Recently, Plietker and co-workers described RuCl3-
catalyzed oxidations of olefins to generate cis-diols or
R-hydroxy ketones depending on the reaction conditions
used. In situ formation of the oxidative species, RuO4, using
NaIO4 and a Lewis8 or Brønsted acid9 afforded diols in high
yield, whereas treatment with Oxone and NaHCO3 provided
R-hydroxy ketones.10 In light of this useful transformation,
we envisioned that it should be possible to modify a
ruthenium alkylidene in situ to effect similar oxidations after
completing a metathesis reaction.
Table 2. Tandem Ring-Closing Metathesis/
R-Ketohydroxylation
Initially, we examined the ability of ruthenium alkylidenes
1-5 to catalyze the tandem ring-closing metathesis (RCM)/
R-ketohydroxylation reaction sequence. On the basis of
Plietker’s observations, the ketohydroxylation was performed
in a 6:6:1 mixture of MeCN/EtOAc/H2O in the presence of
Oxone, NaHCO3, and 5 mol % of the ruthenium catalysts.
As indicated in Table 1, the best results were found when
Table 1. Ruthenium Catalysts for R-Ketohydroxylation
time
entry
catalyst
(RCM; oxidation)
yield
(1)
(2)
(3)
(4)
(5)
(6)
1a
2a
3a
4a
5a
2b
3 h; 2 h
22%
61%
40%
45%
45%
65%
1 h; 10 min
3 h; 10 min
1 h; 10 min
1 h; 10 min
1 h; 10 min
a Conditions: Ru catalyst (5 mol %), rt, [0.1-0.2 M in EtOAc]; NaHCO3,
Oxone, MeCN/H2O (6:1). b Conditions: Ru catalyst (10 mol %), rt, [0.1-
0.2 M in EtOAc]; NaHCO3, Oxone, MeCN/H2O (6:1).
alkylidene 2 was employed as the ruthenium source. Further
optimization showed that increasing the catalyst loading of
2 to 10 mol % improved the yield slightly to 65% for the
tandem process (Table 1, entry 6).
a Conditions: 2 (5 mol %), rt, [0.1-0.2 M in EtOAc]; NaHCO3, Oxone,
MeCN/H2O (6:1). b Conditions: 2 (10 mol %), rt, [0.1-0.2 M in EtOAc];
NaHCO3, Oxone, MeCN/H2O (6:1).
Following these observations, the RCM/R-ketohydroxy-
lation of other olefinic substrates was studied; these results
are reported in Table 2. When the dienes were treated with
5 mol % of Grubbs’ 2nd generation catalyst 2 in ethyl acetate,
the RCM was complete within 1 h. The reactions were then
diluted with MeCN/H2O and treated with NaHCO3 and
Oxone. The oxidation was rapid (∼10-20 min) and provided
the R-ketohydroxylated products in 42-61% overall yields.
It was observed that the oxidation of unsymmetrical sub-
strates led to a mixture of regioisomers; for example, the
R-ketohydroxylations shown in entries 3 and 8 of Table 2
occur with only 2:1 regioselectivity (major product shown).
As described in entry 8, however, the reaction can proceed
with high diastereoselectivity when a stereocenter is proximal
1
to the olefin (only one diastereomer observed by H NMR
for the major regioisomer). Finally, oxidations of trisubsti-
tuted olefins, such as in entries 5-7 (Table 2), lead
selectively to the corresponding tertiary alcohol-containing
products in 42-53% yields.
Given the success of the tandem RCM/R-ketohydroxyla-
tion sequence, the strategy was expanded to include cross-
metatheses (CM). Initial olefinic reaction partners were
chosen to afford the corresponding CM products in good
yield and E/Z selectivity.11 Screening of the CM conditions
indicated that performing the metathesis in CH2Cl2 with a
(7) For a similar contribution, see: Beligny, S.; Eibauer, S.; Maechling,
S.; Blechert, S. Angew. Chem., Int. Ed. 2006, 45, 1900.
(8) Plietker, B.; Niggemann, M. J. Org. Chem. 2005, 70, 2402.
(9) Plietker, B.; Niggemann, M. Org. Lett. 2003, 5, 3353.
(10) (a) Plietker, B. J. Org. Chem. 2003, 68, 7123. (b) Plietker, B. J.
Org. Chem. 2004, 69, 8287. (c) Plietker, B. Eur. J. Org. Chem. 2005, 1919.
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