Communications to the Editor
J. Am. Chem. Soc., Vol. 121, No. 13, 1999 3231
Scheme 1
cascade carbometalations to form the common intermediate I.
Subsequent carbocyclization followed by â-hydride elimination
leads to the formation of the normal SiCaT product 8. Alterna-
tively, I can undergo Z-E isomerization10 to generate intermediate
II. High reaction temperatures and the presence of heteroatoms
in the substrate’s backbones enhance the Z-E isomerization. The
carbocyclization of II then yields intermediate V, in which the
metal and the C-4 hydrogen are trans to each other, precluding
the occurrence of â-hydride elimination. Thus, â-silyl elimination
takes place instead to give nonsilylated SiCaT product 9.11 In the
presence of excess hydrosilane, reductive elimination occurs to
generate conjugated triene III. The fate of the triene III is
governed by the substituent Y. When Y is a hydrogen, highly
regioselective 1,6-hydrosilylation3e of III occurs to give 10, while
III undergoes a disrotatory electrocyclic reaction to yield 11 when
Y is a methyl group. The steric hindrance caused by the exo-
methyl group can be ascribed to the suppression of 1,6-hydro-
silylation (see eq 3).
The observed high selectivity for the formation of 8 in reactions
employing rhodium clusters as catalyst precursors may be
attributed to the generation of a highly active catalyst species,
probably a dinuclear complex. The highly active Rh-Co mixed
dinuclear species has been proposed and characterized under the
silylformylation conditions in these laboratories.9a,f
Although various metal-catalyzed acetylene [2 + 2 + 2]
cyclotrimerizations are known,2 the SiCaT reaction is unique in
that the reaction is initiated by Si-[M] species and proceeds in a
cascade manner. The SiCaT reaction provides rapid access to
functionalized tricyclic skeletons including those of 5-6-6 and
6-6-6 ring systems. Further studies on the scope of the SiCaT
reaction and its applications to organic synthesis are actively
underway.
Ph2MeSiH (entries 9-11). The reaction with bulky Ph3SiH also
takes place, albeit in lower yield (entry 12).
The SiCaT reaction is also applicable to substrates containing
dioxane and ether functionalities (entries 13-15), yielding
silylated product 8 selectively. For triynes with heteroatoms in
the backbones, 7e-g, the reactions catalyzed by Rh(acac)(CO)2
proceed much faster than that of 7a at 22 °C, giving predominantly
tetrahydroindacenes 9e-g accompanied by none or a small
amount of 4-silyl-2,7-bisaza(or oxa)tetrahydroindacenes 8e-g in
good to excellent total yields (entries 17, 20, and 23). Reactions
of 7e-g at 22 °C (entries 17-18, 20-21, and 23-24) give higher
yields than those run at higher temperatures (entries 16, 19, and
22). Note that the formation of 4-silyl-2,7-dioxa-tetrahydroin-
dacene 8g is only observed when the reaction of 7g was run at
22 °C (entry 23-24). These results have important implications
on the mechanism of the SiCaT reaction (vide infra). The use of
Rh4(CO)12 in the reaction of 7g slightly enhances the formation
of silylated product 8g (entry 24).
Acknowledgment. This research was supported by grants from the
National Institutes of Health (NIGMS) and the National Science Founda-
tion. Generous support from Mitsubishi Chemical Corp. is gratefully
acknowledged. A.T.V. is grateful to NIGMS for his NIH Postdoctoral
Fellowship (NRSA).
