of chiral epoxides, which are useful intermediates for the
synthesis of active ingredients and hence represent a com-
mercially important synthesis for the pharmaceutical industry.
Chalcone is epoxidised to (2R,3S)-chalcone epoxide, in the
presence of polyethylene glycol-poly-L-leucine (PLL) as cata-
lyst, hydrogen peroxide extracted from urea-hydrogen peroxide
adducts as oxidant and 1,8-diazabicyclo[5.4.0]undec-7-ene
(DBU) as base. The solvent is mixed tetrahydrofuran (THF)
and acetonitrile (ACN), with a THF:ACN ratio of 2.15.
two tubular reactors for the deprotonation and epoxidation steps
was employed for milligram-scale synthesis. In this work, the
objective is to design a continuous flow system for gram-scale
production. An integrated planar format is adopted, so that the
reactor system will be amenable to scale-out. As diffusional
mixing was previously found to be slow due to the low
diffusivity of PLL, methods for enhancing mixing were
considered. The reaction channel was sized to provide sufficient
residence time and ensure a tight residence time distribution.
Heat management was less crucial in this case, due to the low
adiabatic temperature rise.
Mixing Considerations. The simplest micromixer is the
T-micromixer where two streams are combined at a T-junction
and sufficient residence time is provided downstream of the
junction for complete mixing. Mixing typically occurs by
molecular diffusion only; depending on the diffusivity of the
reactants and the rate of reaction, this may be acceptable.
However, for reactants with very low diffusivity values or with
very fast reactions, the rate of mixing in a T-micromixer may
not be acceptable and needs to be enhanced. Several methods
have been shown to enhance mixing for continuous reaction
systems7-10 including interdigital multilamination, split and
recombine, geometric focussing, and chaotic mixing methods.
As a first step in selecting a suitable mixing device, the
required diffusional mixing times in a T-mixer with a charac-
teristic diffusion length of 100 µm were calculated for both
chalcone and PLL. For chalcone and PLL with typical molecular
diffusivities of 10-9 and 10-11 m2/s, respectively, the diffusional
mixing times were tChalcone ) Ldif2/D )10 s, tPLL ) 1000 s. The
reaction time constants were considered as the half-time of
the reactions. In chalcone epoxidation, two reactions occur: (a)
the poly-L-leucine-catalysed reaction, (b) the background reac-
tion. The initial concentrations of chalcone and peroxide are
CA0 ) 0.0802 mol/L and CB0 ) 0.132 mol/L respectively.
Assuming CA0 ) CB0 ) 0.132 mol/L, we obtain reaction time
constants of 5.1 and 57 min for the catalysed and the
background reactions, respectively. This shows that the cataly-
sed reaction is much faster than the background reaction. The
ratio of diffusional mixing time to reaction time constants for
catalysed and background reactions are: DiffusionPLL/RatePPL-
catalysed ) 3.26, DiffusionChalcone/RateBackground ) 0.00292. Hence,
at a diffusion length scale of 100 µm, the diffusion process is
slower than the catalysed reaction.
The first step of the reaction involves a prereaction equilibria
(deprotonation). The reactive peroxy anion species is formed
from the peroxide by addition of the base. The peroxy anion
adsorbs on the catalyst and in the second step (epoxidation)
reacts with chalcone to provide the epoxide. The competing
background epoxidation occurs in the absence of catalyst, with
chalcone epoxidised to both (2R,3S)-chalcone epoxide and
(2S,3R)-chalcone epoxide, resulting in a racemic product.
The ranges of reactant concentrations used in the kinetic
study to derive the rate equations5 were PLL: 7.94-22.96 g/L,
chalcone: 0.014-0.1788 mol/L, peroxide: 0.034-0.14 mol/L.
The average heat of reaction was found to be -111 kJ/mol.
The rate equations for both the main and competing reactions
at 23.1 °C are shown in eqs 1 and 2, with values of the kinetic
constants: k ) 2.38 × 10-3 L2/g ·mol ·s, KChalcone ) 2.172 L/mol,
KH O ) 1.092 L/mol, kBG ) 2.2 × 10-3 L/mol ·s.5
2
2
For minimal influence of mixing on reaction, the diffusion
time should be significantly smaller than the catalysed reaction
time. At a ratio of diffusion to reaction time constants of 0.01,
the diffusion time required would be 3.1 s, which corresponds
to a characteristic length of 5.5 µm. This is clearly not practical
with a simple T-micromixer; at such low dimensions, the system
is prone to clogging. This means that simple mixing by diffusion
is insufficient and needs to be enhanced by other methods. Of
the various methods for enhancing mixing,7-10 the staggered
RatePLL-Catalysed
)
k[Cat][Chalcone][H2O2]
(1 + KChalcone[Chalcone] + KH O [H2O2])
(1)
(2)
2
2
RateBackground ) kBG[Chalcone][H2O2]
Design Basis. In our previous work,6 the initial batch process
was improved to prevent formation of precipitates and allow
the reaction to be transferred to a continuous flow process.
Following that, a continuous reaction protocol was established,
and several design issues were identified. On the basis of these
findings, a continuous setup comprising two micromixers and
(6) Kee, S. P.; Gavriilidis, A. J. Mol. Catal A: Chem. 2007, 263, 156.
(7) Ehrfeld, W., Hessel, V., Löwe, H. Microreactors: New Technology
for Modern Chemistry: Wiley-VCH: Weinheim, 2000.
(8) Jiang, F.; Drese, K. S.; Hardt, S.; Kupper, M.; Schönfeld, F. AIChE
J. 2004, 50, 2297.
(5) Mathew, S. Internal Project Report: Kinetics of epoxidation of chalcone
to chalcone epoxide using soluble poly-L-leucine catalyst; University
of Hull: Hull, U.K., 2003.
(9) Schönfeld, F.; Hessel, V.; Hofmann, C. Lab Chip 2004, 4, 65.
(10) Stroock, A. D.; Dertinger, S. K. W.; Ajdari, A.; Mezic, I.; Stone, H. A.;
Whitesides, G. M. Science 2002, 295, 647.
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Vol. 13, No. 5, 2009 / Organic Process Research & Development