Angewandte
Chemie
Table 1: Initial screen with amines and VANOL, VAPOL, and BINOL
While optimizing the reaction conditions for the Ugi
reaction of benzaldehyde and tert-butyl isonitrile with the
BOROX catalyst that is derived from phenol (P-11) and the
VAPOL ligand L-4 (VAPOL = 2, 2’-diphenyl-[3, 3’-biphenan-
threne]-4,4’-diol), it was found that the use of primary amine
A-6 only led to formation of imine 4 in quantitative yield
(Table 1, entry 6). A number of secondary amines, including
diethylamine, pyrrolidine, and aniline derivatives, did not
produce a detectable amount of the desired product under
these conditions. The reaction with pyrrolidine was examined
more closely, and it was found that the only identifiable
compound that was present in the reaction mixture aside from
the starting materials was aminal 5 (50%; entry 1). Dibenzyl-
amine A-5 was found to give the Ugi product 3a in 76% yield,
but unfortunately only with an enantioselectivity of 59:41 e.r.
(entry 5). The use of bis(p-methoxybenzyl)amine (A-7) gave
essentially the same result (entry 7). The catalyst that is
derived from the VANOL ligand L-1 (VANOL = 3,3’-
diphenyl-[2,2’-binaphthalene]-1,1’-diol) gave an even lower
enantioselectivity. The most effective catalyst among those
that are derived from the BINOL ligands L-10 to L-13 led to
the formation of the Ugi product with 55:45 e.r., but with
a reduced yield compared to the VAPOL catalyst (entries 9–
12).
The next two phases of the screening process involved
1) the evaluation of 38 different BOROX catalysts that were
all prepared from the VAPOL ligand and various alcohols/
phenols, and 2) using the phenol/alcohol that is found to be
most effective during this study in combination with newly
prepared derivatives of the VANOL and VAPOL ligands. The
results for a selected set of eight of the 38 phenol/alcohols that
were used to generate VAPOL BOROX catalysts are given in
Table 2 (see also the Supporting Information). The phenol/
alcohol that leads to the most selective catalyst with VAPOL
is 2,4,6-trimethylphenol (P-36); the desired product was
obtained with an enantioselectivity of 70:30 e.r. (Table 2,
entry 8). The electronic nature of the phenol does not have
a significant effect on the asymmetric induction (entries 1 vs.
5). Essentially, the same induction was observed with tertiary
and secondary alcohols as with phenol (P-11), but the use of
ethanol stopped the reaction (not shown). The use of either
(À)-menthol or (+)-menthol gave the product with the same
sense of chirality, which indicates that chiral centers on the
alcohol component may not be used for modifying the
enantioselectivity. A series of BOROX catalysts that contain
2,4,6-trimethylphenol (P-36) were then generated from
a series of newly prepared VANOL and VAPOL ligands.
Catalysts that are prepared from P-36 and the 7,7’-disubsti-
tuted VANOL derivatives L-2 and L-3 were hardly any more
selective (entries 10 and 11) than those from the parent
VANOL ligand, which essentially gave racemic material
(entry 9).[20] However, the substituted VAPOL ligands L-5 to
L-9 were generally significantly more selective than the
parent VAPOL ligand. The optimal BOROX catalyst is
obtained from the VAPOL derivative L-8 and gave an e.r. of
85:15 (entry 15). The synergism between the ligand and the
phenol components on the asymmetric induction was
revealed experimentally: Whereas the enantioselectivity
increased only slightly when the substituted VAPOL ligand
ligands.[a]
Entry Ligand Amine Catalyst
t [h] Yield[b] [%] e.r.[c]
1
2
3
4
5
6
7
8
L-4
L-4
L-4
L-4
L-4
L-4
L-4
L-1
L-10
L-11
L-12
L-13
A-1
A-2
A-3
A-4
A-5
A-6
A-7
A-5
A-5
A-5
A-5
A-5
LAP 4-1-11
LAP 4-2-11
LAP 4-3-11
LAP 4-4-11
LAP 4-5-11
LAP 4-6-11
LAP 4-7-11
LAP 1-5-11
LAP 10-5-11
LAP 11-5-11
LAP 12-5-11
LAP 13-5-11
19
24
24
24
24
18
48
36
40
24
43
24
n.d.[d]
n.d.
n.d.
n.d.
76
–
–
–
–
41:59[e]
–
n.d.[f]
82
57:43
47:53[e]
44:56[e]
55:45
55:45
–
60
9
9[g]
10
11
12
37
30
trace
[a] Unless otherwise specified, all reactions were carried out with 1a
(0.25 mmol, 0.2m), amine (2.0 equiv), and 2 (1.5 equiv) in toluene at RT
for the indicated time with 20 mol% of the catalyst. The pre-catalyst was
prepared by heating a mixture of the R-configured ligand L (20 mol%),
phenol (P-11; 40 mol%), H2O (60 mol%), and BH3·SMe2 (60 mol%) in
toluene at 1008C for 1 h. After removal of all volatile components, the
BOROX catalyst was generated in situ by the addition of the amine at RT;
this was followed by the addition of the aldehyde and then the isonitrile.
[b] Yield of isolated product after column chromatography on silica gel.
[c] Determined by HPLC analysis. [d] Aminal 5 was formed in 50% yield
(determined by 1H NMR spectroscopy), amide 3 could not be detected.
Heating this mixture at 808C for 18 h resulted in a complex mixture with
3 still not detectable. [e] Catalyst generated from the S ligand. [f] Imine 4
was formed quantitatively as determined by 1H NMR spectroscopy with
an internal standard. After 89 h, the imine was still present in
1
quantitative amounts. [g] Yield determined by H NMR spectroscopy
with an internal standard. n.d.=not detected.
L-8 was used instead of VAPOL in combination with phenol
(P-11; entries 17 vs. 4), a much higher enantioselectivity was
observed when L-8 was used instead of VAPOL with P-36
(entries 15 vs. 8).
Angew. Chem. Int. Ed. 2014, 53, 3436 –3441
ꢀ 2014 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim
3437