Total Synthesis of Enantiopure Phalarine
A R T I C L E S
Thus, the synthesis in the optically defined series led from
14 to optically pure intermediates 44 through 47, which were
characterized in a fashion that also included their optical
rotations. In the last step of the linkage exercise, compound 47
was converted to (-)-phalarine, which was now substantially
enantiomerically pure. The optical rotation of the fully synthetic
phalarine obtained was -84° (c 0.24, MeOH), whereas the
optical rotation of natural phalarine has been reported to be -92°
(c 0.0075, MeOH).1 Thus, it was clear that by chance we had
synthesized nature’s phalarine. The small discrepancy in the
value of the levorotary direction caused us no concern for several
reasons. As early as the stage of compound 14, it was possible
to resolve the two enantiomers from the racemate synthetic
program by HPLC.20 Correspondingly, the fully synthetic
version of 14 obtained in this work showed only one of the
two peaks associated with the previously synthesized racemate.19
Therefore, we concluded that the synthetic material was
substantially enantiopure at the stage of 14.45 Moreover, under
suitable HPLC conditions, it was possible to distinguish the
antipodes of the previously synthesized rac-phalarine. Therefore,
the substantially single peak46 exhibited by the totally synthetic
(-)-phalarine prepared in the manner described above confirmed
its very high optical purity.47 In short, we now know that the
total synthesis of substantially optically pure (-)-phalarine has
been accomplished and are confident about the rotations quoted
above.
Figure 1. ORTEP diagram for compound 41.
Of course, the highly diastereoselective nature of the trans-
formation of 39 to 41 was extremely gratifying and provided
the basis for the synthesis of enantiomerically defined phalarine
(see below). It is of interest to conjecture about the origin of
the powerful diastereoselectivity in the cyclization step. This is
not a simple matter, in view of the fact that the mechanistic
ambiguity regarding the nature of the cyclization remains (see
Scheme 3). In one view, the stereochemistry of 41 is determined
by a cyclization event at C3 (the ꢀ-carbon of the indole). The
configurational information at C3 is transferred to C2 by
suprafacial WMR, which then ultimately relays its stereochem-
ical information to C3 by cyclization of the resident phenol
group (40a). However, if Pictet-Spengler reaction occurs at
C2, the stereochemistry at that center (i.e., the R-carbon of the
indole) is defined initially through the iminium-C2 cyclization
event and only subsequently at C3 through the attack by the
phenolic linkage (see 40b). Until this issue is fully explicated,
a satisfying rationalization of the basis of the face selectivity
of the Pictet-Spengler reaction cannot be offered. A further
complication at the level of interpretation arises from the
possibilities of kinetic or thermodynamic control in each of the
two cyclization modes (see 40a and 40b).
Conclusion
In summary, it would seem that as predicted above, the total
synthesis of (-)-phalarine and the assignment of its absolute
configuration has provided significant learning opportunities.
While not all of the subtle mechanistic issues have been fully
clarified, the work as it stands provides some significant insights
into the chemistry of spiroindolenines and, more broadly, their
intermediacy in apparent Pictet-Spengler reactions of 2-sub-
stituted indoles. This question has not previously been addressed
in detail. In the case at hand, the 2-substituted indole contained
an aromatic structure wherein the pendant phenolic hydroxyl
group could capture the transient cationic species at C3, thereby
establishing the propeller-like display of phalarine.
Globally, the chirality inherent in L-tryptophan was transferred
to phalarine in a traceless fashion, since the asymmetry initially
present within the tryptophan could be discerned in the ultimate
phalarine product only in a legacy sense. It is important to
emphasize that our mission was accomplished by gathering
insights from the toils of the true pioneers of indole alkaloid
chemistry and fashioning productive experiments from that
corpus of hard-won knowledge.12-18,26
With the stereochemical assignment of 41 secure,42 we
directed our attention to completing the total synthesis of
enantiopure phalarine, parenthetically allowing for the deter-
mination of its absolute configuration. Indeed, we were able to
connect with an established intermediate in our earlier total
synthesis of racemic phalarine19 by excision of the carboxyl
group and its replacement by a hydrogen atom. Thus, ester
saponification provided 42, which was induced to decarboxylate
as shown, providing N-benzyl derivative 43 (Scheme 8).43 The
method used here was achieved only after significant optimiza-
tion efforts for what proved to be a challenging decarboxylation
step.44 Debenzylation followed by reductive methylation pro-
vided the junction compound 14 in good yield. Since in the
racemic series this compound had been converted to racemic
1,19 a clear route to enantiopure phalarine was now in hand. It
was only necessary to conduct the same steps as had been used
in the substantially enantiopure series. This was in fact ac-
complished as shown.
Acknowledgment. This work was supported by the National
Institutes of Health (Grant HL25848 to S.J.D.). We acknowledge
Dr. Lori Gavrin, Dr. John McKew, Dr. John Ellingboe, Dr. Walt
Massefski, and Dr. Oliver McConnell at PGRD for supporting the
NMR-based efforts to assign the relative stereochemistry of 41.
(42) Enantiodiscriminating HPLC data supporting the enantiospecific
formation of 41 and ent-41 from 39 and ent-39, respectively, are
included in the Supporting Information. These data also eliminated
any concern about a loss of optical purity during the Suzuki coupling
to forge compound 37.
(45) It should be noted that we also verified complete optical purity at the
stage of compound 39.
(46) We would conservatively estimate the optical purity of our synthetic
phalarine as 98%.
(47) Attempts to evaluate the reversibility of the late steps in the synthesis
were undertaken. The thought was to subject the final optically pure
phalarine to treatment with CSA in order to determine whether it would
undergo racemization. However, in the event, this type of treatment
resulted in major decomposition of phalarine, no doubt resulting from
the instability of gramine side chains toward acidic agents.
(43) Boto, A.; Herna´ndez, R.; Sua´rez, E. J. Org. Chem. 2000, 65, 4930–
4937.
(44) Several variants of free-radical-based decarboxylations were attempted.
The more successful varieties are described in the Supporting
Information.
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J. AM. CHEM. SOC. VOL. 132, NO. 24, 2010 8511