Journal of the American Chemical Society
Article
(Figure 5A). Path A involves the dissociation of a chloride
anion to form the ion-pair Int-II followed by its recombination
via nucleometalation (TS2) of the π-alkyne complex. Path B
proceeds via a cis-trans isomerization to form the intermediate
Int-I′ followed by an intramolecular [1,5]-Cl shift. The energy
profiles of these pathways were computed at the M0683
/SDD84 -6-311+G(d,p)/SMD(CH2Cl2)85 //B3LYP-D3-
(BJ)86−88 /SDD-6-31G(d)/SMD(CH2Cl2) level of theory
(Figure 5B).
In Path A, the Cl− ion dissociation from Int-I to form the
ion pair Int-II is endergonic by 7.6 kcal/mol. The resulting π-
alkyne complex with the cationic Ru center is highly reactive
toward anti-nucleometalation with the Cl− ion.89 The
nucleometalation transition state TS2 requires an activation
free energy of 10.9 kcal/mol with respect to Int-I and leads
directly to the ruthenabenzene (2d). Path B involves a cis-trans
isomerization to place one of the chloride ligands trans to the
alkylidene to form Int-I′ (ΔGsol = 5.0 kcal/mol). The trans
effect of the alkylidene weakens the Ru−Cl bond in Int-I′ (the
Ru−Cl bond distance is 2.47 Å compared to 2.44 Å in Int-I)
and promotes the subsequent [1,5]-Cl shift to form 2d.
Because the potential energy surface of the [1,5]-Cl shift is
nearly flat in the transition state region (see SI for details), the
transition state (TS1) could not be located using Gaussian
after multiple attempts. Therefore, we applied the growing
string method (GSM)90−95 to locate this transition state
structure and calculate the activation barrier. The GSM
calculations indicate the [1,5]-Cl shift is a concerted process
via TS1, with relatively long bond lengths of the cleaving Ru−
Cl bond and the forming C−Cl bond (4.02 and 3.29 Å,
respectively). The activation energy (ΔE‡sol) of TS1 is 24.2
kcal/mol with respect to Int-I, which is 13.8 kcal/mol higher
Figure 7. Possible catalytic cycles. Computed activation free energies
(in toluene) of reversion of precatalyst 2a to alkyne-chelated
alkylidene I-1a (TS3), initiation by [2 + 2] cycloaddition of I-1a
with diene (TS4), and initiation by [2 + 2] cycloaddition of 2a with
diene (TS5). All Gibbs free energies are in kcal/mol with respect to
2a.
zene-based precatalysts, the reactivities of 2a, 2n, and 2r were
compared with G-I and G-II at 45 °C in RCM of 3a to
generate 4a (Figure 6B). Because the ruthenium alkylidene
moiety is a part of an aromatic system and in a more sterically
congested environment, these ruthenabenzene-based precata-
lysts showed much lower reaction rates than G-I and G-II.
Thus, while complete conversion was achieved within few
minutes by G-I and G-II catalyst, roughly, 45, 17, and 12%
conversions were achieved by precatalysts 2a, 2n, and 2r
respectively after 1 h. It is interesting to note that a sterically
less hindered methyl group-containing precatalyst 2n turned
out to be slightly less active in comparison to 2a with a butyl
substituent. RCM of 3a could be promoted effectively with
lower catalyst loading (2 mol %), but it took longer time.
Precatalyst 2a also demonstrated an effective cross metathesis
reaction involving allyl benzene and (Z)-but-2-ene-1,4-diyl
diacetate (see SI, page S-32).
The catalytic activity for the most active precatalyst was also
tested for other processes (Figure 6C). The ring-rearrange-
ment metathesis of cyclopentenyl derivative 3b with catalyst 2a
provided cyclohexenyl derivative 4b in 84% yield with 10:1 dr,
which is nearly the same result as with G-II (89% yield, > 10:1
dr).101 A nonmetathetic catalytic activity of 2a was also
examined for the hydroboration102,103 of 5-decyne 3c, which
provided E-alkenyl boronate 4c in 69% yield while G-II was
found to be nearly unreactive for this transformation. The
catalytic activity of 2a was also examined for the hydrosilylative
cyclization104,105 of 1,6-enyne 3d in comparison with G-I and
G-II (Figure 6C). Under identical conditions, these catalysts
showed significant difference in forming products 4d and 4d′.
While precatalyst 2a exclusively provided hydrosilylation/
cyclization product 4d in 68% yield, G-I and G-II generated
enyne metathesis product 4d′ as the predominant product.
Precatalyst 2a was found to be recoverable,106−108 and its
than that of TS2 (ΔE‡ = 10.4 kcal/mol). These computa-
sol
tional results suggest that Path A involving the stepwise
chloride anion dissociation and nucleometalation is the most
favorable pathway to form the ruthenabenzene.
Catalytic Activity of Ruthenabenzenes. The catalytic
activity of ruthenabenzenes was examined by using a standard
substrate 3a for RCM reaction to generate 4a (Figure 6A). The
relative reactivities of ruthenabenzenes containing different
substituents on the carbenic carbons (C1−Ru−C5) and the
fused ring were compared. DFT calculations revealed that
these ruthenabenzenes are in fact precatalysts, which release
small amounts of active alkyne-chelated ruthenium alkylidene
species that catalyze the RCM reaction (Figure 7). Since most
of these complexes show only latent catalytic behaviors,96−100
the reactions were performed in toluene-d8 at 70 °C. From
their reaction profiles, it is evident that the sterically less
hindered oxygen-containing ruthenadihydroisobenzofurans are
more reactive than NTs-containing ruthenaindolines and
ruthenaisoindolines; for example, 2a (97% conv. at 70 min)
and 2o (99% conv. at 18.3 h) are more reactive than 2d (36%
conv. at 45 h) and 2i (30.5% conv. at 42.5 h).
Ruthenabenzenes containing an alkyl group at C1 are more
reactive than the corresponding phenyl-containing complexes;
a butyl-containing 2a is more reactive than a phenyl-containing
2o. Also, NHC and PCy3 ligands have a significant impact on
the catalytic activity; 2o with NHC (99% conv. at 18.3 h) is
more reactive than 2o-I with PCy3 (81% conv. at 43.5 h). As
expected, chelated complex 2f showed a slower initial rate than
nonchelated congener 2d but gave a higher conversion (56%
vs 36% at 45.0 h) probably because of its higher longevity.
After identifying the general reactivity trend of ruthenaben-
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J. Am. Chem. Soc. 2021, 143, 7490−7500