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electron-acceptor groups connected via a
p
-conjugated spacer, are
Spectroscopic characterizations
called donor– –acceptor (D– –A) systems [8]. Chalcones are clas-
p
p
sified into symmetrical and asymmetrical donor–acceptor–donor
(D–A–D) systems based on the electron-donating substituents
attached to the aromatic rings at the end of the carbonyl functional
group: Symmetrical D–A–D chalcones contain electron donors on
both phenyl rings, while asymmetrical D–A–D chalcones have elec-
tron donors at only one of the two phenyl rings [9]. Hence, these
molecules can show highly efficient intramolecular charge trans-
fers, and thus they are particularly useful in the development of
nonlinear optical systems (NLO materials) [10]. They are also used
for ultrafast optical nonlinearities [11] and as absorption filters for
UV light [12].
Among the various chalcone derivatives, hydroxy chalcones
and related derivatives have proven to be challenging candidates
that attract wide biological interest. For example, a number of
pharmacological applications of these derivatives have been
investigated because of their antitumor [13–15], antidiabetic
[16], antimalarial [17], antioxidant [18], antifungal [19],
anti-angiogenic [20], and anti-inflammatory activities [21]. In
particular, electron-releasing groups that induce high polarization
of the ring enhance the antibacterial [22–24] and
enzyme-inhibition activity [25,26]. In addition, 20-hydroxy
chalcones like chalcone 1 and 4 are suitable for quantitative
analysis of metal ions because of their good complexing ability
[27]. The applications of chalcones also extend to agrochemicals
and artificial sweeteners [7].
FT-IR spectral measurements were recorded in the solid state
using KBr pellets on a JASCO FTIR 5300 spectrophotometer between
4000 and 400 cmꢁ1. UV–visible spectra of the synthesized com-
pounds were recorded using a JASCO V-570 UV–visible spectropho-
tometer. Mass spectra of the molecules were recorded using an
Agilent Technologies 6530 Accurate Mass Q-TOF LC/MS. Raman
spectra were measured using a confocal Raman microscope (Lab
Ram HR 800, Horiba Jobin Yvon SAS, France) equipped with a
432 nm He-Ne laser (Torus Laser, Laser Quantum, France) at a power
of 50 mW and a 50ꢂ LWD air-dry visible objective (NA = 0.5 wd 10.6
MM LIEU Microsystems of Model BX 41) that was attached to a
Fieltiyar multichannel CCD detector; two scans were recorded.
Each Raman spectrum was measured in the range of 400–
1800 cmꢁ1 at a spectral resolution of 0.35 cmꢁ1/pixel with an
1800 g/mm grating at the confocal pinhole, which was set at
400 nm. Fluorescence studies of the solid samples were recorded
using a Hitachi F-7000 fluorescence spectrophotometer at room
temperature. The chalcones were thermally analyzed using a
Labsys TG-DSC 1600 model instrument under a N2 atmosphere at
a scan rate of 10 °C/min. Scanning electron microscopy (SEM)
images of the chalcone molecules were obtained using a Carl Zeiss
EVO MA 15 Thermonic Emission scanning electron microscope.
DFT calculations
Although hydroxy-substituted chalcones have a variety of
applications, especially in pharmacological fields, detailed
elucidations of the structural and spectroscopic properties of
these hydroxy-substituted chalcones have rarely been
reported. Detailed spectroscopic assessments may aid in gener-
ating facile syntheses of new chalcone derivatives and advance
the pharmacological applications of hydroxy-substituted chal-
cones. In this work, we report the preparation and structural
elucidation of four hydroxy-substituted chalcones, i.e.,
20,4-dihydroxychalcone (1), 20,30,4-trihydroxychalcone (2), 20,3
0,40-trihydroxychalcone (3), and 20-hydroxy-4-methoxychalcone
(4) using a variety of spectroscopic methods. In addition, theo-
retical approaches including DFT and TD-DFT calculations are
used to study their molecular vibrations, frontier orbitals, and
electronic transitions. The experimental and calculation data
are compared and the relationship between them is briefly
discussed.
To determine the properties of these chalcone molecules (1–4)
at the molecular level, density functional theory (DFT) [29,30] was
employed. The geometries of the chalcone molecules were fully
optimized using Becke’s three parameter hybrid functional [31]
combined with the Lee, Yang, and Parr [32] correlation functional
(B3LYP) using the standard Pople basis set, i.e., 6-31G(d,p),
[33,34] for all atoms (i.e., H, C, N, and O atoms) in the gas phase.
To validate that these optimized structures were global minima,
the vibrational frequencies were also calculated using the same
level of theory. Moreover, time-dependent DFT (TDDFT) calcula-
tions were used to investigate the optical properties of these four
chalcone molecules. The DFT-optimized structures were employed
and the same level of theory was used for TDDFT. We also used an
integral equation formalism variant of the polarizable continuum
model (IEFPCM) [35,36] for ethanol to account for the bulk solvent
effects for all TDDFT calculations. All DFT and TDDFT calculations
were performed using the Gaussian 09 program [37].
Materials and methods
Results and discussion
Chemicals and syntheses of hydroxy chalcone derivatives
FT-IR and FT-Raman spectral investigations
All chemicals and solvents used in the present work were
obtained from commercial sources and used without any further
purification. 4-Hydroxybenzaldehyde, 20-hydroxyacetophenone, 2
0,40-dihydroxyacetophenone, benzaldehyde, 20,30,40-trihydroxyacet
o-phenone, and 4-methoxybenzaldehyde were purchased from
Sigma Aldrich. The target chalcones were prepared according to
the conventional base-catalyzed Claisen–Schmidt reaction as per
the literature [28]. Equivalent molar amounts of an ethanolic solu-
tion of the hydroxy-substituted acetophenone with the corre-
sponding benzaldehyde were mixed in a round-bottom flask.
After adding 10% NaOH solution, the mixture was stirred at room
temperature for 8–10 h. After complete consumption of the corre-
sponding aldehyde, the solution was neutralized using 10% HCl.
The precipitate was collected by filtration, dried, and recrystallized
from ethanol.
FT-IR spectroscopy can serve as an important basic tool for
characterization of organic and inorganic molecules. In this work,
experimental IR spectra of hydroxy chalcones (1–4) were com-
pared and analyzed with respect to those obtained from DFT calcu-
lations (B3LYP/6-31G(d,p) level). The DFT-optimized molecular
structures of 1–4 are shown in Fig. 1. The FT-IR and FT-Raman
spectra of the synthesized chalcone derivatives are shown in
Figs. 2 and 3, respectively. The theoretical spectra are also shown
for comparison. We assigned only the important peaks in the
FT-IR and FT-Raman spectra because there are only a limited num-
ber of references for the IR spectra of other chalcone molecules for
comparison. As shown in Figs. 2 and 3, the experimental patterns
of the IR and Raman peaks are much more complex because of
overlapping peaks and the presence of highly active vibrational
groups. The specified vibrations that occur at similar