exciting field, today generally referred to as microwave-assisted
organic synthesis (MAOS).2,3 In many of the published ex-
amples, microwave heating has been shown to dramatically
reduce reaction times, increase product yields, and enhance
product purities by reducing unwanted side reactions compared
to conventional heating methods. The advantages of this
enabling technology have more recently also been exploited in
at the same measured reaction temperature.12 Today, it is
generally agreed upon that in many cases the observed enhance-
ments in microwave-heated reactions are in fact the result of
purely thermal/kinetic effects, in other words, are a consequence
of the high reaction temperatures that can rapidly be attained
when irradiating polar materials/reaction mixtures under closed
1
1,12
vessel conditions in a microwave field.
Similarly, the
4
the context of multistep total synthesis and medicinal chemistry/
existence of so-called “specific microwave effects” which cannot
be duplicated by conventional heating and result from the
5
drug discovery and have additionally penetrated fields such as
6
7
8
polymer synthesis, material sciences, nanotechnology, and
uniqueness of the microwave dielectric heating phenomenon is
9
11-13
biochemical processes. The use of microwave irradiation in
largely undisputed.
In this category fall, for example, (i)
chemistry has thus become such a popular technique in the
scientific community that it might be assumed that, in a few
years, most chemists will probably use microwave energy to
heat chemical reactions on a laboratory scale.10
the superheating effect of solvents at atmospheric pressure, (ii)
the selective heating of, e.g., strongly microwave absorbing
heterogeneous catalysts or reagents in a less polar reaction
medium, and (iii) the elimination of wall effects caused by
1
3
inverted temperature gradients.
In contrast, the subject of “nonthermal microwave effects”
Regardless of the relatively large body of published work in
1
-10
this area,
the exact reasons why microwave irradiation is
1
1
(
also referred to as athermal effects) is highly controversial
able to enhance chemical processes are still unknown. Since
the early days of microwave synthesis, the observed rate-
accelerations and sometimes altered product distributions com-
pared to conventionally heated experiments have led to specu-
lation on the existence of so-called “specific-” or “nonthermal”
12,14
and has led to heated debates in the scientific community.
Essentially, nonthermal effects have been postulated to result
from a proposed direct interaction of the electric field with
specific molecules in the reaction medium that is not related to
a macroscopic temperature effect. It has been argued, for
example, that the presence of an electric field leads to orientation
effects of dipolar molecules or intermediates and hence changes
the pre-exponential factor A or the activation energy (entropy
term) in the Arrhenius equation for certain types of reactions.12
Furthermore, a similar effect has been proposed for polar
reaction mechanisms, where the polarity is increased going from
the ground state to the transition state, resulting in an enhance-
ment of reactivity by lowering of the activation energy.12
Significant nonthermal microwave effects have been suggested
1
1,12
microwave effects.
Such effects have been claimed when
the outcome of a synthesis performed under microwave condi-
tions was different from the conventionally heated counterpart
(
2) (a) MicrowaVes in Organic Synthesis; Loupy, A., Ed.; Wiley-VCH:
Weinheim, Germany, 2002. (b) Hayes, B. L. MicrowaVe Synthesis:
Chemistry at the Speed of Light; CEM Publishing: Matthews, NC, 2002.
(c) MicrowaVe-Assisted Organic Synthesis; Lidstr o¨ m, P., Tierney, J. P., Eds.;
Blackwell Publishing: Oxford, U.K., 2005. (d) Kappe, C. O.; Stadler, A.
MicrowaVes in Organic and Medicinal Chemistry; Wiley-VCH: Weinheim,
Germany, 2005. (e) MicrowaVes in Organic Synthesis, 2nd ed.; Loupy, A.,
Ed.; Wiley-VCH: Weinheim, Germany, 2006. (f) MicrowaVe Methods in
Organic Synthesis; Larhed, M., Olofsson, K., Eds.; Springer: Berlin,
Germany, 2006. (g) MicrowaVe-Assisted Synthesis of Heterocycles; Van
der Eycken, E., Kappe, C. O., Eds.; Springer, Berlin, Germany, 2006.
12
for a wide variety of synthetic transformations.
It should be obvious from a scientific standpoint that the
question of nonthermal microwave effects needs to be addressed
in a serious manner, given the rapid increase in the use of
microwave technology in chemical sciences, in particular
organic synthesis. There is an urgent need to provide a scientific
rationalization for the observed effects and to investigate the
general influence of the electric field (and therefore of the
microwave power) on chemical transformations. This is even
more important if one considers engineering and safety aspects
once this technology moves from the small-scale laboratory
(
3) Recent reviews: (a) Kappe, C. O. Angew. Chem., Int. Ed. 2004, 43,
6
250 and references cited therein. (b) Hayes, B. L. Aldrichim. Acta 2004,
3
7, 66. (c) Roberts, B. A.; Strauss, C. R. Acc. Chem. Res. 2005, 38, 653.
(4) (a) Baxendale, I. R.; Ley, S. V.; Nessi, M.; Piutti, C. Tetrahedron
2
002, 58, 6285. (b) Artman, D. D., III; Grubbs, A. W.; Williams, R. M. J.
Am. Chem. Soc. 2007, 129, 6336. (c) Appukkuttan, P.; Van der Eycken, E.
