Organic Letters
Letter
desired product 2a (entry 6). In some cases, a small amount of
the potential side product lactone 2a′ was observed. With
these encouraging results, we further tested different esters
1ab−ad and acid 1ae, aiming to improve the enantiocontrol.
To our delight, along with the bulkiness of ester moiety
increasing, the enantioselectivity of 2a is enhanced as well
(entries 7−10). For tert-butyl substrate 1ad, both the yield and
ee of 2a reached an excellent level (96% yield and 94% ee,
entry 9). In comparison with L2, DTBM-SegPhos yielded
inferior enantiocontrol (entry 11 vs 9).14b For the detailed
screening of solvents, temperature, and pressure, see the
Scheme 1. Asymmetric Synthesis of Chiral Lactams via
Reductive Amination of Keto Acids/Esters
With optimal reaction conditions in hand (entry 9, Table 1),
a wide range of aryl-substituted γ-keto esters were prepared
Table 1. Optimization of Reaction Conditions
In contrast, a cascade process combining reductive
amination and subsequent cyclization is highly desirable,
whereas limited progress has been achieved (Scheme 1b).
Xiao, Sakai, and other groups had studied the catalytic
conversion of levulinic acid or its derivatives with various
amines to yield racemic N-substituted pyrrolidinones.11 To
date, the only asymmetric cascade cyclization was recently
realized by an enzymatic strategy with a limited scope (Scheme
1b).12 Despite this progress, the enantioselective and control-
lable construction of NH lactams with different ring sizes or
patterns from simple and easily accessed substrates remains
challenging and rewarding.
Herein we report a Ru-catalyzed asymmetric reductive
amination (ARA) and cyclization cascade capable of furnishing
enantioenriched lactams of a five-, six-, or seven-membered
ring in generally high yield and with high enantioselectivities
(Scheme 1c). The easy access to substrates and the utilization
of ammonium salts as amine sources as well as H2 as a
reductant offer a straightforward and practical route to obtain
NH lactams.
a
b
c
entry substrate
[Ru]
yield (%) ee (%)
1
2
3
4
5
6
7
8
1aa
1aa
1aa
1aa
1aa
1aa
1ab
1ac
1ad
1ae
1ad
RuCl2(S)BINAP(DMF)n
Ru(OAc)2(S)-BINAP
Ru(OAc)2(S)-SegPhos
Ru(OAc)2(R)-MeO-BIPHEP
Ru(OAc)2(L1)
Ru(OAc)2(L2)
Ru(OAc)2(L2)
Ru(OAc)2(L2)
Ru(OAc)2(L2)
75
90
94
90
94
95
95
96
96
91
93
10
16
5
15
14
77
83
88
94
38
89
9
10
11
Ru(OAc)2(L2)
Ru(OAc)2(R)-DTBM-SegPhps
a
Reaction conditions: 1 (0.2 mmol), NH4OAc (0.4 mmol), [Ru] (1
mol %), TFE (0.4 mL), H2 (50 bar), 90 °C, 24 h. TFE = 2,2,2-
trifluoroethanol. Isolated yield. Determined by HPLC using chiral
b
c
columns.
The direct ARA of ketones with NH3 or its surrogates in the
presence of a H2 atmosphere has recently attracted attention
because it offers a straightforward and practical route to
synthetic valuable chiral primary amines.13 Very recently,
Schaub14a and our group14b independently realized the Ru-
catalyzed ARA of simple aryl ketones with either NH3 or
ammonium salts as the amine source and H2 as the reducing
agent, providing an efficient and practical way to synthesize
chiral primary benzylamines. Inspired by these precedents and
continuing our interest in ARA,15 we envisaged that the
strategy might be applicable to γ-keto acids/esters, thus
furnishing chiral NH lactams of different ring sizes via the
ARA/cyclization cascade. To test our idea, we choose aryl-
substituted γ-keto esters and acid 1 for condition screening.
First, we evaluated the performance of various combinations of
ruthenium precatalysts and chiral diphosphine ligands in the
reaction of 1aa and NH4OAc under 50 atm of H2. The
Ru(OAc)2 complex provided slightly better enantiocontrol
compared with the RuCl2 complex (entry 2 vs 1). Whereas
SegPhos, MeO-BIPHEP, and the simplest C3*-TunePhos L1
did not provide satisfying results, the utilization of sterically
more hindered C3*-TunePhos L2 supplied 77% ee of the
and tested. In general, aryl-substituted esters 1 with either
halogen (F, Cl, Br) or electron-donating (Me, Bu, MeO)
t
groups on the benzene ring were transformed into the
corresponding optically active γ-lactams with good to excellent
enantioselectivities (2b−k, 85−95% ee, Table 2). In addition,
2-naphthyl substrate 1m was converted to the desired lactam
2m with 92% ee. According to the observed results, substrates
with a substituent on the para position of the benzene ring
show higher reactivity than ortho-substituted substrates.
Additionally, we also tested aliphatic keto esters 1n, which
provided the desired product 2n in moderate 41% yield and
with 50% ee.
After the evaluation of the scope of γ-keto esters, we
continued to extend the scope to construct more structurally
diverse chiral lactams with different ring sizes. A series of δ-
B
Org. Lett. XXXX, XXX, XXX−XXX