Catalytic “Active-Metal” Template Strategy to Rotaxanes
A R T I C L E S
strategy could prove applicable to many different types of well-
known transition-metal-catalyzed (and even organocatalytic)
reactions, (v) reactions that only proceed through a threaded
intermediate would allow access to several currently inaccessible
mechanically linked macromolecular architectures, and, finally,
(vi) the coordination requirements during key stages of the
catalytic cycle of active-template reactions could provide insight
into the mechanisms of the catalyzed reactions.
Since the preliminary report3 appeared on the realization of
this strategy for rotaxane formation utilizing the Cu(I)-
catalyzed5-7 1,3-cycloaddition8 of organic azides and terminal
alkynes (the CuAAC “click” 9,10 reaction), we have been
delighted to see the concept be quickly adopted11 to make
rotaxanes12 with other Cu(I)-catalyzed reactions, including
alkyne-homocoupling and C-S bond forming reactions.13,14
Here we expand on our investigation of the original system,
showing that the active-metal template rotaxane-forming CuAAC
reaction works well for both mono- and bidentate pyridine-
containing macrocyclic ligands and can also be used to
synthesize more complex two-station degenerate molecular
shuttles whose interstation shuttling can be controlled by
coordination to different metal ions. Furthermore, using a high
macrocycle:copper ratio, [3]rotaxanes with two macrocycles on
a single thread are somewhat unexpectedly produced during the
active-metal template reaction. Together with some simple
kinetic studies carried out under various rotaxane- and thread-
forming reaction conditions, these experimental results provide
some insight into the mechanism of the CuAAC reaction.
Figure 1. “Active-template” strategy to rotaxane architectures. The
formation of a covalent bond between the green and orange “stoppered”
units to generate the thread is promoted by the catalyst (shown in gray)
and directed through the cavity of the macrocycle (shown in blue) by the
catalyst’s coordination requirements. (a) Stoichiometric active-metal tem-
plate synthesis of a [2]rotaxane: (i) template assembly and covalent bond
forming catalysis, (ii) subsequent demetalation. (b) Catalytic active-metal
template synthesis of a [2]rotaxane.
the active template is required) and catalytic (the active template
turns over during the reaction) forms. There are several
potentially attractive features of such a synthetic approach to
mechanically interlocked architectures, including (i) the inherent
efficiency of a reaction in which the macrocycle-metal complex
performs multiple functions, (ii) the lack of a requirement for
permanent recognition elements in each component of the
interlocked product, which increases the structural diversity
possible in catenanes and rotaxanes and enables their formation
to be “traceless”, (iii) in some cases only substoichiometric
quantities of the active template may be required (i.e., the
catalytic active-metal template variant, Figure 1b), (iv) the
(7) For reviews of the CuAAC reaction, see: (a) Bock, V. D.; Hiemstra, H.;
van Maarseveen, J. H. Eur. J. Org. Chem. 2005, 51-68. (b) Wang, Q.;
Chittaboina, S.; Barnhill, H. N. Lett. Org. Chem. 2005, 2, 293-301. (c)
Wu, P.; Fokin, V. V. Aldrichimica Acta 2007, 40, 7-17.
(8) (a) 1,3-Dipolar Cycloadditions Chemistry; Huisgen, R., Ed.; Wiley: New
York, 1984; Vol. 1, pp 1-176. (b) Huisgen, R. Pure Appl. Chem. 1989,
61, 613-628.
(9) For reviews and discussion of the “click chemistry” concept, see: (a) Kolb,
H. C.; Finn, M. G.; Sharpless, K. B. Angew. Chem., Int. Ed. 2001, 40,
2004-2021. (b) Kolb, H. C.; Sharpless, K. B. Drug DiscoVery Today 2003,
8, 1128-1137. (c) Ball, P. Chem. World 2007, 4 (4), 46-51.
