Kinetic Resolution of Secondary Alcohols of Broad Structural Scope
J. Am. Chem. Soc., Vol. 123, No. 27, 2001 6497
Scheme 1
Scheme 2
and acetic anhydride proceeds, generation of product (ester +
acetic acid) is signaled by an increase in fluorescence intensity.
A key feature of this assay, within the context of enantioselective
acylation reactions, is that the fluorescence signal is coupled to
catalyst actiVity, but not the degree of enantioselectiVity that a
particular catalyst may afford. Nevertheless, we formulated a
hypothesis that selection of catalysts based on activity alone
might lead to catalysts that also exhibited good degrees of
selectivity.
Kinetic resolutions of functionalized substrates such as (()-1
(Scheme 1) can be achieved with krel > 50 (recovered starting
material, 96% ee at 52% conversion).10-13 In particular, amide-
functionalized alcohols that have the potential to form amide-
based hydrogen bonds to the catalyst have been among the best
substrates we have studied. To expand the scope of the catalysts
to include resolutions of unfunctionalized substrates (i.e.,
substrates lacking additional hydrogen bond donors and accep-
tors), we set out to screen a highly diverse library of potential
catalysts. Notably, at the outset of the study, we were unclear
as to what peptide sequences (if any) would be optimal for the
kinetic resolution of this class of substratessnone that we had
prepared previously exhibited appreciable selectivity in at-
tempted resolutions of alcohols such as 2 (Scheme 1). This lack
of selectivity was a particular concern since these new substrates
would lack functional groups that could lead to obvious multi-
point contacts with the catalyst during the stereodifferentiating
step of the reaction. Herein, we disclose the results of this study,
which include the discovery of a new set of octapeptide catalysts
that are effective for the kinetic resolution of a number of
unfunctionalized substrates.
Our hypothesis was predicated on the fact that each of the
active catalysts will exhibit a level of activity associated with
the core alkylimidazole resident in each peptide. (Alkylimida-
zoles are fully competent catalysts in the absence of the
peptide.15) Then, the most active of the catalysts would exhibit
an additional increment of rate acceleration that could arise from
a secondary effect in the rate-determining transition state (TS1
versus TS2, Scheme 3). The increment could come from a well-
placed hydrogen bond, a π-stacking interaction, favorable ion-
pairing geometries, etc. The essential feature of the fastest
catalysts therefore could be a multi-point contact between
catalyst and substrate in the rate-determining TS. Therefore, we
speculated that since the peptide-based catalysts are chiral and
optically pure, and the substrates are racemic, on average the
rate accelerations would be accompanied by enantioselectivity.
Screening catalysts en masse could allow a means of evaluating
the hypothesis: that selection of catalysts that exhibit substantial
rate acceleration would lead to catalysts that also exhibited
appreciable enantioselectivities. Of course, this approach could
select for catalysts that accelerate both enantiomers of a racemate
equally, leading to low krel values for some catalysts that also
turn out to be highly active. However, such a screening approach
substantially narrows the field of catalyst candidates, focusing
our investigation exclusively on those that are highly active.
Results and Discussion
Assay, Library Design, and Screening. The assay that we
have described previously relies upon proton-activated fluores-
cence within a bead such as that illustrated by structure 3
(Scheme 2).6,14 Thus, as an acylation reaction between an alcohol
(10) (a) Copeland, G. T.; Jarvo, E. R.; Miller, S. J. J. Org. Chem. 1998,
63, 6784-6785. (b) Miller, S. J.; Copeland, G. T.; Papaioannou, N.;
Horstmann, T. E.; Ruel, E. M. J. Am. Chem. Soc. 1998, 120, 1629-1630.
(11) For reports of techniques that allow high throughput assays for
enantioselectivity of each catalyst within a library, see: (a) Korbel, G. A.;
Lalic, G.; Shair, M. D. J. Am. Chem. Soc. 2001, 123, 361-362. (b) Guo,
J.; Wu, J.; Siuzdak, G.; Finn, M. G. Angew. Chem., Int. Ed. 1999, 38, 1755-
1758. (c) Reetz, M. T.; Becker, M. H.; Klein, H.-W.; Stockigt, D. Angew.
Chem., Int. Ed. 1999, 38, 1758-1761.
Scheme 3
(12) For alternative representative nonenzymatic catalysts that effect
kinetic resolution of racemic alcohols, see: (a) Fu, G. C. Acc. Chem. Res.
2000, 33, 412-420. (b) Vedejs, E.; Daugulis, O. J. Am. Chem. Soc. 1999,
121, 5813-5814. (c) Spivey, A. C.; Fekner, T.; Spey, S. E. J. Org. Chem.
2000, 65, 3154-3159. (d) Sano, T.; Miyata, H.; Oriyama, T. Enantiomer
2000, 5, 119-123. (e) Kawabata, T.; Nagato, M.; Takasu, K.; Fuji, K. J.
Am. Chem. Soc. 1997, 119, 3169-3170.
(13) S-values ()krel) were calculated according to the method of Kagan.
See: Kagan, H. B.; Fiaud, J. C. Top. Stereochem. 1988, 18, 249-330.
(14) For pioneering studies on the use of aminomethylanthracenes as
pH and metal-ion sensors, see: (a) Fluorescent Chemosensors for Ion And
Molecule Recognition; Czarnik, A. W., Ed.; American Chemical Society:
Washington, DC, 1993. (b) de Silva, A. P.; Gunaratne, H. Q. N.;
Gunnlaugsson, T.; Huxley, A. J. M.; McCoy, C. P.; Rademacher, J. T.;
Rice, T. E. Chem. ReV. 1997, 97, 1515-1566.
Our library design is illustrated below (Figure 1). Specifically,
an octapeptide format was selected wherein the first and last
amino acids were held constant with alanine and π-(Me)-
histidine (Pmh), respectively. Fourteen unique amino acid
(15) Nucleophilic versus general base catalysis with alkylimidazoles has
been a subject of some debate. We have adopted the nucleophilic paradigm
for this analysis. (a) Guibe-Jampel, E.; Bram, G.; Vilkas, M. Bull. Soc.
Chim. Fr. 1973, 1021-1027. (b) Ho¨fle, G.; Steglich, W.; Vorbru¨ggen, H.
Angew. Chem., Int. Ed. Engl. 1978, 17, 569-583. (c) See: Pandit, N. K.;
Connors, K. A. J. Pharm. Sci. 1982, 71, 485-491.