Paper
Green Chemistry
which was 9.0 ppm too far downfield. We therefore unequivo-
cally assign structure 6 to the base-induced self-condensation
Results and discussion
The sodium ethoxide catalyzed aldol condensation of ethyl product of ethyl levulinate, and conclude the anomalous shift
levulinate 1 (RvEt) was first reported by Duden and Freydag value for C4 in the computational model is the result of a
as early as 1903,9 and revisited by Shimizu in 1950.10 limitation in the method.
The structure of the dimer was (wrongly) assigned as the
The synthesis of 6 was initially reproduced exactly as
2-(2-carboxyethyl)-4-methylcyclopenta-1,3-diene-1-carboxylic acid described in the literature (Scheme 2),9 which involved the
system 8, and the yield of the product was <10%, due mainly reaction of 1 (RvEt) with an equimolar quantity of sodium
to the competing hydrolysis of the starting material to sodium ethoxide in cold ethanol followed by two days of standing at
levulinate in the course of the condensation reaction. We room temperature. Filtration of the reaction mixture, evapor-
repeated the procedure and determined that the correct struc- ation of the solvent, and neutralization with aq H2SO4 led to
ture was in fact the 3-(carboxymethyl)-2,4-dimethylcyclopenta- the separation of an oil which proved to be mainly a monoester
1,3-diene-1-carboxylic acid system 6, the hydrogenation of of 6. The crude product was therefore dissolved in ethanol, a
which proceeded smoothly to cyclopentane 7.8 Considering few drops of H2SO4 were added, and the mixture was heated at
the potential usefulness of 6 and 7 as renewable platforms for 50 °C overnight prior to analysis. The yield of 6 that we
materials and biofuel production, we undertook to examine obtained by this method (5%) was consistent with that in the
the chemistry in greater detail and optimize the condensation literature.9,10 As the condensation reaction proceeds, the pro-
reaction to a standard of preparative usefulness.
duction of H2O leads to hydrolysis of the starting ester, and
The rationale for assigning structure 8 to the self-conden- accumulation of the sodium levulinate salt was evident as the
sation of ethyl levulinate was reasonable, even if it ultimately reaction gradually thickened to an unstirrable paste. It was
led to the wrong conclusion. Duden and Freydag considered therefore proposed that a drying agent be included in the
both structures 6 and 8, but inclined toward the latter based mixture, and to this end Na2SO4, CaO, 3 Å molecular sieve,
on the notion that the kinetic product (enolization to the and triethyl orthoformate were evaluated. In all cases, signifi-
methyl group) should dominate the condensation chemistry.9 cant improvements in yield were noted. Bases other than
With the benefit of modern analytical techniques, we quickly sodium ethoxide were also tried, including sodium carbonate,
ascertained that the NMR data supported structure 6. In par- triethylamine, and 1,8-diazabicyclo[5.4.0]undec-7-ene (DBU),
ticular, 13C-NMR using a DEPT (Distortionless Enhancement however no production of 6 was observed in any of these cases.
by Polarization Transfer) pulse sequence showed peaks for It was found that the reaction time could be reduced from
four methyl and four methylene groups, rather than the 48 hours to only 5 hours if the temperature was raised to
three methyl and five methylene groups that would be 50 °C, and this also had a positive effect on yield (Table 1).
expected for 8. Computational modeling of the NMR shielding Concentration was determined to be another key parameter,
tensors of 6 using the gauge-independent atomic orbital where increasing dilution improved the yield of 6 to a
(GIAO) ab initio method gave a satisfactory agreement for all maximum of 40% (Table 1, entry 8). The remaining mass
shifts apart from the 13C peak for the carbon at the 4-position. balance of reactions at full conversion was found to be mainly
Thus, while the absolute average deviation from the experi- a complex mixture of trimeric products.
mental shifts for all carbons apart from C4 was 0.95
The varying degrees to which self-condensates of ethyl levu-
0.72 ppm, the calculated value for C4 was 8.1 ppm downfield linate could be reduced was explored. Simple hydrogenation of
of its observed shift. The computation of shielding tensors for 6 over Pd/C gave a high yield of 7 (92%), which is formally an
alternative conformers led to only minor variations in the annulated adipic ester, as mixture of stereoisomers for which
data. This anomaly led us into the literature to determine no separation was attempted. We have previously noted the
whether (1) there was a potential issue with our structural
assignment, or (2) the applied method systematically overesti-
mates 13C shifts in related systems. A search of the Reaxys
database turned up a single example of a 1-carboxy-4-methyl-
substituted cyclopentadiene with reported 13C NMR data, i.e.
2,3,4,5-tetramethylcyclopenta-1,3-diene-1-carboxylic acid 9.11
Interestingly, the modeled 13C NMR shifts show an absolute
Scheme 2 Self-condensation of ethyl levulinate. Reagents a. NaOEt,
average deviation from the reported values of only 1.08
Na2SO4, EtOH. For conditions, see Table 1; b. EtOH, H2SO4, 50 °C,
0.56 ppm with the exception of C4, the calculated shift for overnight.
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