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L. Ren et al. / Tetrahedron: Asymmetry 24 (2013) 249–253
long as Novozyme 435 was filtered out. The existence of sodium
octanoate and sodium bicarbonate merely raised the azeotropic
temperatures by 5–8 °C, meaning that an ee >99% and an
ee = 98.5% were obtained for (R)-2-pentanol and (R)-2-octanol,
respectively, which were equal to the ee values of their corre-
sponding esters (Table 1). Due to the superabundant water in the
hydrolyzates, the azeotropic distillations were immediately ended
when the organic layer of the distillates stopped expanding. We
found that no alcohol was omitted in the distillation residues
and that the final yields of (R)-2-pentanol and (R)-2-octanol were
both over 90%. Moreover, their purities were almost 100%, because
octanoic acid, which was the impurity of the distillates in step 2,
was completely converted into sodium octanoate before the azeo-
tropic distillation, which has a high boiling point. The distillation
residue of this step was a solution of sodium octanoate with a
small amount of sodium bicarbonate. As a type of valuable bio-
chemical, the purified sodium octanoate could be easily obtained
by drying and recrystallization. Alternatively, all of the used octa-
noic acid could precipitate out from the distillation residue by add-
ing hydrochloric acid, then, it could be reused as the acylating
agent for the resolution–separation process. Both methods ensure
no harmful emission to the environment during the whole process.
in n-hexane at 40 °C for 45 min, followed by GC analysis using a
capillary column Agilent DB-1 (30 m ꢁ 0.25 mm ꢁ 0.25 m).
l
2-Pentanol: oven temperature: 110 °C for 1 min and ramp
10 °C/min to 190 °C, followed by 190 °C for 1 min and ramp
1 °C/min to 215 °C; tr(S) = 10.8 min, tr(R) = 11.1 min. 2-Octanol:
oven temperature: 110 °C for 1 min and ramp 15 °C/min to
210 °C, followed by 210 °C for 1 min and ramp 1 °C/min to
225 °C; tr(S) = 12.4 min, tr(R) = 13.1 min. The enantiomeric ex-
cesses of the enantiomerically enriched esters were analyzed by
GC using the capillary column Varian CP-chirasil-Dex CB
(25 m ꢁ 0.25 mm ꢁ 0.25
lm). Oven temperature: 60 °C for 1 min
and ramp 3 °C/min to 200 °C.
4.3. General procedure for the green resolution–separation
process
4.3.1. Enzymatic kinetic resolution of secondary alcohols
(step 1)
Racemic 2-pentanol or 2-octanol (36 mmol), fatty acid
(54 mmol), and 4 Å molecular sieves (6.0 g) were added to a conical
flask with a stopper. The reaction was started by the addition of
Novozyme 435 (0.18 g). Samples (15 lL) were withdrawn at regu-
lar intervals, diluted with n-hexane (0.5 mL) and analyzed as de-
scribed above.
3. Conclusion
Both enantiomers of 2-pentanol and 2-octanol were obtained in
high purity and yield without using or generating any hazardous or
toxic substances while the requirement for energy was reduced by
avoiding a longstanding vacuum both in the resolution and the
separation procedures. We have demonstrated that this approach
can also be applied to the resolutions of other aliphatic secondary
alcohols, such as 2-hexanol, 2-heptanol, 3-methy-2-butanol,
4-methy-2-pentanol, 3-hexanol, and so on, in our later work. The
simplicity, green properties, and scalability of this efficient resolu-
tion–separation process give it great potential for industrial appli-
cations. Novozyme 435 can duplicate the esterification more than
eight times, but it takes more time to completely hydrolyze the es-
ters with the increase of reuse. This is because of the leaching of
the lipase; the reusability of the immobilized lipase in an aqueous
media needs to be enhanced in further work.
4.3.2. Separation of (S)-enantiomers via azeotropic distillation
(step 2)
The esterification reaction was stopped at approximately 50%
conversion of the alcohol by filtering out the lipase and molecular
sieves. The filtrate and a certain amount of deionized water were
added to a 50 mL round bottom flask. Under lab conditions, the
azeotropic distillation was carried out with ordinary distillation
apparatus. With sufficient stirring, the temperature of the vapor
at the outlet was heated to 92.0 °C for 2-pentanol or 98.0 °C for
2-octanol. When the distillates went through the condenser, it
changed into two layers automatically and only the layer of
2-pentanol needed to be dried by 4 Å molecular sieves.
4.3.3. Lipase-catalyzed hydrolysis of esters (step 3)
The distillation residue of step 2 was mixed with a solution of
sodium bicarbonate (0.60 mol/L, 90 ml) at 37 °C for 30 min. The
hydrolysis of the enantiomerically enriched ester was started by
the addition of Novozyme 435 (0.3 g). Samples (0.5 mL) were with-
drawn at regular intervals, extracted with n-hexane (1.5 mL) and
analyzed as described above.
4. Experimental
4.1. Enzyme and chemicals
Novozyme 435Ò was purchased from Novozymes Co. (Den-
mark). The 4 Å molecular sieves and n-hexane (HPLC grade) were
purchased from Sinopharm (China). Other chemicals were all pur-
chased from Sigma–Aldrich or TCI. Deionized water was used. The
logP-values were calculated using Chemdraw Ultra 7.0 software
(Cambridgesoft Corp., Cambridge).
4.3.4. Separation of the (R)-enantiomers via azeotropic
distillation (step 4)
The hydrolysis reaction was stopped at 100% conversion by fil-
tering out the lipase. The hydrolyzate was directly added to a
250 mL round bottom flask. Other conditions were the same as
for the separation of (S)-enantiomers, but the azeotropic tempera-
tures were increased by approximately 5–8 °C.
4.2. Analytical methods
1H NMR spectra were recorded on a Bruker AV-300 instrument
operating at a frequency of 300 MHz. All chemical shifts (d) are
quoted in parts per million (ppm) and reported relative to an inter-
nal tetramethylsilane (br = broad signal). Optical rotations were
determined on a Jasco P-1020 Polarimeter at room temperature
using a cell of 1 dm length and k = 589 nm. The course of reactions
and the purity of the products were monitored by GC analysis,
performed on an Agilent 6890, FID detection, using the capil-
4.3.5. (S)-2-Pentanol and (R)-2-pentanol
(S)-2-Pentanol (16.4 mmol, 92.1% yield, 98.6% purity):
½
a 2D8:2
ꢂ
¼ þ18:0 (c 0.97, CHCl3) for 98.6% ee. (R)-2-Pentanol
(16.3 mmol, 91.6% yield, >99% purity): ½a D28:0
¼ ꢀ20:1 (c 0.97,
ꢂ
CHCl3) for > 99% ee; 1H NMR (CDCl3): d 0.92 (3H, t, J = 6.0), 1.17
(3H, d, J = 6.2), 1.31–1.48 (4H, br), 2.34 (1H, d, J = 2.6), 3.78 (1H, m).
4.3.6. (S)-2-Octanol and (R)-2-octanol
lary column Agilent DB-225 (30 m ꢁ 0.32 mm ꢁ 0.25
lm). Oven
(S)-2-Octanol (16.6 mmol, 93.2% yield, 98.4% purity):
temperature: 60 °C for 1 min and ramp 10 °C/min to 210 °C. The
enantiomeric excesses of the secondary alcohols were measured
by derivatization with (R)-1-phenylethyl isocyanate (ee >99.5%)
½
a 2D8:3
ꢂ
¼ þ10:4 (c 0.98, CHCl3) for 98.2% ee. (R)-2-Octanol
(17.0 mmol, 94.4% yield, >99% purity): ½a D28:3
¼ ꢀ12:3 (c 0.98,
ꢂ