aldimines 3 (R2 ) H) using either I2 or NIS to give either 5
or 6, respectively, may arise out of the greater bias of I2,
relative to NIS, to activate the imine in 3 to electrophilic
cyclization than it does the alkyne. Rapid and reversible
single electron extraction from 3 by I2 gives 12. Rotamer
12′ then undergoes a concerted cocyclization reaction to give
13. Alternatively, 12 may first convert to the N-iodoiminium
ion 14 and then cocyclize to give 15. Intermediate 14/15
then loses 2 equivalents of HI giving 6. The HI is sequestered
by the K2CO3 present in the reaction mixture (Method B).
The fact that the diphenylimine 3i gave the pyrano indole
5d under both conditions, Methods B and C (Table 2, entries
4 and 5), probably arises from a much reduced capacity of
the activiated imine 12 to achieve the conformation required
for cyclization (12′/14) due to increased steric interference.
Accordingly, in this case, the reaction flux is directed through
Path A, where I2 acts as an electrophile upon the alkyne.
When Method C is employed, the cyclization proceeds
through Path A, irrespective of the nature of R2 (i.e., for
aldimines and other imines). It is proposed that, relative to
iodine, NIS acts more effectively as an electrophilic π-acid
upon the alkyne than it does as an oxidant upon the imine,
directing the reaction flux through Path A. In Path A, 3 is
initally converted into the cationic intermediate 16. Intramo-
lecular attack by the imine in 16 gives 17, which cyclizes
through its canonical form 17′ to give 5. Alternatively, 16
may give 5 through an asynchronous, concerted reaction
process, transition state A.
Although the stepwise cyclization of 16 through 17/17′
could be used to explain both the monocyclization and
cocyclization reactions to give indoles, it does not fully
explain the pattern of results obtained in this work. We were
struck by the fact that, despite numerous attempts, we were
unable to use Methods B or C to convert aldimine 3c to 11
(Table 1, entry 3), or aldmine 3h to 5c (Table 2, entry 3),
yet all other aldimines 3l,m,n,r,s,t,v bearing a tethered
hydroxyl groups (n ) 2 or 3) cyclized quite efficiently to
give 5 (Method C) or 6 (Method B). The reactions involving
3c and 3h (Methods A-C) all gave a complex mixture of
products. We conclude from this that aldimines 3 (R2 ) H)
are generally unstable under the reaction conditions but that
reversible formation of reactive intermediates 12, 14, and
16 does occur at a rate faster than decomposition. In the
presence of an appropriately tethered nucleophile (n > 1),
these intermediates rapidly undergo cocyclization through
concerted transition states A or 12′/14 to give 5 or 6,
respectively. In both cases (A and 12′/14), the nucleophile
assists cyclization by providing a lower energy pathway to
cocyclization than a stepwise process. In the case of A, this
may be further assisted by the direct development of
aromaticity in the transition state (indole formation) relative
to the transition state leading to the azafulvene intermediate
17.
Transition states A and 12′/14 are not available to 3c
because it lacks a nucleophile. In the case of 3h, transition
state A (n ) 1) is disfavored by Baldwin’s rules as it involves
a 5-endotrigonal cyclization.8 The 6- and 7-endotrigonal
cyclizations that attend the cocyclization of 3l,m,n,r,s,t,v
through transistion state A (n ) 2 or 3) are all favored under
Baldwin’s rule. The ring strain in the transition state of 12′/
14 (n ) 1) going to 13/15 prevents conversion of 3h to a
quinoline 6.
More highly substituted imines (R2/3 * H) are sufficiently
stable to the reaction conditions such that cyclization of 16
to form 17 can occur. Traping of 17/17′ by reaction with
water or an internal nucleophile then gives 11 or 5 (e.g.,
Table 1 entries 4-7 and Table 2 entries 1-2, respectively).
If 17/17′ had formed in the case of the aldimines 3 (R2 )
H) then cyclization of 3h would be expected to proceed at
least as efficiently as the other hydroxyl-containing aldimines
3 (n ) 2 or 3).
In summary, a concise, convergent protocol combining
o-iodoanilines 7, ketones (or aldehydes) 8 and alkynes 10
has been devised that provides for ready access to N-(o-
alkynylphenyl)imines 3, which can be cyclized to give either
ring-fused indoles 5 or quinolines 6 (8 is an aldehyde)
through divergent iodonium induced reaction cascades (Path
A and B, Scheme 2). Formation of 6 most likely involves a
concerted cocyclization process (12′/14), whereas formation
of 5 may be stepwise (17/17′) or concerted (A) depending
on the nature of the nucleophile.
Acknowledgment. We gratefully acknowledge financial
support from the Australian Research Council (LP0562615)
and Bionomics Ltd.
Supporting Information Available: General experimental
procedures and all spectral data for the isolated starting
materials and final products. This material is available free
OL800202U
(8) (a) Baldwin, J. E. J. Chem. Soc., Chem. Commun. 1976, 734. (b)
Baldwin, J. E.; Cutting, J.; Dupont, W.; Kruse, L.; Silberman, L.; Thomas,
R. C. J. Chem. Soc., Chem. Commun. 1976, 736.
1970
Org. Lett., Vol. 10, No. 10, 2008