Journal of the American Chemical Society
Communication
(>99% ee, 96:4 dr). In addition, different ratios of triethyl-
amine and formic acid were investigated in toluene. When a
mixture of HCOOH/Et3N (3:2) or HCOOH/Et3N (1:1) was
used, lower conversion and diastereoselectivity were observed
(entries 16 and 17). Further investigation with DBU and
DIPEA in place of Et3N still yielded only moderate conversion
and diastereoselectivity (entries 18 and 19). Finally, two other
hydrogen donors were also investigated, but the activity of the
reactions was very poor (entries 20 and 21, <5% conv). The
optimal reaction conditions included (R,R)-cat.4 as catalyst,
toluene as solvent, and the azeotropic mixture of HCOOH/
Et3N as the hydrogen donor (entry 15).
Figure 3. Calculated transition states for the anti- and syn- products.
The hydrogen bonding distances are shown in Å.
Following the optimization of reaction conditions, we turned
our attention to the investigation of the substrate generality of
this DKR-ATH, and the results are illustrated in Scheme 1.
Substrates with different alkyl or aryl groups on the α position
were synthesized and subjected to the standard reaction
conditions, and the reaction proceeded smoothly to provide
the desired anti-product with high yields, excellent enantiose-
lectivities and diastereoselectivities (2a−2g, 97%−98% yield,
96:4−99:1 dr, 98%−>99% ee). Next, we evaluated the effect of
the substituents on the β position. Functional groups, such as
halides (2h−2j), trifluoromethyl (2k), methyl (2l), and
methoxy (2m) at the para position of the phenyl group were
compatible with this transformation (97%−99% yield, 98:2−
99:1 dr, 98% −>99% ee). Substrates with meta-substitution on
the phenyl group were also tolerated, and 99:1 and 95:5 dr
values were obtained respectively (2n, 2o). Moderate
enantioselectivity was obtained for the ortho-fluoro substrate,
and syn-product was produced instead of the anti-product (2p,
95% yield, 95:5 dr, and 71% ee). Moreover, the product 2q
with both the para and meta methoxy groups on the phenyl
ring was obtained with >99% ee and 99:1 dr. The current
reaction also tolerates substrates bearing 2-naphthyl, thienyl, 2-
furanyl, 2-pyridyl, and 2-indolyl groups on the β position (2r−
2u, 96%−98% yield, 90:10−>99:1 dr, >99% ee). The cyclic
compounds 1w and 1x were also suitable substrates for the
current reaction, as >99% ee and >99:1 dr were observed in
both cases (2w, 2x). Finally, the reaction of 1y and 1z, with
different β-alkyl groups (methyl and ethyl), could give anti-
products 2y and 2z with excellent enantioselectivity (>99%
ee), 93:7 dr and 81:19 dr, respectively. The absolute
configuration of 2b, 2o, 2p, and 2y was unambiguously
determined by X-ray crystallography.
With the general scope of the transformation established, we
sought to demonstrate the synthetic utilities of this method-
ology. Scheme 2 depicts 2-g-scale transformations that were
Scheme 2. Gram Scale Synthetic Utilities of the DKR-ATH
The two enantiomers of 1a could interconvert with each
other under the standard reaction conditions, and the
difference in the reactivity of the two enantiomers is the key
factor for the DKR process. In order to understand the
mechanism of DKR and rationalize the origin of diaster-
eoselectivity observed in this transformation, we calculated the
transition states for the anti- and syn- products. As shown in
Figure 3, the edge-to-face interaction between the η5-arene
fragment of the ligand and the aryl group of the substrate can
stabilize the transition state for the ketone reduction process.60
The tosyl group in the cat.4 can affect the diastereoselectivity
through its hydrogen bonding with the substrate 1a. The
hydrogen bonding strength is expected to be stronger in TSanti
(the donor−acceptor distance is 2.225 Å) than that in TSsyn
(the donor−acceptor distance is 2.274 Å), because of its
shorter donor−acceptor distance. The TSanti is calculated to be
more stable than TSsyn with the free energy difference at 2.3
kcal/mol (the electronic energy difference is 2.9 kcal/mol),
suggesting that the anti-product 2a is the major product.
conducted. First, under the standard conditions, gram-scale 1d
was converted to the desired product (S,S)-2d in 99% yield,
>99% ee, and 99:1 dr. The target product 4d was obtained in
high yield with undiminished enantioselectivity (>99% ee)
after platinum-catalyzed hydration61 and simultaneous Hoff-
man degradation and ring-closing cascade.62 Notably, the
chiral compound 4d can be transformed into Ipenoxazone in
just one step according to the reported procedure (Scheme
2a).63 The DKR-ATH reaction of 1o was also conducted on a
gram scale, and 2o was obtained with 98% yield, 99% ee, and
95:5 dr. The dr value could be increased to 99:1 after a simple
recrystallization. Subsequent reduction of the cyano group with
LiAlH4, N-methylation with formalin, and oxidation with Dess-
Martin periodinane proceeded smoothly to give the vital
intermediate 6o in high yield. Tapentadol can be easily
2480
J. Am. Chem. Soc. 2021, 143, 2477−2483