The reaction of 7h, in which one of the terminal alkyne moieties
is substituted with a methyl group, catalyzed by Rh4(CO)12 (0.5
mol %) proceeded cleanly at 22 °C to give 4-methyl-5-silyltetra-
hydroindacene 8h, 4-methyltetrahydroindacene 9h and 4-methyl-
5-silylhexahydroindacene 11 in quantitative yield by H NMR
analysis (eq 3). The formation of 8h and 11 clearly indicates that
1
Supporting Information Available: Experimental procedures, spec-
tral data for all new compounds 7a-c, 7e, 8-14 (PDF). This material is
JA9815529
(9) Examples of silicon-initiated reactions are SiCaC (see ref 3-5) and
silylformylation reactions. For silylformylation reaction, see: (a) Ojima, I.;
Ingallina, P.; Donovan, R. J.; Clos, N. Organometallics 1991, 10, 38. (b) Ojima,
I.; Donovan, R. J.; Ingallina, P.; Clos, N.; Shay, W. R.; Eguchi, M.; Zeng,
Q.; Korda, A. J. Cluster Sci. 1992, 3, 423. (c) Eguchi, M.; Zeng, Q.; Korda,
A.; Ojima, I. Tetrahedron Lett. 1993, 34, 915. (d) Ojima, I.; Donovan, R. J.;
Eguchi, M.; Shay, W. R.; Ingallina, P.; Korda, A.; Zeng, Q. Tetrahedron 1993,
49, 5431. (e) Ojima, I.; Vidal, E.; Tzamarioudaki, M.; Matsuda, I. J. Am.
Chem. Soc. 1995, 117, 6797. (f) Ojima, I.; Li, Z.; Donovan, R. J.; Ingallina,
P. Inorg. Chim. Acta 1998, 270, 279. (g) Ojima, I.; Li, Z. In Catalysis by Di-
and Polynuclear Metal Complexes; Adams, R. A., Cotton. F. A., Eds.; John
Wiley & Sons: Chichester, 1998; Chapter 9, pp 307-343. For contributions
from other laboratories, see: (h) Matsuda, I.; Ogiso, A.; Sato, S.; Izumi, Y.
J. Am. Chem. Soc. 1989, 111, 2332. (i) Matsuda, I.; Ogiso, A.; Sato, S. J.
Am. Chem. Soc. 1990, 112, 6120. (j) Matsuda, I.; Sakakibara, J.; Nagashima,
H.; Tetrahedron Lett. 1991, 32, 7431. (k) Matsuda, I.; Sakakibara, J.; Inoue,
H.; Nagashima, H. Tetrahedron Lett. 1992, 33, 5799. (l) Doyle, M. P.;
Shanklin, M. S. Organometallics 1993, 12, 11. (m) Doyle, M. P.; Shanklin,
M. S. Organometallics 1994, 13, 1081. (n) Wright, M. E.; Cochran, B. B. J.
Am. Chem. Soc. 1993, 115, 2059. (o) Zhou, J. Q.; Alper, H. Organometallics
1994, 13, 1586. (p) Monteil, F.; Matsuda, I.; Alper, H. J. Am. Chem. Soc.
1995, 117, 4419. (q) Leighton, J. L.; Chapman, E. J. Am. Chem. Soc. 1997,
119, 12416. (r) Matsuda, I.; Fukuta, Y.; Tsuchihashi, T.; Nagashima, H.; Itoh,
K. Organometallics 1997, 16, 4327. (s) Maruoka, T.; Matsuda, I.; Itoh, K.
Tetrahedron Lett. 1998, 39, 7325.
the reaction is initiated from the less hindered acetylene terminus
of 7h.
The formation of products with different ring sizes is also
realized for the SiCaT reaction (eq 4). The reaction of 12a
catalyzed by Rh4(CO)12 gives mainly the silylated product 13a
as a 1:1 mixture of two regioisomers (56%), along with nonsi-
lylated product 14a (29%). For 12b, the reaction does not occur
at room temperature but at 50 °C gives a 1:1 mixture of 13b and
14b in 82% total yield.
The most plausible mechanism for the SiCaT reaction that can
accommodate all of the observed results is proposed in Scheme
1. As illustrated, the reaction proceeds through a silicon-initiated9
(10) (a) Ojima, I.; Clos, N.; Donovan, R. J.; Ingallina, P. Organometallics
1990, 9, 3127. (b) R. Tanke; R. H. Crabtree J. Am. Chem. Soc., 1990, 112,
7984-7989.
(11) Metallacycles may also be proposed as intermediates for the formation
of 9. However, control experiments clearly indicate the necessity of a
hydrosilane to promote SiCaT reaction, i.e., in absence of a hydrosilane
reaction gives only small amount of 9.