quaternization accelerated the reaction, resulting in
100% conversion within 2 h at 1 mol% loading. N,N’-Doubly
quaternized cinchona-alkaloid-based catalysts generally dem-
onstrated improved enantioselectivity in the spirocyclization
versus the traditional cinchona-alkaloid-based phase-transfer
catalysts. In fact, the introduction of even a methyl group at
the N’ position dramatically improved the enantioselectivity
(9c; 80% ee). Although the best enantioselectivities in the
spirocyclization of 4 were observed with catalysts containing
a 2-bromo-5-methoxybenzyl substituent as R1, respectable
selectivities could be achieved with other R1 substituents by
modification of the cinchona-alkaloid scaffold and/or the R2
substituent (9e and 9m). The effect of changes to the
counterion on both rate and enantioselectivity was minor.
For example, with catalyst 9a, the bis-bromide, bis-iodide, and
mixed salts all provided the product with 90% ee.
10
R1
Cl
R2
R3 R4
X
Y
11
ee [%]
10a
10b (4) Br
tBu
tBu
H
H
H
F
H
H
H
H
H
H
H
H
H
H
H
N
N
N
N
N
N
N
N
N
N
N
11a
11b (5) 92
11c
11d
94
10c
10d
10e
10 f
10g
10h
CO2Me tBu
92
96
Cl
Cl
Cl
Cl
H
tBu
tBu
Ph
Me
tBu
CH 11e
CH 11 f
CH 11g
90[a]
85[a]
65[a]
56[a]
CF3 CH
N
11h
[a] The absolute configuration was assigned by analogy to 5.
optimize the catalyst for each substrate. For example, the
enantioselectivity in the spirocyclization of 10h in Table 3
(56% ee) was improved to 85% ee by changing the cinchona-
alkaloid core from cinchonine to cinchonidine (Scheme 4).[12]
The traditional cinchona-alkaloid-based PTC 12, which is not
quaternized at N’, induced almost no enantioselectivity, thus
highlighting the unique reactivity and selectivity of this new
class of catalysts in enantioselective spirocyclization reactions
under phase-transfer catalysis.
The impact of the leaving group in 4 on the stereochemical
course of the reaction was studied (Scheme 3). Consistent
with the observations of Dolling et al., when the leaving
group was changed from a chloride to either a bromide or
a tosylate (OTs) group, the enantioselectivity of the spirocyc-
lization decreased significantly.[2,11]
Scheme 3. Effect of the leaving group.
To explore the potential of these novel catalysts, several
structurally related substrates were synthesized and evaluated
under similar spirocyclization conditions. In general, the
reactions proceeded smoothly in consistently high yield with
varying levels of enantioselectivity (Table 3). Various func-
tional groups at the C3 position of the pyridine ring (10a–c)
were well-tolerated; however, the replacement of the pyri-
dine ring with a substituted phenyl group led to a significant
decrease in the enantioselectivity (10h). In contrast, both
azaindoline and indoline substrates provided similar levels of
enantioselectivity (10a versus 10e). Notably, modification of
the R2 substituent (10e–g) had a profound effect on the
enantioselectivity, whereby a tert-butyl substituent consis-
tently afforded the highest level of selectivity.
Scheme 4. Optimization of the spirocyclization of 10h. [a] The abso-
lute configuration was assigned by analogy to 5.
As a testament to the remarkable reactivity of this new
class of catalysts, the loading of catalyst 9g in the spirocyc-
lization of 10a was reduced to as low as 0.30 mol% with
1.1 equivalents of a weak base while still achieving 100%
conversion in 3 h at about 08C, with no decrease in
enantioselectivity (Scheme 5). This catalyst loading is unpre-
cedented in reactions under cinchona-alkaloid phase-transfer
catalysis, which usually require 10–20 mol% of the catalyst.
Furthermore, the substrate concentration and stirring rate do
not appear to have a significant effect on the reaction yield
and ee value; thus, the reaction can be performed at high
concentration with gentle agitation. Optimized conditions
With three structural components that can be independ-
ently modified (the cinchona-alkaloid core, the N-substituent,
and the N’-substituent), there is tremendous opportunity to
Angew. Chem. Int. Ed. 2014, 53, 1 – 5
ꢀ 2014 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim
3
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