In MicrowaVe Methods in Organic Synthesis; Larhed, M., Olofsson, K.,
Eds.; Springer: Berlin, Germany, 2006; Chapter 1, pp 1-47.
(
5) (a) Larhed, M.; Hallberg, A. Drug DiscoVery Today 2001, 6, 406.
(
b) Wathey, B.; Tierney, J.; Lidstr o¨ m, P.; Westman, J. Drug DiscoVery
Today 2002, 7, 373. (c) Al-Obeidi, F.; Austin, R. E.; Okonya, J. F.; Bond,
D. R. S. Mini-ReV. Med. Chem. 2003, 3, 449. (d) Shipe, W. D.; Wolkenberg,
S. E.; Lindsley, C. W. Drug DiscoVery Today: Technol. 2005, 2, 155. (e)
Kappe, C. O.; Dallinger, D. Nature ReV. Drug DiscoV. 2006, 5, 51.
10
work to pilot or production scale instrumentation.
(11) For a more detailed definition and examples for thermal, specific,
and nonthermal microwave effects, see: Kappe, C. O.; Stadler, A.
MicrowaVes in Organic and Medicinal Chemistry; Wiley-VCH, Weinheim,
2005; Chapter 2, pp 9-28. See also refs 3a and 12.
(12) For leading reviews in the field, see: (a) Perreux, L.; Loupy, A.
Tetrahedron 2001, 57, 9199. (b) Perreux, L.; Loupy, A. In MicrowaVes in
Organic Synthesis; Loupy, A., Ed.; Wiley-VCH: Weinheim, Germany,
2002; Chapter 3, pp 61-114. (c) Perreux, L.; Loupy, A. In MicrowaVes in
Organic Synthesis, 2nd ed.; Loupy, A., Ed.; Wiley-VCH: Weinheim,
Germany, 2006; Chapter 4, pp 134-218. (d) De La Hoz, A.; Diaz-Ortiz,
A.; Moreno, A. Chem. Soc. ReV. 2005, 34, 164. (e) De La Hoz, A.; Diaz-
Ortiz, A.; Moreno, A. In MicrowaVes in Organic Synthesis, 2nd ed.; Loupy,
A., Ed.; Wiley-VCH: Weinheim, Germany, 2006; Chapter 5, pp 219-
277.
(13) It should be emphasized that specific microwave effects are
essentially still the result of a thermal phenomenon (that is, a change in
temperature compared to heating by standard convection methods), although
it may be difficult to experimentally determine the exact reaction temperature
in these cases, for example, on the surface of a strongly microwave-
absorbing catalyst that is selectively superheated by microwave irradiation.
For examples, see refs 11 and 12.
(6) (a) Bogdal, D.; Penczek, P.; Pielichowski, J.; Prociak, A. AdV. Polym.
Sci. 2003, 163, 193. (b) Wiesbrock, F.; Hoogenboom, R.; Schubert, U. S.
Macromol. Rapid Commun. 2004, 25, 1739. (c) Hoogenboom, R.; Schubert,
U. S. Macromol. Rapid Commun. 2007, 28, 368. (d) Bogdal, D.; Prociak,
A. MicrowaVe-Enhanced Polymer Chemistry and Technology; Blackwell
Publishing: Oxford, U.K., 2007.
(
7) (a) Barlow, S.; Marder, S. R. AdV. Funct. Mater. 2003, 13, 517. (b)
Zhu, Y.-J.; Wang, W. W.; Qi, R.-J.; Hu, X.-L. Angew. Chem., Int. Ed. 2004,
4
1
3, 1410. (c) Perelaer, J.; de Gans, B.-J.; Schubert, U. S. AdV. Mater. 2006,
8, 2101. (d) Jhung, S. H.; Jin, T.; Hwang, Y. K.; Chang, J.-S. Chem. Eur.
J. 2007, 13, 4410.
8) Tsuji, M.; Hashimoto, M.; Nishizawa, Y.; Kubokawa, M.; Tsuji, T.
Chem. Eur. J. 2005, 11, 440.
9) (a) Collins, J. M.; Leadbeater, N. E. Org. Biomol. Chem. 2007, 5,
141. (b) Lill, J. R.; Ingle, E. S.; Liu, P. S.; Pham, V.; Sandoval, W. N.
Mass Spectrom. ReV. 2007, 26, 657.
10) For reviews on large scale microwave synthesis, see: (a) Kremsner,
(
(
1
(
J. M.; Stadler, A.; Kappe, C. O. Top. Curr. Chem. 2006, 266, 233. (b)
Glasnov, T. N.; Kappe, C. O. Macromol. Rapid Commun. 2007, 28, 395.
(
c) Ondruschka, B.; Bonrath, W.; Stuerga, D. In MicrowaVes in Organic
Synthesis, 2nd ed.; Loupy, A., Ed.; Wiley-VCH: Weinheim, Germany, 2006;
(14) (a) Kuhnert, N. Angew. Chem., Int. Ed. 2002, 41, 1863. (b) Strauss,
C. R. Angew. Chem., Int. Ed. 2002, 41, 3589.
Chapter 2, p 62.
J. Org. Chem, Vol. 73, No. 1, 2008 37