Communications
doi.org/10.1002/ejoc.202100143
the corresponding cyclization products were not obtained. Not
A plausible reaction mechanism is shown in Figure 3c. First,
CpERhIII acetate E, generated from [CpERhCl2]2 and Cu(OAc)2,
reacts with 2a to form five-membered rhodacycle C [rhoda(III)
oxazolidine] via carboxylic acid-directed NÀ H bond cleavage.
Subsequent alkene insertion gives seven-membered rhodacycle
D.[16] β-Hydrogen elimination affords rhodium(III) hydride F and
reductive elimination affords enamine G (path A). Protonation
of the enamine moiety with the carboxylic acid affords
zwitterionic intermediate H and the subsequent oxycyclization
affords syn-product 3a.[17,18] Reductive elimination of D would
afford oxazinoisoindole-3,6-dione 6a (path B), but 6a was not
generated at all. Alternatively, cleavage of the vinylic CÀ H bond
affords azarhodacycle I.[19] The subsequent reductive elimination
can also afford the same enamine intermediate G along with
CpERhI complex J, which is oxidized to regenerate CpERhIII
complex E (path C).
To identify the possible reaction pathways and structures,
we performed density functional theory (DFT) calculations using
a model substrate and catalyst, (R)-2a and CpE(CO2Me)Rh(OAc)2,
respectively (Figure 4, paths A–C). A carboxylic acid on (R)-2a is
deprotonated by the rhodium catalyst to form the initial
complex IM1a with an energy gain of 6.7 kcalmolÀ 1. The
formation of a five-membered rhodacycle by an additional
coordination of the lone pair on the nitrogen atom of the
amide moiety (RhÀ N=2.23 Å, RhÀ O=2.05 Å) stabilizes this
complex. Subsequently, chelation-assistance of the carboxyl
group allows NÀ H bond cleavage to give more compact five-
membered rhodacycle IM2a [rhoda(III)oxazolidine, RhÀ N=
2.16 Å, RhÀ O=2.04 Å] than IM1a without large endothermicity
(only 1.2 kcalmolÀ 1 unstable from RT1). Intramolecular insertion
of the alkene unit (IM3a to IM4a, path A) proceeds smoothly
with an activation energy of 8.7 kcalmolÀ 1 and a large energy
gain of 16.9 kcalmolÀ 1, probably due to the strain release from
the five-membered compact rhodacycle to the seven-mem-
bered one. On the other hand, the CÀ H bond cleavage of the
alkene unit (IM3c to IM4c, path C) requires extremely high
activation energy (37.2 kcalmolÀ 1) and the thus generated
rhodacycle IM4c is unstable (ΔG=13.7 kcalmolÀ 1). This is
because this configuration (six-membered rhodacycle) involves
a large steric hindrance around rhodium(III) atom. The low
activation energy (4.1 kcalmolÀ 1) is calculated for β-hydrogen
elimination (IM5a to IM6a, path A), despite an energy loss of
19.1 kcalmolÀ 1 for conformation change by the free rotation of
the CÀ C bond (IM4a to IM5a). However, reductive elimination
from seven-membered rhodacycle (IM5b to IM6b, path B)
requires the highest activation energy of 59.3 kcalmolÀ 1 and is
thermodynamically unfavorable. Therefore, path A is considered
to be the most favorable pathway.
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only α-amino acid derivatives but also 2-aminobenzoic acid
derivative 2m could participate in this annulation to give 1,1-
oxyamination product 3m, although the yield was low (Fig-
ure 2b). Finally, the oxidative annulation of 2i could be
conducted in a preparative-scale (1.0 mmol) to give 3i in 37%
yield, which is comparable to that on a small scale (Figure 2c).
To investigate whether the present intramolecular 1,1-
oxyamination involves the aza-Wacker process, the reaction of
phenylglycine methyl ester derivative 4a was examined (Fig-
ure 3a). No conversion of 4a was observed under the optimized
conditions, and thus this reaction may involve five-membered
rhodacycle C, generated through carboxylic acid-directed NÀ H
bond cleavage. Additionally, the reaction of 2a was conducted
in the presence of an external deuterium source (AcOD) to give
deuterated product D-3a with high deuterium content of 89%
(Figure 3b). Therefore, this reaction may involve protonation in
the vinyl group.
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Furthermore, for the identification of the role of directing
groups, DFT calculations using methyl ester (R)-4a instead of
carboxylic acid (R)-2a (Figure 4, path D) were conducted. Under
neutral conditions, weak coordination of lone pair on the
nitrogen atom to rhodium(III) (RhÀ N=2.42 Å) results in the
endothermic formation of IM1d with a large energy loss of
9.5 kcalmolÀ 1 from RT2. The sequential deprotonation of NÀ H
bond to form RhÀ N bond (2.17 Å) also fails to produce the
energy gain (ΔGtotal =12.3 kcalmolÀ 1), whereas the latter proc-
Figure 3. Experimental mechanistic studies.
Eur. J. Org. Chem. 2021, 1891–1895
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