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Chemistry Letters Vol.33, No.2 (2004)
Self-promoted Aldol Reaction between Aldehyde Having Lewis Base Moiety
and Trimethylsilyl Enolate
Takashi Nakagawa,y;yy Hidehiko Fujisawa,y;yy and Teruaki Mukaiyamaꢀy;yy
yCenter for Basic Research, The Kitasato Institute, 6-15-5 (TCI) Toshima, Kita-ku, Tokyo 114-0003
yyKitasato Institute for Life Sciences, Kitasato University, 5-9-1 Shirokane, Minato-ku, Tokyo 108-8641
(Received October 20, 2003; CL-030986)
Self-promoted aldol reaction between aldehydes having
self-promoted aldol reaction between aldehydes having Lewis
base moieties and TMS enolates.
Lewis base moieties and trimethylsilyl enolates proceeded
smoothly to afford the corresponding aldols in good to high
yields. It is noted that various functionalized aldols can be direct-
ly obtained without protection of functional groups in the above
reaction.
In the first place, aldehyde 2a was generated in situ3 and its
reaction with TMS enolate 1 was tried at ꢁ45 ꢂC in DMF. Ex-
pectedly, 2a did not effectively activate 1 at ꢁ45 ꢂC and the re-
action was very slow whereas the aldol adduct was obtained in
high yield at ꢁ20 ꢂC.4 On the other hand, the aldol reaction pro-
ceeded smoothly at ꢁ45 ꢂC to afford the corresponding aldol in
high yield when tetrabutylammonium salt 2b5 was used instead
of 2a (Scheme 1).
Recently, new Lewis base-catalyzed aldol reactions be-
tween trimethylsilyl (TMS) enolates and aldehydes in a N,N-di-
methylformamide (DMF) solvent were reported from our labora-
tory, which afforded the corresponding aldols in high yields by
using Lewis bases such as lithium diphenylamide, lithium pyrro-
lidone or lithium acetate (AcOLi).1 In addition, an effective aldol
reaction was established in water-containing DMF by using
AcOLi catalyst.2 One of the most characteristic points of this re-
action is that the aldehyde having acidic hydrogen such as car-
boxylic acid smoothly reacted to afford the desired aldol in mod-
erate yield (Eq 1).
OH
O
OSiMe3
OMe
H+
2a
or
2b
OMe
+
DMF, 1 h
CHO
HO2C
1
2a: −45 °C, 29%, −20 °C, 89%
2b: −45 °C, 86%
(1.4 equiv.)
LiO2C
Bu4NO2C
CHO
Lewis Base
Lewis Base
OSiMe3
OH
O
AcOLi (10 mol%)
2b
2a
(1)
RCHO
+
OMe
DMF−H2O
(Volume ratio 50:1)
R
OMe
Scheme 1. Self-promoted aldol reaction between silyl enolate 1 and
aldehydes having carboxylic acid salt moieties.
52%
1
rt, 24 h
−45 °C
(2 equiv.)
Next, the reactions of TMS enolate 1 with aldehydes having
various Lewis base moieties were tried (see Table 1).6 Similarly,
2-formylbenzoic acid salts 2c and 2d reacted smoothly to afford
the corresponding ꢀ-lactones (Entries 1 and 2). When the nucle-
ophilic abilities of anions in aldehydes were higher than that of
carboxylate anion, lithium or sodium salts such as 2e–2h activat-
ed 1 effectively at ꢁ45 ꢂC and the reactions proceeded smoothly
to afford the aldol adducts in high yields (Entries 3–6). The most
characteristic point of the present reaction is that various func-
tionalized aldols having acetamide, sulfonamide and indole moi-
eties were obtained in high yields by one pot reaction without
protecting their functional groups (Entries 4–6).
This aldol reaction can be performed smoothly by using oth-
er TMS enolates. For example, TMS enolates derived from S-
tert-butyl isobutanethioate and acetophenone afforded the corre-
sponding aldols in good to high yields. Moreover, the present re-
action can also be applied to that in water-containing DMF by
using 2b and the desired aldol was obtained in good yield
(Scheme 2).
CO H
2
R=
In order to improve the yield, this reaction was examined
under non-aqueous condition at ꢁ45 ꢂC for 3 h. However, the al-
dol adduct was obtained only in 23 and 35% yields, when 10 and
140 mol % of AcOLi were used, respectively. It was then as-
sumed that the proton transfer from 4-formylbenzoic acid to
AcOLi took place rapidly to let aldehyde 2a behave as Lewis
base (Eq 2). The aldehyde 2a did not effectively activate TMS
enolate 1, which was derived from methyl isobutylate at
ꢁ45 ꢂC because of its low nucleophilic ability compared to that
of AcOLi. The enolate 1 was decomposed by free carboxylic
acids before the aldol reaction and thus the yield of this reaction
lowered under non-aqueous condition at ꢁ45 ꢂC.
AcOLi
(2)
+ AcOH
CHO
HO2C
LiO2C
CHO
2a
Next, the aldol reaction between TMS enolate 1 and an
equivalent molar amount of 2a was planned. It was considered
that the aldehyde 2a having metallated lithium carboxylate
would behave as a Lewis base catalyst and decomposition of 1
would be prevented by using an equivalent molar amount of
2a. From a synthetic point of view, this aldol reaction excels
in affording the corresponding aldol without protecting function-
al groups of various substrates when the metallation is carried
out in situ. In this communication, we would like to report on
The reaction mechanism of the present self-promoted aldol
reaction using aldehydes having Lewis base moiety is assumed
to proceed by a pathway similar to that of previously-reported
Lewis baes-catalyzed aldol reactions.1c Namely, Lewis base
moieties of the substrates and DMF coordinated to silyl enolates
to proceed the reaction via a hexacoodinated hypervalent silicate
to afford lithium aldolate. Subsequent silylation of lithium aldo-
Copyright Ó 2004 The Chemical Society of Japan