(5) (a) Tornøe, C. W.; Christensen, C.; Meldal, M. J. Org. Chem. 2002, 67,
3057-3064. (b) Rostovtsev, V. V.; Green, L. G.; Fokin, V. V.; Sharpless,
K. B. Angew. Chem., Int. Ed. 2002, 41, 2596-2599.
(10) A listing of examples of the use of “click” reactions is available at http://
(11) Indeed, it was predicted3 that, “Chelation to catalytic centers could lead to
rotaxane- and catenane-forming protocols based on other metal-mediated
reactions, including cross-couplings, condensations, and other cycloaddition
reactions”. For a recent example involving Pd(II)-catalyzed alkyne homo-
couplings, see: Berna´, J.; Crowley, J. D.; Goldup, S. M.; Ha¨nni, K. D.;
Lee, A.-L.; Leigh, D. A. Angew. Chem., Int. Ed. 2007, 46, 5709-5713.
(12) For the synthesis of rotaxanes and catenanes using the CuAAC reaction in
“passive” template stoppering or macrocyclization protocols, see: (a)
Mobian, P.; Collin, J.-P.; Sauvage, J.-P. Tetrahedron Lett. 2006, 47, 4907-
4909. (b) Dichtel, W. R.; Miljanic´, O. Sˇ.; Spruell, J. M.; Heath, J. R.;
Stoddart, J. F. J. Am. Chem. Soc. 2006, 128, 10388-10390. (c) Miljanic´,
O. Sˇ.; Dichtel, W. R.; Mortezaei, S.; Stoddart, J. F. Org. Lett. 2006, 8,
4835-4838. (d) Aprahamian, I.; Dichtel, W. R.; Ikeda, T.; Heath, J. R.;
Stoddart, J. F. Org. Lett. 2007, 9, 1287-1290; (e) Braunschweig, A. B.;
Dichtel, W. R.; Miljanic´, O. Sˇ.; Olson, M. A.; Spruell, J. M.; Khan, S. I.;
Heath, J. R.; Stoddart, J. F. Chem. Asian J. 2007, 2, 634-647.
(6) For some interesting examples of the CuAAC reaction, see: (a) Lee, L.
V.; Mitchell, M. L.; Huang, S.-J.; Fokin, V. V.; Sharpless, K. B.; Wong,
C.-H. J. Am. Chem. Soc. 2003, 125, 9588-9589. (b) Wang, Q.; Chan, T.
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(13) Saito, S.; Takahashi, E.; Nakazono, K. Org. Lett. 2006, 8, 5133-5136.
(14) Saito et al. imply13 that the concept of binding of a substrate in a cavity
while simultaneously activating it to catalysis is an extension of Vo¨gtle’s
anion template route to rotaxanes [(a) Seel, C.; Vo¨gtle, F. Chem.sEur. J.
2000, 6, 21-24]. Actually the two strategies are rather fundamentally
different. In the Vo¨gtle reaction the macrocycle does not increase the
reactivity of any of the building blocks for the rotaxane. In fact, the
hydrogen bonding of the macrocycle to the phenoxide anion, combined
with the steric hinderance conferred by the presence of the macrocycle,
greatly decreases its reactivity. The only reason that rotaxane is formed in
the Vo¨gtle system is that the more reactive unthreaded phenoxide anion is
completely insoluble under the reaction conditions. The active-template
strategy described in ref 3 and elaborated upon in this paper has much
more in common with Sauvage’s original (passive) metal template ideas
combined with Mock’s [(b) Mock, W. L.; Irra, T. A.; Wepsiec, J. P.; Adhya,
M. J. Org. Chem. 1989, 54, 5302-5308] and later Steinke’s [(c) Tuncel,
D.; Steinke, J. H. G. Chem. Commun. 1999, 1509-1510. (d) Tuncel, D.;
Steinke, J. H. G. Chem. Commun. 2002, 496-497. (e) Tuncel, D.; Steinke,
J. H. G. Macromolecules 2004, 37, 288-302] use of curcubituril to
accelerate a reaction within a macrocycle cavity to form rotaxanes.
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