A R T I C L E S
Hooley et al.
aldehyde peaks and so are not seen. Figure 3 shows the most
helpful peaks for assignment in the 1H NMR spectrum:
introverted alcohol CH2 (Hb/Hb′), cavitand benzimidazole proton
Ha, and the deeply bound guest methyl groups (Med/Med′)
Additional evidence for the covalent linkage is provided by mass
spectrometry. Electrospray ionization high-resolution mass
spectrometry (ESI-HRMS) of 2‚4 gives a mass of 2146.2626
(M + H+), which corresponds to that of the covalent adduct.
MS studies of noncovalently bound guests such as cyclohexane
show only disassociated cavitand and guest in systems such as
this. A modest diastereoselection occurs with a ratio of 1:0.6.10
Figure 2. The equilibria in question.
available in the chemistry of carbohydrates (eq 2, Figure 2).
The unfavorable additions give the initial intermediates for
formation of acetals, a process that can be driven to the products
by the removal of the side product, water.9
The isobutyraldehyde has modest affinity for 2, and some of
the cavitand exists in a flexible, partially folded state, resulting
in broad NMR signals. A 2D NOESY spectrum of the complex
(see Supporting Information) shows chemical exchange cross-
peaks between the broad guest signals at δ ) -2.4 and -2.7
and the signals for free isobutyraldehyde at δ ) 0.95, 0.75. No
exchange was seen between free isobutyraldehyde and the peaks
for either diastereomer of the hemiacetal. Also, Figure 4 shows
that the two diastereomers display no exchange between each
other, indicating that the hemiacetals are not undergoing
interconversion on the NMR time scale.11
Results and Discussion
Both of the components of the reaction (aldehydes and
alcohol) can be incorporated into the cavitand structure (Figure
1), allowing study of the equilibrium from two perspectives by
using alcohol or aldehyde guests, respectively. The introverted
aldehyde 1 was converted to the corresponding alcohol 2 by
reduction with NaBH4. These cavitands are held in the vase-
like conformation by the intramolecular hydrogen bonding, and
the cavities are large enough to surround a single small-molecule
guest and present it with the inwardly directed function. Both
cavitands 1 and 2 fold around a competitive solvent such as
CDCl3, but in solvents such as mesitylene-d12 that do not fit
inside, they show broad, undefined 1H NMR spectra. On
addition of small aldehydes such as propionaldehyde 3 or
isobutyraldehyde 4 to a solution of 2 in mesitylene-d12, the 1H
NMR spectra (see Figure 3 and Supporting Information) sharpen
considerably and show signals for bound guest. These appear
far upfield with shifts due to the magnetically shielded environ-
ment created by the many aromatic rings of the cavitand.
Integration of the signals for free and bound cavitand allows
determination of the equilibrium constant for hemiacetal forma-
tion. The calculation used the signals for the methine Ha which
are not broadened in the unoccupied cavitand. Other small
aldehydes also form hemiacetals inside cavitand 2, as shown
in Table 1. Propionaldehyde 3, n-butyraldehyde 5, and cyclo-
hexane carboxaldehyde 6 all form covalent complexes in
mesitylene solution, as seen by ESI-HRMS and the appearance
of characteristic 1H NMR peaks (see Supporting Information).
As the reactions do not reach equilibrium immediately, the
solutions were allowed to equilibrate over a period of 4 h before
NMR analysis. The smaller substrates (3 and 5) show no binding
without covalent bond formation, but 6 is a good guest even
without hemiacetal formation, and so two species can be seen
in the 1H NMR spectrum (see Supporting Information). Surpris-
ingly, there is no requirement for acid or base catalysis other
than that provided by the nearby secondary amidessor the
reactants themselves. The reaction takes place in a region of
organized weak hydrogen bonds in a nonpolar solvent, condi-
tions that contribute to the sluggish equilibration observed.
1
Further inspection of the H NMR spectrum shows that the
bound guest is coValently linked to the cavitand. Isobutyralde-
hyde shows no binding affinity for cavitand 1 (to which it cannot
form a covalent bond). When added to 2, three species are
formed (Figure 3): two sets of sharp signals corresponding to
the two diastereomers formed by covalent addition, and a set
of broad signals from a noncovalent complex. The diastereomers
arise from the new stereogenic center of the hemiacetal fixed
in a chiral environment. The seam of hydrogen bonds around
the rim of the cavitand can be either clockwise or counterclock-
wise and interconverts slowly on the NMR chemical shift time
scale (Figure 1b).6c (When the guests are noncovalently bound,
the complexes exist as two enantiomers and show only one set
of peaks.) Formation of a covalent complex locks the anthracene
arm over the top of the cavitand (in the unbound cavitand, the
arm is free to rotate), leading to a signature upfield shift in the
amide methyl groups. This orientation of the aromatic group
places the amides near the face of the anthracene, causing extra
shielding and resonances at δ ) -0.65 and -0.69 ppm. These
resonances are absent in species that do not form covalent
complexes (cyclohexane, cyclohexanol, etc.) The resonances for
new hemiacetal CH and OH are obscured by cavitand/free
We examined the solution counterparts to these systems to
arrive at a measure of the effects of the cavitand. In the absence
of the cavitand, a solution of 0.8 M of each aldehyde and benzyl
alcohol in deuterated benzene shows much smaller concentra-
tions of the corresponding hemiacetals in the NMR spectra. The
relative enhancement of the equilibrium, Keq/Kctrl, is shown in
Table 1, and varies from 13-fold for 5 to 138-fold for
isobutyraldehyde 4. It was also possible to observe enhanced
formation of a hemiketal. Upon addition of cyclohexanone to
2, a noncovalent complex forms on mixing. The hemiketal
grows in over a period of days to give roughly equal amounts
of covalent and noncovalent species. To our knowledge,
hemiketals of cyclohexanone are unreported in solution. As a
(8) (a) Anslyn, E. V.; Dougherty, D. A. Modern Physical Organic Chemistry;
University Science Books: Sausalito, CA, 2006; Chapter 10. (b) Benzal-
dehyde has a very low Keq for hemiacetal formation in MeOH solvent:
Doddi, G.; Ercolani, G.; Mencarelli, P.; Scalamandre, C. J. Org. Chem.
1991, 56, 6331-6336. (c) Sander, E. G.; Jencks, W. P. J. Am. Chem. Soc.
1968, 90, 6154-6162.
(10) This ratio is similar to that seen in a related introverted ester: Purse, B.
W.; Rebek, J., Jr. Proc. Natl. Acad. Sci. U.S.A. 2006, 103, 2530-2534.
(11) (a) Hooley, R. J.; Rebek, J., Jr. Org. Lett. 2007, 1179-1182. (b) Hooley,
R. J.; Van Anda, H. J.; Rebek, J., Jr. J. Am. Chem. Soc. 2006, 128, 3894-
3895. (c) Rudkevich, D. M.; Hilmersson, G.; Rebek, J., Jr. J. Am. Chem.
Soc. 1998, 120, 12216-12225.
(9) Finley, R. L.; Kubler, D. G.; McClelland, R. A. J. Org. Chem. 1980, 45,
644-648.
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15640 J. AM. CHEM. SOC. VOL. 129, NO. 50, 2007