Full Paper
spect to aryl/heteroaryl halides, as well as alkenyl bromides.
Varying the substituent at the propargylic position with an
alkyl group led to the formation of only the coupled product
proceed through deprotonation and formation of a contact
[
12c]
ion pair followed by reprotonation.
The use of [D ]1a bear-
5
ing five deuterium atoms on the aromatic ring led to [D ]2a in
5
7
, and no desired cyclization product was observed, possibly
99% yield, in which one of the deuterium atoms moved to the
C-1 position on the five-membered ring (Scheme 4, [Eq. (4)]). In
due to the fact that the allenic intermediate could not be
formed efficiently in this case. The results indicate that the
presence of an aryl substituent at the propargylic position is
crucial for successful transformation.
1
this case, the deuterium incorporation of D decreased to 78%,
possibly due to the benzylic D/H exchange between the cy-
clized product and water in the reaction mixture. Indeed, addi-
To understand the reaction mechanism, various control ex-
periments were carried out. We first investigated the thermal
behavior of the isolated cyano-allene 3a. Heating a solution of
tion of 5.0 equiv D O and 10 mol% DBU to non-deuterated 2a
2
and stirring at 808C for 5 h resulted in an incorporation of deu-
terium at the C1-position on the five-membered ring. The ab-
sence of deuterium at C3 indicates that the subsequent 1,5-H
shift process may not involve a double 1,3-H shift.
3
a in toluene at 808C for 6 h afforded the desired indenoqui-
noline 2a with a lower yield of 83% (compared to the results
shown in Table 1, entry 7). The lower yield for 2a may result
from the instability of 3a. In the presence of 10 mol% DBU,
a similar reaction rate and yield to 2a were observed
To disclose the reaction mechanism for the transformation
[
16]
of 1 to 2 catalyzed by DBU, density functional theory (DFT)
[
17]
studies have been performed with GAUSSIAN09 program
[
18]
(
Scheme 4, [Eq. (1)]), indicating that DBU did not play a role in
using the (U)M06 and the 6-31+G** basis set. Harmonic vi-
bration frequency calculations were carried out under 353.15 K
and the optimized structures are all shown to be either
minima (with no imaginary frequency) or transition states (with
one imaginary frequency). Substrate 1a was used in the calcu-
lation models. For a reaction that the number of molecules of
the reactant and the product are not equal, corrections were
made to the calculated free energies based on “the theory of
[
19]
free volume”, that is, under 353.15 K, for two-to-one (or one-
À1
to-two) reactions, a correction of À3.0 (or 3.0) kcalmol was
made.
As shown in Scheme 5A, the isomerization of substrate 1a
to allene 3a occurs through 1,3-proton transfer assisted by the
À1
DBU catalyst. Over transition state TS-DP1 (14.5 kcalmol ), the
propargyl proton of 1a is abstracted by the nitrogen atom of
the DBU catalyst, leading to the ion pair INT1. In the anion
part of INT1, the negative charges are distributed on the
whole conjugated system, as indicated by the increased nega-
[
20]
tive NPA charges. Interestingly, the alkynyl group in INT1 re-
mains linear, and the bond angle C C C is 176.4 degree, which
a
b c
is close to that of 1a. Subsequently, over a small barrier of
À1
0
.2 kcalmol the protonation of the alkynyl carbon (TS-PT1,
À1
1
1.4 kcalmol ) yields the allene isomer 3a. The isomerization
of 1a to allene 3a is easy, the overall reaction barrier is
4.5 kcal, and the allene isomer is more thermodynamically
Scheme 4. Control experiments.
1
[
21]
À1
stable by 6.7 kcalmol . These results are in good accord-
ance with the experimental observations that the isomerization
can be fulfilled under room temperature within 40 min, and
the allene isomer can be isolated in high yield (98%; see
Table 1, entry 11).
accelerating the cycloaddition reaction. We next performed
isotope-labeling experiments. Treatment of [D ]1a with a deu-
terium labeled at the propargylic position with a catalytic
1
amount of DBU at 808C provided [D ]2a in 94% yield without
1
a significant loss of deuterium, and in which deuterium was lo-
The cyclization of the allene isomer 3a may occur through
a concerted closed-shell pathway (Path-a) or the stepwise
open shell singlet-diradical (SD) pathway (Path-b) yielding the
cated at the C-3 position (Scheme 4, [Eq. (2)]). Reaction of 1a
in a mixed solvent of toluene/CD OD afforded the deuterated
3
À1
product [D ]2a in 67% yield (Scheme 4, [Eq. (3)]). The incorpo-
cyclized intermediate INT3. Path-b is only 0.8 kcalmol lower
2
ration of a deuterium at C-1 might be caused by H/D exchange
of the benzylic proton in cyclized product under basic condi-
tions (see below). The slight deuterium label at C3 indicated
that H/D exchange of the propargylic proton in the substrate
was involved only to a small extent during the isomerization
process. The above results indicate that a fast 1,3-H shift in ini-
tial propargyl–allenyl isomerization process occurs, which may
than Path-a. This small energy difference is consistent with the
[
5i]
former DFT study on enyne–allenes. The diradical pathway
plays a major role. However, these two mechanisms are con-
[
5i]
comitant, especially under higher reaction temperatures. The
cyclization step is the rate-determining step of the whole reac-
tion. The spin density distribution shows that the intermediate
INT2-SD is a typical singlet diradical (Scheme 5B).
Chem. Eur. J. 2015, 21, 18699 – 18705
18702
ꢀ 2015 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim