Angewandte
Chemie
wavelength d–d band,[3] blue-shifted relative to the character-
istic position of LMCT bands in unstrained ferrocenium ions.
The variation in color of CH2Cl2 solutions from orange for 3,
to unexpected red-brown for [1]ferrocenophanium ion in 4,
and to green or blue for the acyclic ferrocenium derivatives 5
(R = H) and 9, respectively, can be seen in Figure 2b.
The LMCT band at 620 nm in the spectrum of the
ferrocenium ion is assigned to a transition from the e1u
p
orbitals of the Cp ligands to the hole in the metal-based e2g
level, and its intensity is attributed to the charge-transfer
nature of the transition. Subsequent bands are vibronic d–d
transitions; hence, they are of lower intensity. In the lower-
symmetry metallocenophanium structure of 4, d–d transitions
become dipole-allowed, and as observed, are of greater
intensity. The other effect on the electronic absorption
spectrum on bending the Cp rings from a parallel config-
uration is the perturbation of the d levels.[15]
The shift in the first band is reflected in the differences
between the photoelectron (PE) spectra of ferrocene and
10.[16] A PE spectrum maps selected ion states of the
molecular cation: the onset of the first band corresponds to
the ground state of the cation and subsequent bands
correspond to excited states where the hole has been filled
by promotion of an electron from one of the occupied
molecular orbitals. Thus, the separation of the first adiabatic
ionization energy and the e1u band of the PE spectrum of
ferrocene should correspond in energy to the e1u to e2g
transition discussed above. For ferrocene, the band separation
is 2.07 eV, which is roughly equivalent to 600 nm.[17] For 10,
the separation of the bands increases to 2.39 eV (correspond-
ing to 520 nm) in the region of the broad shoulder exhibited
by 4.[16] The PE spectrum of 3 has not been measured, but that
of the methyl-substituted analogue (11) has a band separation
of 2.1 eV (corresponding to 590 nm), showing a similar blue
shift from the band position in the ferrocenium ion. The PE
spectra indicate that the differences between the electronic
absorption spectra of 4 and unbridged ferrocenium ions (e.g.,
9) are primarily due to the increase in energy of the metal d
orbitals on bending, rather than a perturbation of the Cp
p levels.
Time-dependent density functional theory (TD-DFT)
calculations were used to investigate the nature of the
unexpected electronic absorption spectrum obtained for 4.
The less computationally demanding dimethylsila[1]ferroce-
nophane (10) and the corresponding dimethylsila[1]ferroce-
nophanium (12), which do not contain ring substituents
besides the ansa bridge, were chosen for the calculations. The
DFT-optimized structure for 10 (C2v) is in excellent agree-
ment with the X-ray crystal structure with a weighted root-
mean-square deviation (RMSD) calculated for all heavy
atoms of only 0.0517 ꢁ.[15] The structure of 12 was optimized
without symmetry constraints as the C1 structure was found to
be 10 kJmolÀ1 more stable than the C2v structure. The
calculated structures show the same trends upon oxidation
as the X-ray structures of 3 and 4 (see the Supporting
Information, Table 1).
Figure 3. a) Overlay of the best fit of the simulated spectrum (b)
with the experimental electronic absorption spectrum (c; [10]=
7.8 mm in hexanes). The fit was optimized using a scaling factor of
0.996 for the calculated transition energies. b) Plot of the calculated
electronic absorption intensity vs. wavelength for the C1 structure of 12
(b: simulated, c: experimental 4). Several minor transitions have
been combined. The calculated wavelengths have been corrected by
+32 nm to provide the best fit with experiment (in CHCl3). MO
contributions to bands A–E are presented in the Supporting
Information.
tronic absorption spectra for the ferrocenophanium ion 12
with the experimental electronic absorption spectrum of 4.
Both calculations give excellent qualitative and quantitative
fits with experiment. Minor transitions to four excited states
in the calculated structure of 12 were combined to reproduce
the UV/Vis spectrum of 4. If we compare the energy of the
b LUMO in [FeCp2]+ with that of 12, it increases by 0.87 eV
whereas the energy of the highest occupied Cp p level only
changes by 0.1 eV (see the Supporting Information). This
confirms that the main origin of the blue shift is the
perturbation on bending of the Fe d orbitals.[19]
In summary the first strained [1]ferrocenophanium ion
was successfully isolated as a [SbF6]À salt (4) by one-electron
oxidation of sila[1]ferrocenophane 3. Both the considerable
structural changes and the unexpected electronic absorption
spectrum of 4 were reproduced by TD-DFT calculations.
Consistent with the presence of additional ring strain, and in
contrast to the 18-electron precursor 3, ferrocenophanium 4
undergoes both hydrolysis and methanolysis at 258C. Under
thermal ROP conditions, a ring-opening reaction of 4 occurs,
Figure 3a shows an overlay of the experimental and
simulated absorption spectra of 10 (Gaussian03 B3LYP/6-
31 + G(d)), while Figure 3b compares the calculated elec-
Angew. Chem. Int. Ed. 2009, 48, 4961 –4964
ꢀ 2009 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim